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CETERA INVESTMENT MANAGEMENT LLC

Company Details

Entity Name: CETERA INVESTMENT MANAGEMENT LLC
Jurisdiction: Connecticut
Legal type: LLC
Citizenship: Foreign
Status: Active
Date Formed: 16 Apr 2013 (Companies founded in April 2013)
Business ALEI: 1103126
Annual report due: 31 Mar 2025
NAICS code: 523999 - Miscellaneous Financial Investment Activities
Business address: 2301 Rosecrans Ave, El Segundo, CA, 90245-4967, United States
Mailing address: 2301 Rosecrans Ave, STE 5100, El Segundo, CA, United States, 90245-4967
Mailing jurisdiction address: 251 LITTLE FALLS DRIVE, WILMINGTON, DE, 19808, United States
Place of Formation: DELAWARE
E-Mail: taxdepartment@cetera.com

Agent

Name Role
CORPORATION SERVICE COMPANY Agent

Officer

Name Role Business address Residence address
THOMAS TAYLOR Officer 200 N. Pacific Coast Hwy, Suite 1300, El Segundo, CA, 90245, United States 2301 Rosecrans Ave, STE 5100, El Segundo, CA, 90245-4967, United States
THOMAS GOOLEY Officer 2301 Rosecrans Ave, STE 5100, El Segundo, CA, 90245-4967, United States 2301 Rosecrans Ave, STE 5100, El Segundo, CA, 90245-4967, United States
GARY CHAFFIN Officer 2301 Rosecrans Ave, STE 5100, El Segundo, CA, 90245-4967, United States 2301 Rosecrans Ave, STE 5100, El Segundo, CA, 90245-4967, United States
JOSEPH NEARY Officer 655 W. Broadway, 12th Floor, San Diego, CA, 92101, United States 2301 Rosecrans Ave, STE 5100, El Segundo, CA, 90245-4967, United States

History

Type Old value New value Date of change
Name change TOWER SQUARE INVESTMENT MANAGEMENT CETERA INVESTMENT MANAGEMENT LLC 2017-10-11
Name change CETERA INVESTMENT MANAGEMENT LLC TOWER SQUARE INVESTMENT MANAGEMENT 2015-06-15

Filing

Filing number Filing date Effective date Filing category Filing type Report year
BF-0012256688 2024-03-11 No data Annual Report Annual Report No data
BF-0011308245 2023-02-07 No data Annual Report Annual Report No data
BF-0010326072 2022-02-02 No data Annual Report Annual Report 2022
BF-0010469260 2022-01-14 2022-01-14 Mass Agent Change � Address Agent Address Change No data
0007257702 2021-03-24 No data Annual Report Annual Report 2021
0006950703 2020-07-06 2020-07-06 Change of Agent Address Agent Address Change No data
0006943532 2020-07-06 2020-07-06 Change of Agent Address Agent Address Change No data
0006845136 2020-03-23 No data Annual Report Annual Report 2020
0006445274 2019-03-11 No data Annual Report Annual Report 2019
0006275245 2018-11-10 2018-11-10 Change of Business Address Business Address Change No data

Date of last update: 04 Nov 2024

Sources: Connecticut's Official State Website