| Entity Name: | FIRST ALLIED ADVISORY SERVICES, INC. |
| Jurisdiction: | Connecticut |
| Legal type: | Stock |
| Citizenship: | Foreign |
| Status: | Withdrawn |
| Date Formed: | 27 Dec 2006 |
| Business ALEI: | 0883252 |
| Annual report due: | 27 Dec 2021 |
| NAICS code: | 523999 - Miscellaneous Financial Investment Activities |
| Business address: | 200 N PACIFIC COAST HWY STE 1200, EL SEGUNDO, CA, 90245 |
| Place of Formation: | DELAWARE |
| E-Mail: | DANA.THOMSEN@CETERA.COM |
| Name | Role | Business address |
|---|---|---|
| Secretary of State | Agent | 165 Capitol Ave., P.O. BOX 150470, Hartford, CT, 06115-0470, United States |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| JOSEPH NEARY | Officer | 200 N PACIFIC COAST HWY, STE 1200, EL SEGUNDO, CA, 90245, United States | 2301 Rosecrans Ave, STE 5100, El Segundo, CA, 90245-4967, United States |
| GREG OLSON | Officer | 200 N PACIFIC COAST HWY, EL SEGUNDO, CA, 90245, United States | 200 N PACIFIC COAST HWY, EL SEGUNDO, CA, 90245, United States |
| MARK SHELSON | Officer | 400 1ST ST SOUTH, STE 300, ST CLOUD, MN, 56301, United States | 400 1ST ST SOUTH, STE 300, ST CLOUD, MN, 56301, United States |
| Type | Old value | New value | Date of change |
|---|---|---|---|
| Name change | FIRST ADVISORS, INC. | FIRST ALLIED ADVISORY SERVICES, INC. | 2008-10-15 |
| Filing number | Filing date | Effective date | Filing category | Filing type | Report year |
|---|---|---|---|---|---|
| 0007049770 | 2020-12-31 | No data | Annual Report | Annual Report | 2020 |
| 0007051204 | 2020-12-28 | 2020-12-28 | Withdrawal | Certificate of Withdrawal | No data |
| 0006943532 | 2020-07-06 | 2020-07-06 | Change of Agent Address | Agent Address Change | No data |
| 0006950703 | 2020-07-06 | 2020-07-06 | Change of Agent Address | Agent Address Change | No data |
| 0006707330 | 2019-12-31 | No data | Annual Report | Annual Report | 2019 |
| 0006298995 | 2018-12-27 | No data | Annual Report | Annual Report | 2018 |
| 0006258082 | 2018-10-10 | 2018-10-10 | Change of Agent | Agent Change | No data |
| 0005985028 | 2017-12-13 | No data | Annual Report | Annual Report | 2017 |
| 0005721337 | 2016-12-19 | No data | Annual Report | Annual Report | 2016 |
| 0005445074 | 2015-12-11 | No data | Annual Report | Annual Report | 2015 |
Date of last update: 25 Nov 2024
Sources: Connecticut's Official State Website
