| Entity Name: | FIRST ALLIED SECURITIES, INC. |
| Jurisdiction: | Connecticut |
| Legal type: | Stock |
| Citizenship: | Foreign |
| Status: | Withdrawn |
| Sub status: | Annual report past due |
| Date Formed: | 11 Oct 1995 |
| Branch of: | FIRST ALLIED SECURITIES, INC. (Company Number 1714349) (NEW YORK) |
| Business ALEI: | 0523539 |
| Annual report due: | 11 Oct 2023 |
| NAICS code: | 523120 - Securities Brokerage |
| Business address: | 655 W Broadway, San Diego, CA, 92101-8590, United States |
| Mailing address: | CETERA FINANCIAL GROUP, LEGAL DEPT. 2301 ROSECRANS AVE., SUITE 5100, STE 5100, EL SEGUNDO, CA, UNITED STATES, 90245 |
| Place of Formation: | NEW YORK |
| E-Mail: | taxdepartment@cetera.com |
| Name | Role | Business address |
|---|---|---|
| Secretary of State | Agent | 165 Capitol Ave., P.O. BOX 150470, Hartford, CT, 06115-0470, United States |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| BRETT HARRISON | Officer | 2301 Rosecrans Ave, STE 5100, El Segundo, CA, 90245-4967, United States | 2301 Rosecrans Ave, STE 5100, El Segundo, CA, 90245-4967, United States |
| GARY CHAFFIN | Officer | 2301 Rosecrans Ave, STE 5100, El Segundo, CA, 90245-4967, United States | 2301 Rosecrans Ave, STE 5100, El Segundo, CA, 90245-4967, United States |
| DAVID VAN HAVERMAAT | Officer | 2301 Rosecrans Ave, STE 5100, El Segundo, CA, 90245-4967, United States | 2301 Rosecrans Ave, STE 5100, El Segundo, CA, 90245-4967, United States |
| JOSEPH NEARY | Officer | 2301 Rosecrans Ave, STE 5100, El Segundo, CA, 90245-4967, United States | 2301 Rosecrans Ave, STE 5100, El Segundo, CA, 90245-4967, United States |
| STANLEY SMILEY | Officer | 2301 Rosecrans Ave, STE 5100, El Segundo, CA, 90245-4967, United States | 2301 Rosecrans Ave, STE 5100, El Segundo, CA, 90245-4967, United States |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| BRETT HARRISON | Director | 2301 Rosecrans Ave, STE 5100, El Segundo, CA, 90245-4967, United States | 2301 Rosecrans Ave, STE 5100, El Segundo, CA, 90245-4967, United States |
| THOMAS TAYLOR | Director | 2301 Rosecrans Ave, STE 5100, El Segundo, CA, 90245-4967, United States | 2301 Rosecrans Ave, STE 5100, El Segundo, CA, 90245-4967, United States |
| JOSEPH NEARY | Director | 2301 Rosecrans Ave, STE 5100, El Segundo, CA, 90245-4967, United States | 2301 Rosecrans Ave, STE 5100, El Segundo, CA, 90245-4967, United States |
| Filing number | Filing date | Effective date | Filing category | Filing type | Report year |
|---|---|---|---|---|---|
| BF-0011758688 | 2023-04-04 | 2023-04-04 | Withdrawal | Certificate of Withdrawal | No data |
| BF-0010256245 | 2022-10-03 | No data | Annual Report | Annual Report | 2022 |
| BF-0010458186 | 2022-01-14 | 2022-01-14 | Mass Agent Change � Address | Agent Address Change | No data |
| BF-0009817004 | 2021-10-04 | No data | Annual Report | Annual Report | No data |
| 0007011479 | 2020-11-02 | No data | Annual Report | Annual Report | 2020 |
| 0006950703 | 2020-07-06 | 2020-07-06 | Change of Agent Address | Agent Address Change | No data |
| 0006943532 | 2020-07-06 | 2020-07-06 | Change of Agent Address | Agent Address Change | No data |
| 0006668885 | 2019-10-29 | No data | Annual Report | Annual Report | 2019 |
| 0006270756 | 2018-11-02 | No data | Annual Report | Annual Report | 2018 |
| 0006258085 | 2018-10-10 | 2018-10-10 | Change of Agent | Agent Change | No data |
Date of last update: 25 Nov 2024
Sources: Connecticut's Official State Website
