| Entity Name: | LPL FINANCIAL CORPORATION |
| Jurisdiction: | Connecticut |
| Legal type: | Stock |
| Citizenship: | Foreign |
| Status: | Withdrawn |
| Date Formed: | 26 Sep 1983 (Companies founded in September 1983) |
| Business ALEI: | 0147723 |
| Annual report due: | 29 Sep 2011 |
| Place of Formation: | CALIFORNIA |
| E-Mail: | lauren.jones@pl.com |
| Name | Role | Business address |
|---|---|---|
| Secretary of State | Agent | 165 Capitol Ave., P.O. BOX 150470, Hartford, CT, 06115-0470, United States |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| MARK S. CASADY | Officer | ONE BEACON STREET, 22ND FLOOR, BOSTON, MA, 02108, United States | 75 STATE STREET, BOSTON, MA, 02109, United States |
| STEPHANIE LEIGH BROWN | Officer | ONE BEACON STREET, 22ND FLOOR, BOSTON, MA, 02108, United States | 220 BOYLSTON ST STE 1002, BOSTON, MA, 02116, United States |
| MR. ROBERT MOORE | Officer | 9785 TOWNE CENTRE DRIVE, SAN DIEGO, CA, 92121, United States | 5050 3L SECRETO, RANCHO SANTA FE, CA, 92067, United States |
| Type | Old value | New value | Date of change |
|---|---|---|---|
| Name change | LINSCO/PRIVATE LEDGER CORP. | LPL FINANCIAL CORPORATION | 2008-01-11 |
| Name change | PRIVATE LEDGER FINANCIAL SERVICES, INCORPORATED | LINSCO/PRIVATE LEDGER CORP. | 1990-06-05 |
| Filing number | Filing date | Effective date | Filing category | Filing type | Report year |
|---|---|---|---|---|---|
| 0004314048 | 2011-01-31 | 2011-01-31 | Withdrawal | Certificate of Withdrawal | No data |
| 0004317759 | 2011-01-31 | No data | Annual Report | Annual Report | 2010 |
| 0004016655 | 2009-08-31 | No data | Annual Report | Annual Report | 2009 |
| 0003783770 | 2008-09-23 | No data | Annual Report | Annual Report | 2008 |
| 0003607506 | 2008-01-11 | 2008-01-11 | Amendment | Amend Name | No data |
| 0003543662 | 2007-09-21 | No data | Annual Report | Annual Report | 2007 |
| 0003425011 | 2007-04-02 | 2007-04-02 | Change of Agent Address | Agent Address Change | No data |
| 0003314541 | 2006-10-13 | No data | Annual Report | Annual Report | 2006 |
| 0003005380 | 2005-10-12 | No data | Annual Report | Annual Report | 2005 |
| 0002912550 | 2004-10-01 | No data | Annual Report | Annual Report | 2004 |
Date of last update: 04 Nov 2024
Sources: Connecticut's Official State Website
