| Entity Name: | CETERA INVESTMENT ADVISERS LLC |
| Jurisdiction: | Connecticut |
| Legal type: | LLC |
| Citizenship: | Foreign |
| Status: | Active |
| Sub status: | Annual report due |
| Date Formed: | 11 Jan 2013 |
| Business ALEI: | 1093434 |
| Annual report due: | 31 Mar 2025 |
| NAICS code: | 523999 - Miscellaneous Financial Investment Activities |
| Business address: | 1450 AMERICAN LANE, SCHAUMBURG, IL, 60173, United States |
| Mailing address: | 2301 Rosecrans Ave, Suite 5100, El Segundo, CA, United States, 90245 |
| Mailing jurisdiction address: | 251 LITTLE FALLS ROAD, WILMINGTON, DE, 19808, United States |
| Place of Formation: | DELAWARE |
| E-Mail: | annualreports@cscglobal.com |
| Name | Role |
|---|---|
| CORPORATION SERVICE COMPANY | Agent |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| JOSEPH NEARY | Officer | 655 W. Broadway, 12th Floor, San Diego, CA, 92101, United States | 2301 Rosecrans Ave, STE 5100, El Segundo, CA, 90245-4967, United States |
| THOMAS B. TAYLOR | Officer | 200 N. Pacific Coast Hwy, Suite 1300, El Segundo, CA, 90245, United States | 200 N. Pacific Coast Hwy, Suite 1300, El Segundo, CA, 90245, United States |
| GARY CHAFFIN | Officer | 2301 Rosecrans Ave, STE 5100, El Segundo, CA, 90245-4967, United States | 2301 Rosecrans Ave, STE 5100, El Segundo, CA, 90245-4967, United States |
| THOMAS GOOLEY | Officer | 1450 AMERICAN LANE, SUITE 650, SCHAUMBURG, IL, 60173, United States | 2301 Rosecrans Ave, STE 5100, El Segundo, CA, 90245-4967, United States |
| Filing number | Filing date | Effective date | Filing category | Filing type | Report year |
|---|---|---|---|---|---|
| BF-0012165314 | 2024-03-11 | No data | Annual Report | Annual Report | No data |
| BF-0011301756 | 2023-02-07 | No data | Annual Report | Annual Report | No data |
| BF-0010374853 | 2022-02-02 | No data | Annual Report | Annual Report | 2022 |
| BF-0010469259 | 2022-01-14 | 2022-01-14 | Mass Agent Change � Address | Agent Address Change | No data |
| BF-0010088694 | 2021-07-20 | No data | Interim Notice | Interim Notice | No data |
| BF-0010088693 | 2021-07-20 | No data | Change of Business Address | Business Address Change | No data |
| 0007259097 | 2021-03-25 | No data | Annual Report | Annual Report | 2021 |
| 0006950703 | 2020-07-06 | 2020-07-06 | Change of Agent Address | Agent Address Change | No data |
| 0006943532 | 2020-07-06 | 2020-07-06 | Change of Agent Address | Agent Address Change | No data |
| 0006845158 | 2020-03-23 | No data | Annual Report | Annual Report | 2020 |
Date of last update: 25 Nov 2024
Sources: Connecticut's Official State Website
