| Entity Name: | CETERA INVESTMENT SERVICES LLC |
| Jurisdiction: | Connecticut |
| Legal type: | LLC |
| Citizenship: | Foreign |
| Status: | Active |
| Sub status: | Annual report due |
| Date Formed: | 12 Dec 2012 |
| Business ALEI: | 1091194 |
| Annual report due: | 31 Mar 2025 |
| NAICS code: | 523150 - Investment Banking and Securities Intermediation |
| Business address: | 400 1ST STREET SOUTH, ST. CLOUD, MN, 56301, United States |
| Mailing address: | 400 1ST STREET SOUTH, SUITE 300, ST. CLOUD, MN, United States, 56301 |
| Mailing jurisdiction address: | 251 Little Falls Dr, Wilmington, DE, 19808-1674, United States |
| Place of Formation: | DELAWARE |
| E-Mail: | taxdepartment@cetera.com |
| Name | Role |
|---|---|
| CORPORATION SERVICE COMPANY | Agent |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| LEANN RUMMEL | Officer | 400 1ST ST SOUTH, STE 300, ST CLOUD, MN, 56301, United States | 400 1ST ST SOUTH, STE 300, ST CLOUD, MN, 56301, United States |
| THOMAS TAYLOR | Officer | 200 N Pacific Coast Hwy, Suite 1300, El Segundo, CA, 90245, United States | 2301 Rosecrans Ave, STE 5100, El Segundo, CA, 90245-4967, United States |
| GARY CHAFFIN | Officer | 2301 Rosecrans Ave, STE 5100, El Segundo, CA, 90245-4967, United States | 2301 Rosecrans Ave, STE 5100, El Segundo, CA, 90245-4967, United States |
| JOSEPH NEARY | Officer | 655 W Broadway, 12th Floor, San Diego, CA, 92101, United States | 2301 Rosecrans Ave, STE 5100, El Segundo, CA, 90245-4967, United States |
| Filing number | Filing date | Effective date | Filing category | Filing type | Report year |
|---|---|---|---|---|---|
| BF-0012100650 | 2024-03-11 | No data | Annual Report | Annual Report | No data |
| BF-0011296048 | 2023-02-07 | No data | Annual Report | Annual Report | No data |
| BF-0010203628 | 2022-02-02 | No data | Annual Report | Annual Report | 2022 |
| BF-0010471861 | 2022-01-14 | 2022-01-14 | Mass Agent Change � Address | Agent Address Change | No data |
| 0007257669 | 2021-03-24 | No data | Annual Report | Annual Report | 2021 |
| 0006950703 | 2020-07-06 | 2020-07-06 | Change of Agent Address | Agent Address Change | No data |
| 0006943532 | 2020-07-06 | 2020-07-06 | Change of Agent Address | Agent Address Change | No data |
| 0006845125 | 2020-03-23 | No data | Annual Report | Annual Report | 2020 |
| 0006445397 | 2019-03-11 | No data | Annual Report | Annual Report | 2019 |
| 0006258079 | 2018-10-10 | 2018-10-10 | Change of Agent | Agent Change | No data |
Date of last update: 25 Nov 2024
Sources: Connecticut's Official State Website
