| Entity Name: | PRINCIPLE WEALTH PARTNERS LLC |
| Jurisdiction: | Connecticut |
| Legal type: | LLC |
| Citizenship: | Domestic |
| Status: | Active |
| Sub status: | Annual report due |
| Date Formed: | 25 Jul 2017 |
| Business ALEI: | 1245473 |
| Annual report due: | 31 Mar 2025 |
| NAICS code: | 523940 - Portfolio Management and Investment Advice |
| Business address: | 670 BOSTON POST ROAD, MADISON, CT, 06443, United States |
| Mailing address: | 670 BOSTON POST ROAD, MADISON, CT, United States, 06443 |
| ZIP code: | 06443 |
| County: | New Haven |
| Place of Formation: | CONNECTICUT |
| E-Mail: | rpaolucci@principlewealthpartners.com |
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| 1743413 | 670 BOSTON POSTROAD, MADISON, CT, 06443 | 670 BOSTON POSTROAD, MADISON, CT, 06443 | 2033188892 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | N-PX |
| File number | 028-19590 |
| Filing date | 2024-08-19 |
| Reporting date | 2024-06-30 |
| File | View File |
Filings since 2024-08-13
| Form type | 13F-HR |
| File number | 028-19590 |
| Filing date | 2024-08-13 |
| Reporting date | 2024-06-30 |
| File | View File |
Filings since 2024-04-23
| Form type | 13F-HR/A |
| File number | 028-19590 |
| Filing date | 2024-04-23 |
| Reporting date | 2024-03-31 |
| File | View File |
Filings since 2024-04-23
| Form type | 13F-HR |
| File number | 028-19590 |
| Filing date | 2024-04-23 |
| Reporting date | 2024-03-31 |
| File | View File |
Filings since 2024-02-05
| Form type | 13F-HR |
| File number | 028-19590 |
| Filing date | 2024-02-05 |
| Reporting date | 2023-12-31 |
| File | View File |
Filings since 2023-11-01
| Form type | 13F-HR |
| File number | 028-19590 |
| Filing date | 2023-11-01 |
| Reporting date | 2023-09-30 |
| File | View File |
Filings since 2023-07-31
| Form type | 13F-HR |
| File number | 028-19590 |
| Filing date | 2023-07-31 |
| Reporting date | 2023-06-30 |
| File | View File |
Filings since 2023-05-10
| Form type | 13F-HR |
| File number | 028-19590 |
| Filing date | 2023-05-10 |
| Reporting date | 2023-03-31 |
| File | View File |
Filings since 2023-02-02
| Form type | 13F-HR |
| File number | 028-19590 |
| Filing date | 2023-02-02 |
| Reporting date | 2022-12-31 |
| File | View File |
Filings since 2022-11-14
| Form type | 13F-HR |
| File number | 028-19590 |
| Filing date | 2022-11-14 |
| Reporting date | 2022-09-30 |
| File | View File |
Filings since 2022-08-02
| Form type | 13F-HR |
| File number | 028-19590 |
| Filing date | 2022-08-02 |
| Reporting date | 2022-06-30 |
| File | View File |
Filings since 2022-05-12
| Form type | 13F-HR |
| File number | 028-19590 |
| Filing date | 2022-05-12 |
| Reporting date | 2022-03-31 |
| File | View File |
Filings since 2022-02-11
| Form type | 13F-HR |
| File number | 028-19590 |
| Filing date | 2022-02-11 |
| Reporting date | 2021-12-31 |
| File | View File |
Filings since 2021-11-16
| Form type | 13F-HR |
| File number | 028-19590 |
| Filing date | 2021-11-16 |
| Reporting date | 2021-09-30 |
| File | View File |
Filings since 2021-08-13
| Form type | 13F-HR |
| File number | 028-19590 |
| Filing date | 2021-08-13 |
| Reporting date | 2021-06-30 |
| File | View File |
Filings since 2021-05-18
| Form type | 13F-HR |
| File number | 028-19590 |
| Filing date | 2021-05-18 |
| Reporting date | 2021-03-31 |
| File | View File |
Filings since 2021-02-16
| Form type | 13F-HR |
| File number | 028-19590 |
| Filing date | 2021-02-16 |
| Reporting date | 2020-12-31 |
| File | View File |
Filings since 2020-11-16
| Form type | 13F-HR |
| File number | 028-19590 |
| Filing date | 2020-11-16 |
| Reporting date | 2020-09-30 |
| File | View File |
Filings since 2020-08-14
| Form type | 13F-HR |
| File number | 028-19590 |
| Filing date | 2020-08-14 |
| Reporting date | 2020-06-30 |
| File | View File |
Filings since 2020-05-13
| Form type | 13F-HR |
| File number | 028-19590 |
| Filing date | 2020-05-13 |
| Reporting date | 2020-03-31 |
| File | View File |
Filings since 2020-02-04
| Form type | 13F-HR |
| File number | 028-19590 |
| Filing date | 2020-02-04 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2019-11-05
| Form type | 13F-HR |
| File number | 028-19590 |
| Filing date | 2019-11-05 |
| Reporting date | 2019-09-30 |
| File | View File |
Filings since 2019-11-05
| Form type | 13F-HR |
| File number | 028-19590 |
| Filing date | 2019-11-05 |
| Reporting date | 2019-06-30 |
| File | View File |
Filings since 2019-10-30
| Form type | 13F-HR |
| File number | 028-19590 |
| Filing date | 2019-10-30 |
| Reporting date | 2019-03-31 |
| File | View File |
