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  5. ASL CAPITAL MARKETS INC.

ASL CAPITAL MARKETS INC.

Company Details

Entity Name: ASL CAPITAL MARKETS INC.
Jurisdiction: Connecticut
Legal type: Stock
Citizenship: Foreign
Status: Active
Sub status: Annual report due
Date Formed: 04 Aug 2017
Business ALEI: 1246329
Annual report due: 04 Aug 2025
NAICS code: 523150 - Investment Banking and Securities Intermediation
Business address: 600 SUMMER STREET, SUITE 402, STAMFORD, CT, 06901, United States
Mailing address: 600 SUMMER STREET, SUITE 402, STAMFORD, CT, United States, 06901
ZIP code: 06901
County: Fairfield
Place of Formation: DELAWARE
E-Mail: finance@aslcap.com

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
ASL CAPITAL MARKETS, INC. 401K PLAN 2023 813980925 2024-09-12 ASL CAPITAL MARKETS, INC. 34
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2017-09-01
Business code 523110
Sponsor’s telephone number 2033882955
Plan sponsor’s address 600 SUMMER ST, SUITE 402, STAMFORD, CT, 06901

Signature of
Role Plan administrator
Date 2024-09-12
Name of individual signing ROBERT TUITE
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2024-09-12
Name of individual signing ROBERT TUITE
Valid signature Filed with authorized/valid electronic signature
ASL CAPITAL MARKETS, INC. 401K PLAN 2022 813980925 2023-07-25 ASL CAPITAL MARKETS, INC. 27
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2017-09-01
Business code 523110
Sponsor’s telephone number 2033882955
Plan sponsor’s address 600 SUMMER ST, SUITE 402, STAMFORD, CT, 06901

Signature of
Role Plan administrator
Date 2023-07-24
Name of individual signing ROBERT TUITE
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2023-07-24
Name of individual signing ROBERT TUITE
Valid signature Filed with authorized/valid electronic signature
ASL CAPITAL MARKETS, INC. 401K PLAN 2021 813980925 2022-09-20 ASL CAPITAL MARKETS, INC. 25
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2017-09-01
Business code 523110
Sponsor’s telephone number 2033882955
Plan sponsor’s address 600 SUMMER ST, SUITE 402, STAMFORD, CT, 06901
ASL CAPITAL MARKETS, INC. 401K PLAN 2020 813980925 2021-07-14 ASL CAPITAL MARKETS, INC. 21
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2017-09-01
Business code 523110
Sponsor’s telephone number 2033882955
Plan sponsor’s address 600 SUMMER ST, SUITE 402, STAMFORD, CT, 06901
ASL CAPITAL MARKETS, INC. 401K PLAN 2019 813980925 2020-10-08 ASL CAPITAL MARKETS, INC. 13
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2017-09-01
Business code 523110
Sponsor’s telephone number 2033882955
Plan sponsor’s address 600 SUMMER ST, SUITE 402, STAMFORD, CT, 06901
ASL CAPITAL MARKETS INC 2018 813980925 2019-07-24 ASL CAPITAL MARKETS INC 12
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2017-09-01
Business code 523110
Sponsor’s telephone number 2033882955
Plan sponsor’s address 600 SUMMER ST, SUITE 202, STAMFORD, CT, 06901

Signature of
Role Plan administrator
Date 2019-07-24
Name of individual signing ROBERT TUITE
Valid signature Filed with authorized/valid electronic signature
ASL CAPITAL MARKETS INC 2017 813980925 2018-07-23 ASL CAPITAL MARKETS INC 9
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2017-09-01
Business code 523110
Sponsor’s telephone number 9179711904
Plan sponsor’s address 600 SUMMER ST, SUITE 202, STAMFORD, CT, 06901

Signature of
Role Plan administrator
Date 2018-07-23
Name of individual signing ROBERT TUITE
Valid signature Filed with authorized/valid electronic signature

Agent

Name Role Business address Phone E-Mail Residence address
Robert Tuite Agent 600 SUMMER STREET, SUITE 402, STAMFORD, CT, 06901, United States +1 203-559-9942 finance@aslcap.com 34 Halliwell Dr, Stamford, CT, 06902, United States

Officer

Name Role Business address Phone E-Mail Residence address
EVAN GERHARD Officer 600 SUMMER STREET, SUITE 402, STAMFORD, CT, 06901, United States No data No data 51 GEORGETOWN ROAD, WESTON, CT, 06883, United States
Robert Tuite Officer 600 SUMMER STREET, SUITE 402, STAMFORD, CT, 06901, United States +1 203-559-9942 finance@aslcap.com 34 Halliwell Dr, Stamford, CT, 06902, United States
Brian Watson Officer 600 SUMMER STREET, SUITE 402, STAMFORD, CT, 06901, United States No data No data 25 Tait Rd, Old Greenwich, CT, 06870, United States

Director

Name Role Business address Residence address
EVAN GERHARD Director 600 SUMMER STREET, SUITE 402, STAMFORD, CT, 06901, United States 51 GEORGETOWN ROAD, WESTON, CT, 06883, United States

Filing

Filing number Filing date Effective date Filing category Filing type Report year
BF-0012119766 2024-08-04 No data Annual Report Annual Report No data
BF-0011344300 2023-08-04 No data Annual Report Annual Report No data
BF-0010840113 2022-08-04 No data Annual Report Annual Report No data
BF-0009810993 2022-05-25 No data Annual Report Annual Report No data
0006955594 2020-07-30 No data Annual Report Annual Report 2020
0006665686 2019-10-23 No data Change of Business Address Business Address Change No data
0006596430 2019-07-15 No data Annual Report Annual Report 2019
0006229736 2018-08-09 No data Annual Report Annual Report 2018
0005903632 2017-08-04 2017-08-04 Business Registration Certificate of Authority No data

Related by officers

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Related by address

No related companies by address

Date of last update: 25 Nov 2024

Sources: Connecticut's Official State Website

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