FINRA DISPUTE RESOLUTION, INC.

Company Details

Entity Name:	FINRA DISPUTE RESOLUTION, INC.
Jurisdiction:	Connecticut
Legal type:	Non-Stock
Citizenship:	Foreign
Status:	Withdrawn
Date Formed:	14 Mar 2000
Business ALEI:	0646046
Annual report due:	14 Mar 2016
Business address:	1735 K STREET, NW, WASHINGTON, DC, 20006
Place of Formation:	DELAWARE
E-Mail:	annualreports@cscinfo.com

Agent

Name	Role	Business address
Secretary of State	Agent	165 Capitol Ave., P.O. BOX 150470, Hartford, CT, 06115-0470, United States

Officer

History

Type	Old value	New value	Date of change
Name change	NASD DISPUTE RESOLUTION, INC.	FINRA DISPUTE RESOLUTION, INC.	2008-01-03

Filing

Filing number	Filing date	Effective date	Filing category	Filing type	Report year
0005473163	2016-01-26	2016-01-26	Withdrawal	Certificate of Withdrawal	No data
0005299058	2015-03-18	No data	Annual Report	Annual Report	2015
0005270354	2015-01-09	2015-01-09	Change of Agent	Agent Change	No data
0005068450	2014-03-24	No data	Annual Report	Annual Report	2014
0004814134	2013-03-05	No data	Annual Report	Annual Report	2013
0004535447	2012-03-01	No data	Annual Report	Annual Report	2012
0004397953	2011-03-28	No data	Annual Report	Annual Report	2011
0004157167	2010-03-18	No data	Annual Report	Annual Report	2010
0003919035	2009-03-27	No data	Annual Report	Annual Report	2009
0003662341	2008-03-07	No data	Annual Report	Annual Report	2008
0003601904	2008-01-03	2008-01-03	Amendment	Amend Name	No data
0003573379	2007-11-13	No data	Name Reservation	Reservation of Name	No data
0003436160	2007-04-13	No data	Annual Report	Annual Report	2007
0003199288	2006-03-29	No data	Annual Report	Annual Report	2006
0003029011	2005-11-09	2005-11-09	Change of Agent	Agent Change	No data
0002978891	2005-04-01	No data	Annual Report	Annual Report	2005
0002810470	2004-04-12	No data	Annual Report	Annual Report	2004
0002565452	2003-03-31	No data	Annual Report	Annual Report	2003
0002428355	2002-03-22	No data	Annual Report	Annual Report	2002
0002246365	2001-04-03	No data	Annual Report	Annual Report	2001