Filings since 2019-10-11
| Form type | 13F-HR |
| File number | 028-19590 |
| Filing date | 2019-10-11 |
| Reporting date | 2018-12-31 |
| File | View File |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| PRINCIPLE WEALTH PARTNERS, LLC 401(K) PLAN | 2023 | 822283737 | 2024-04-25 | PRINCIPLE WEALTH PARTNERS, LLC | 22 | |||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||
| Role | Plan administrator |
| Date | 2024-04-25 |
| Name of individual signing | ROBERT PAOLUCCI |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2024-04-25 |
| Name of individual signing | ROBERT PAOLUCCI |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2018-01-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 2033188892 |
| Plan sponsor’s address | 670 BOSTON POST ROAD, MADISON, CT, 06443 |
Signature of
| Role | Plan administrator |
| Date | 2023-03-28 |
| Name of individual signing | MICHAEL CASTIELLO |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2023-03-28 |
| Name of individual signing | MICHAEL CASTIELLO |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2018-01-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 2033188892 |
| Plan sponsor’s address | 670 BOSTON POST ROAD, MADISON, CT, 06443 |
Signature of
| Role | Plan administrator |
| Date | 2022-04-11 |
| Name of individual signing | MICHAEL CASTIELLO |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2022-04-11 |
| Name of individual signing | MICHAEL CASTIELLO |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2018-01-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 2033188892 |
| Plan sponsor’s address | 670 BOSTON POST ROAD, MADISON, CT, 06443 |
Signature of
| Role | Plan administrator |
| Date | 2021-05-14 |
| Name of individual signing | ROBERT PAOLUCCI |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2021-05-14 |
| Name of individual signing | ROBERT PAOLUCCI |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2018-01-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 2033188892 |
| Plan sponsor’s address | 670 BOSTON POST ROAD, MADISON, CT, 06443 |
Signature of
| Role | Plan administrator |
| Date | 2020-05-13 |
| Name of individual signing | ROBERT PAOLUCCI |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2020-05-13 |
| Name of individual signing | ROBERT PAOLUCCI |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2018-01-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 2033188892 |
| Plan sponsor’s address | 99 DURHAM ROAD, SECOND FLOOR, MADISON, CT, 06443 |
Signature of
| Role | Plan administrator |
| Date | 2019-03-27 |
| Name of individual signing | ROBERT PAOLUCCI |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2019-03-27 |
| Name of individual signing | ROBERT PAOLUCCI |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2018-01-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 2033188892 |
| Plan sponsor’s address | 99 DURHAM ROAD, SECOND FLOOR, MADISON, CT, 06443 |
Signature of
| Role | Plan administrator |
| Date | 2019-05-03 |
| Name of individual signing | ROBERT PAOLUCCI |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2019-05-03 |
| Name of individual signing | ROBERT PAOLUCCI |
| Valid signature | Filed with authorized/valid electronic signature |
| Name | Role |
|---|---|
| CORPORATION SERVICE COMPANY | Agent |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| ROBERT PAOLUCCI | Officer | 670 BOSTON POST ROAD, MADISON, CT, 06443, United States | 7 Alexandra Ln, Madison, CT, 06443-3384, United States |
| Filing number | Filing date | Effective date | Filing category | Filing type | Report year |
|---|---|---|---|---|---|
| BF-0012118280 | 2024-02-15 | No data | Annual Report | Annual Report | No data |
| BF-0011341638 | 2023-01-13 | No data | Annual Report | Annual Report | No data |
| BF-0010384459 | 2022-02-08 | No data | Annual Report | Annual Report | 2022 |
| BF-0010468987 | 2022-01-14 | 2022-01-14 | Mass Agent Change � Address | Agent Address Change | No data |
| 0007144930 | 2021-02-11 | No data | Annual Report | Annual Report | 2021 |
| 0006943532 | 2020-07-06 | 2020-07-06 | Change of Agent Address | Agent Address Change | No data |
| 0006950703 | 2020-07-06 | 2020-07-06 | Change of Agent Address | Agent Address Change | No data |
| 0006794870 | 2020-02-28 | No data | Annual Report | Annual Report | 2020 |
| 0006594310 | 2019-07-10 | 2019-07-10 | Interim Notice | Interim Notice | No data |
| 0006594294 | 2019-07-10 | 2019-07-10 | Change of Business Address | Business Address Change | No data |
Date of last update: 25 Nov 2024
Sources: Connecticut's Official State Website
