| Entity Name: | APOGEM CAPITAL LLC |
| Jurisdiction: | Connecticut |
| Legal type: | LLC |
| Citizenship: | Foreign |
| Status: | Active |
| Date Formed: | 15 Feb 2022 (Companies founded in February 2022) |
| Business ALEI: | 2455338 |
| Annual report due: | 31 Mar 2025 |
| NAICS code: | 523940 - Portfolio Management and Investment Advice |
| Business address: | 299 Park Avenue, 37th Floor, New York, NY, 10010, United States |
| Mailing address: | 299 Park Avenue, 37th Floor, New York, NY, United States, 10010 |
| Place of Formation: | DELAWARE |
| E-Mail: | cls-ctarmsevidence@wolterskluwer.com |
| Name | Role |
|---|---|
| C T CORPORATION SYSTEM | Agent |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| Francis Michael Harte | Officer | 299 Park Avenue, 37th Floor, New York, NY, 10010, United States | 299 Park Avenue, 37th Floor, New York, NY, 10010, United States |
| Anthony R. Malloy | Officer | 299 Park Avenue, 37th Floor, New York, NY, 10010, United States | 299 Park Avenue, 37th Floor, New York, NY, 10010, United States |
| New York Life Investment Management Holdings LLC | Officer | 299 Park Avenue, 37th Floor, New York, NY, 10010, United States | No data |
| Jae Yoon | Officer | 299 Park Avenue, 37th Floor, New York, NY, 10010, United States | 299 Park Avenue, 37th Floor, New York, NY, 10010, United States |
| Type | Old value | New value | Date of change |
|---|---|---|---|
| Name change | NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC | APOGEM CAPITAL LLC | 2022-03-03 |
| Filing number | Filing date | Effective date | Filing category | Filing type | Report year |
|---|---|---|---|---|---|
| BF-0012166759 | 2024-03-12 | No data | Annual Report | Annual Report | No data |
| BF-0011139034 | 2023-03-06 | No data | Annual Report | Annual Report | No data |
| BF-0010495080 | 2022-03-03 | 2022-03-03 | Amendment | Amendment of Foreign Registration Statement | No data |
| BF-0010447421 | 2022-02-15 | 2022-02-15 | Business Registration | Foreign Registration Statement | No data |
Date of last update: 18 Nov 2024
Sources: Connecticut's Official State Website