Date of last update: 25 Nov 2024

Sources: Connecticut's Official State Website

Name	Role	Business address	Residence address
LESLIE F. SEIDMAN	Officer	10 BEECHWOOD LANE, WESTPORT, CT, 06880, United States	10 BEECHWOOD LANE, WESTPORT, CT, 06880, United States
JAMES D. WEDDLE	Officer	12555 MANCHESTER RD, ST. LOUIS, MO, 63131, United States	12555 MANCHESTER RD, ST. LOUIS, MO, 63131, United States
SETH H. WAUGH	Officer	60 WALL ST, NEW YORK, NY, 10005, United States	60 WALL ST, NEW YORK, NY, 10005, United States
THOMAS M. SELMAN	Officer	1735 K STREET, NW, WASHINGTON, DC, 20006, United States	1735 K STREET, NW, WASHINGTON, DC, 20006, United States
CAMERON FUNKHOUSER	Officer	1735 K STREET, NW, WASHINGTON, CA, 20006, United States	1735 K STREET, NW, WASHINGTON, CA, 20006, United States
RICHARD S. PECHTER	Officer	1 MAGNOLIA PLACE, SUMMIT, NJ, 07901, United States	1 MAGNOLIA PLACE, SUMMIT, NJ, 07901, United States
SUSAN WOLBURGH JENAH	Officer	192 CARMICHAEL AVENUE, TORONTO, ONTARIO, M5M 2X3, Canada	192 CARMICHAEL AVENUE, TORONTO, ONTARIO, M5M 2X3, Canada
W. DENNIS FERGUSON	Officer	1040 SW 14 DRIVE, BOCA RATON, FL, 33486, United States	1040 SW 14 DRIVE, BOCA RATON, FL, 33486, United States
MARK S. CASADY	Officer	75 STATE STREET, BOSTON, MA, 02109, United States	75 STATE STREET, BOSTON, MA, 02109, United States
STEVEN J. RANDICH	Officer	1735 K STREET, NW, WASHINGTON, DC, 20006, United States	1735 K STREET, NW, WASHINGTON, DC, 20006, United States
ROBERT W. SCULLY	Officer	9 E 79TH STREET, NEW YORK,STREET, NY, 10075, United States	10 SYLVAN WAY, PARSIPPANY, NJ, 07054, United States
ROBERT KEENAN JR.	Officer	1609 WEST MAIN STREET, RUSSELLVILLE, AR, 72801, United States	1609 WEST MAIN STREET, RUSSELLVILLE, AR, 72801, United States
JOHN W. SCHMIDLIN	Officer	15 SPRINGCROFT RD, FAR HILLS, NJ, 07931, United States	15 SPRINGCROFT RD, FAR HILLS, NJ, 07931, United States
GERALDINE M. WALSH	Officer	1735 K STREET, NW, WASHINGTON, DC, 20006, United States	1735 K STREET, NW, WASHINGTON, DC, 20006, United States
TRACY JOHNSON	Officer	1735 K STREET, NW, WASHINGTON, DC, 20006, United States	1735 K STREET, NW, WASHINGTON, DC, 20006, United States
BILL WOLLMAN	Officer	1735 K STREET, NW, WASHINGTON, DC, 20006, United States	1735 K STREET, NW, WASHINGTON, DC, 20006, United States
MARCIA E. ASQUITH	Officer	1735 K STREET, NW, WASHINGTON, DC, 20006, United States	1735 K STREET, NW, WASHINGTON, DC, 20006, United States
JOSEPH M. MECANE	Officer	375 PARK AVENUE, NEW YORK, NY, 10152, United States	375 PARK AVENUE, NEW YORK, NY, 10152, United States
ELISSE B. WALTER	Officer	7529 ROYAL DOMINION DRIVE, BETHESDA, MD, 20817, United States	7529 ROYAL DOMINION DRIVE, BETHESDA, MD, 20817, United States
GREGORY J. FLEMING	Officer	1585 BROADWAY, NEW YORK, NY, 10019, United States	1585 BROADWAY, NEW YORK, NY, 10019, United States
LUIS M. VICEIRA	Officer	BAKER LIBRARY 367, BOSTON, MA, 02163, United States	BAKER LIBRARY 367, BOSTON, MA, 02163, United States
THOMAS GIRA	Officer	1735 K STREET, NW, WASHINGTON, DC, 20006, United States	1735 K STREET, NW, WASHINGTON, DC, 20006, United States
J. BRADLEY BENNETT	Officer	1735 K STREET, NW, WASHINGTON, DC, 20006, United States	1735 K STREET, NW, WASHINGTON, DC, 20006, United States
CAROL A. DAVIDSON	Officer	4851 BONITA BAY BLVD, BONITA SPRINGS, FL, 34134, United States	4851 BONITA BAY BLVD, BONITA SPRINGS, FL, 34134, United States
BRIGITTE C. MADRIAN	Officer	79 JFK STREET, CAMBRIDGE, MA, 02138, United States	79 JFK STREET, CAMBRIDGE, MA, 02138, United States
RICHARD W. BERRY	Officer	1735 K STREET, NW, WASHINGTON, DC, 20006, United States	1735 K STREET, NW, WASHINGTON, DC, 20006, United States
ROBERT A. RENNER	Officer	1735 K STREET, NW, WASHINGTON, DC, 20006, United States	1735 K STREET, NW, WASHINGTON, DC, 20006, United States
MICHAEL RUFINO	Officer	1735 K STREET, NW, WASHINGTON, DC, 20006, United States	1735 K STREET, NW, WASHINGTON, DC, 20006, United States
ROCHELLE LAZARUS	Officer	636 11TH AVENUE, NEW YORK, NY, 10036, United States	636 11TH AVENUE, NEW YORK, NY, 10036, United States
TODD T. DIGANCI	Officer	1735 K STREET, NW, WASHINGTON, DC, 20006, United States	1735 K STREET, NW, WASHINGTON, DC, 20006, United States
CARLO V. DI FLORIO	Officer	1735 K STREET, NW, WASHINGTON, DC, 20006, United States	1735 K STREET, NW, WASHINGTON, DC, 20006, United States
RICHARD G. KETCHUM	Officer	1735 K STREET, NW, WASHINGTON, DC, 20006, United States	1735 K STREET, NW, WASHINGTON, DC, 20006, United States
JONATHAN S. SOKOBIN	Officer	1735 K STREET, NW, WASHINGTON, DC, 20006, United States	1735 K STREET, NW, WASHINGTON, DC, 20006, United States
KEVIN A. CARRENO	Officer	300 S ORANGE AVE, ORLANDO, FL, 32801, United States	300 S ORANGE AVE, ORLANDO, FL, 32801, United States
SUSAN F. AXELROD	Officer	1735 K STREET, NW, WASHINGTON, DC, 20006, United States	1735 K STREET, NW, WASHINGTON, DC, 20006, United States
JOEL SELIGMAN	Officer	240 WALLIS HALL, ROCHESTER, NY, 14627, United States	240 WALLIS HALL, ROCHESTER, NY, 14627, United States
STEVEN A. JOACHIM	Officer	1735 K STREET, NW, WASHINGTON, DC, 20006, United States	1735 K STREET, NW, WASHINGTON, DC, 20006, United States
JOHN J. BRENNAN	Officer	400 DEVON PARK DR, WAYNE, PA, 19087, United States	68 CORONA DR, MILFORD, CT, 06460, United States
ROBERT COLBY	Officer	1735 K STREET, NW, WASHINGTON, DC, 20006, United States	175 NORTH MAIN ST, BRANFORD, CT, United States
GREGORY AHERN	Officer	1735 K STREET, NW, WASHINGTON, DC, 20006, United States	1735 K STREET, NW, WASHINGTON, DC, 20006, United States
JOSHUA S. LEVINE	Officer	2095 BROADWAY, 5TH FLOOR, NEW YORK,, NY, 10023, United States	2095 BROADWAY, 5TH FLOOR, NEW YORK,, NY, 10023, United States
WILLIAM H. HEYMAN	Officer	385 WASHINGTON ST, SAINT PAUL, MN, 55102, United States	133 E. 64TH STREET, APT. 4B, NEW YORK, NY, 10065, United States
MARK W. CRESAP	Officer	259 RADNOR-CHESTER ROAD, SUITE 230, RADNOR, PA, 19087, United States	259 RADNOR-CHESTER ROAD, SUITE 230, RADNOR, PA, 19087, United States

FINRA DISPUTE RESOLUTION, INC.

Company Details

Agent

Officer

History

Filing

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