| Entity Name: | ASSOCIATED CAPITAL GROUP INCORPORATED |
| Jurisdiction: | Connecticut |
| Legal type: | Stock |
| Citizenship: | Foreign |
| Status: | Active |
| Sub status: | Annual report due |
| Date Formed: | 24 May 2019 |
| Business ALEI: | 1310536 |
| Annual report due: | 24 May 2025 |
| NAICS code: | 523999 - Miscellaneous Financial Investment Activities |
| Business address: | 191 MASON STREET, GREENWICH, CT, 06830, United States |
| Mailing address: | 191 MASON STREET, GREENWICH, CT, United States, 06830 |
| ZIP code: | 06830 |
| County: | Fairfield |
| Place of Formation: | DELAWARE |
| E-Mail: | info@associated-capital-group.com |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| ASSOCIATED CAPITAL 401(K) PLAN | 2021 | 473965991 | 2022-09-29 | ASSOCIATED CAPITAL GROUP | 43 | |||||||||||||||||||||||||||||||||
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| Role | Plan administrator |
| Date | 2022-09-29 |
| Name of individual signing | IAN J. MCADAMS |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2019-10-15 |
| Business code | 523900 |
| Sponsor’s telephone number | 9144571043 |
| Plan sponsor’s address | 191 MASON STREET, GREENWICH, CT, 06830 |
Signature of
| Role | Plan administrator |
| Date | 2021-07-06 |
| Name of individual signing | KENNETH D. MASIELLO |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2021-07-06 |
| Name of individual signing | KENNETH D. MASIELLO |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2019-10-15 |
| Business code | 523900 |
| Sponsor’s telephone number | 9144571043 |
| Plan sponsor’s address | 191 MASON STREET, GREENWICH, CT, 06830 |
Signature of
| Role | Plan administrator |
| Date | 2020-09-25 |
| Name of individual signing | KENNETH MASIELLO |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2020-09-25 |
| Name of individual signing | KENNETH MASIELLO |
| Valid signature | Filed with authorized/valid electronic signature |
| Name | Role | Business address |
|---|---|---|
| Secretary of State | Agent | 165 Capitol Ave., P.O. BOX 150470, Hartford, CT, 06115-0470, United States |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| Fred Salerno | Director | 191 MASON STREET, GREENWICH, CT, 06830, United States | 191 MASON STREET, GREENWICH, CT, 06830, United States |
| Bruce Lisman | Director | 191 MASON STREET, GREENWICH, CT, 06830, United States | 191 MASON STREET, GREENWICH, CT, 06830, United States |
| Richard Prins | Director | 191 MASON STREET, GREENWICH, CT, 06830, United States | 191 MASON STREET, GREENWICH, CT, 06830, United States |
| Daniel Lee | Director | 191 MASON STREET, GREENWICH, CT, 06830, United States | 263 Stonefence Rd, Naugatuck, CT, 06770-1553, United States |
| Douglas Jamieson | Director | 191 MASON STREET, GREENWICH, CT, 06830, United States | 191 MASON STREET, GREENWICH, CT, 06830, United States |
| Marc Gabelli | Director | 191 MASON STREET, GREENWICH, CT, 06830, United States | 191 MASON STREET, GREENWICH, CT, 06830, United States |
| Elisa Wilson | Director | 191 MASON STREET, GREENWICH, CT, 06830, United States | 191 MASON STREET, GREENWICH, CT, 06830, United States |
| Mario Gabelli | Director | 191 MASON STREET, GREENWICH, CT, 06830, United States | 191 MASON STREET, GREENWICH, CT, 06830, United States |
| Sal Sodano | Director | 191 MASON STREET, GREENWICH, CT, 06830, United States | 191 MASON STREET, GREENWICH, CT, 06830, United States |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| Peter Goldstein | Officer | 191 MASON STREET, GREENWICH, CT, 06830, United States | 15 Shoreview Ln, Danbury, CT, 06811-2768, United States |
| Ian McAdams | Officer | 191 MASON STREET, GREENWICH, CT, 06830, United States | 191 MASON STREET, GREENWICH, CT, 06830, United States |
| Douglas Jamieson | Officer | 191 MASON STREET, GREENWICH, CT, 06830, United States | 191 MASON STREET, GREENWICH, CT, 06830, United States |
| Filing number | Filing date | Effective date | Filing category | Filing type | Report year |
|---|---|---|---|---|---|
| BF-0012125224 | 2024-05-22 | No data | Annual Report | Annual Report | No data |
| BF-0011485183 | 2023-05-18 | No data | Annual Report | Annual Report | No data |
| BF-0010225688 | 2022-05-17 | No data | Annual Report | Annual Report | 2022 |
| 0007343385 | 2021-05-18 | No data | Annual Report | Annual Report | 2021 |
| 0006914386 | 2020-05-29 | No data | Annual Report | Annual Report | 2020 |
| 0006564491 | 2019-05-24 | 2019-05-24 | Business Registration | Certificate of Authority | No data |
Date of last update: 25 Nov 2024
Sources: Connecticut's Official State Website
