| Entity Name: | ROUND ROCK ADVISORS LLC |
| Jurisdiction: | Connecticut |
| Legal type: | LLC |
| Citizenship: | Domestic |
| Status: | Active |
| Date Formed: | 12 Apr 2017 (Companies founded in April 2017) |
| Business ALEI: | 1235658 |
| Annual report due: | 31 Mar 2025 |
| NAICS code: | 523940 - Portfolio Management and Investment Advice |
| Business address: | 187 DANBURY ROAD, SUITE 201, WILTON, CT, 06897, United States |
| Mailing address: | 187 DANBURY ROAD, SUITE 201, WILTON, CT, United States, 06897 |
| ZIP code: | 06897 (Companies in Fairfield, 06897) |
| County: | Fairfield |
| Place of Formation: | CONNECTICUT |
| E-Mail: | emorro@roundrockadvisors.com |
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| 1846991 | 187 DANBURY ROAD, SUITE 201, WILTON, CT, 06897 | 187 DANBURY ROAD, SUITE 201, WILTON, CT, 06897 | (203) 920-4774 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | N-PX |
| File number | 028-21052 |
| Filing date | 2024-08-21 |
| Reporting date | 2024-06-30 |
| File | View File |
Filings since 2024-08-02
| Form type | 13F-HR |
| File number | 028-21052 |
| Filing date | 2024-08-02 |
| Reporting date | 2024-06-30 |
| File | View File |
Filings since 2024-04-24
| Form type | 13F-HR |
| File number | 028-21052 |
| Filing date | 2024-04-24 |
| Reporting date | 2024-03-31 |
| File | View File |
Filings since 2024-01-29
| Form type | 13F-HR |
| File number | 028-21052 |
| Filing date | 2024-01-29 |
| Reporting date | 2023-12-31 |
| File | View File |
Filings since 2023-10-16
| Form type | 13F-HR |
| File number | 028-21052 |
| Filing date | 2023-10-16 |
| Reporting date | 2023-09-30 |
| File | View File |
Filings since 2023-07-20
| Form type | 13F-HR |
| File number | 028-21052 |
| Filing date | 2023-07-20 |
| Reporting date | 2023-06-30 |
| File | View File |
Filings since 2023-05-02
| Form type | 13F-HR |
| File number | 028-21052 |
| Filing date | 2023-05-02 |
| Reporting date | 2023-03-31 |
| File | View File |
Filings since 2023-01-19
| Form type | 13F-HR |
| File number | 028-21052 |
| Filing date | 2023-01-19 |
| Reporting date | 2022-12-31 |
| File | View File |
Filings since 2022-10-20
| Form type | 13F-HR |
| File number | 028-21052 |
| Filing date | 2022-10-20 |
| Reporting date | 2022-09-30 |
| File | View File |
Filings since 2022-07-22
| Form type | 13F-HR |
| File number | 028-21052 |
| Filing date | 2022-07-22 |
| Reporting date | 2022-06-30 |
| File | View File |
Filings since 2022-04-28
| Form type | 13F-HR |
| File number | 028-21052 |
| Filing date | 2022-04-28 |
| Reporting date | 2022-03-31 |
| File | View File |
Filings since 2022-01-20
| Form type | 13F-HR |
| File number | 028-21052 |
| Filing date | 2022-01-20 |
| Reporting date | 2021-12-31 |
| File | View File |
Filings since 2021-10-25
| Form type | 13F-HR |
| File number | 028-21052 |
| Filing date | 2021-10-25 |
| Reporting date | 2021-09-30 |
| File | View File |
Filings since 2021-08-05
| Form type | 13F-HR |
| File number | 028-21052 |
| Filing date | 2021-08-05 |
| Reporting date | 2021-06-30 |
| File | View File |
Filings since 2021-04-26
| Form type | 13F-HR |
| File number | 028-21052 |
| Filing date | 2021-04-26 |
| Reporting date | 2021-03-31 |
| File | View File |
Filings since 2021-02-19
| Form type | 13F-HR |
| File number | 028-21052 |
| Filing date | 2021-02-19 |
| Reporting date | 2020-12-31 |
| File | View File |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| ROUND ROCK ADVISORS LLC RETIREMENT SAVINGS PLAN | 2018 | 821105309 | 2019-07-31 | ROUND ROCK ADVISORS LLC | 4 | |||||||||||||||||||||||||||||||||
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| Role | Plan administrator |
| Date | 2019-07-31 |
| Name of individual signing | BERT T BOWLER |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2019-07-31 |
| Name of individual signing | BERT T BOWLER |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 002 |
| Effective date of plan | 2014-05-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 2039204774 |
| Plan sponsor’s address | 65 LOCUST AVE., SUITE 103, NEW CANAAN, CT, 06840 |
Signature of
| Role | Plan administrator |
| Date | 2018-03-28 |
| Name of individual signing | BERT T BOWLER |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2018-03-28 |
| Name of individual signing | BERT T BOWLER |
| Valid signature | Filed with authorized/valid electronic signature |
| Name | Role | Business address | Mailing address | Phone | Residence address | |
|---|---|---|---|---|---|---|
| ERIKA MORRO | Agent | 187 DANBURY ROAD, SUITE 201, WILTON, CT, 06897, United States | 187 DANBURY ROAD, SUITE 201, WILTON, CT, 06897, United States | +1 203-536-2176 | emorro@roundrockadvisors.com | 187 Noroton Ave, Darien, CT, 06820-4219, United States |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| Craig Jensen | Officer | 187 DANBURY ROAD, SUITE 201, WILTON, CT, 06897, United States | 5 Holmes Road, Ridgefield, CT, 06877, United States |
| BERT T BOWLER | Officer | 187 DANBURY ROAD, SUITE 201, WILTON, CT, 06897, United States | 128 HIGH RIDGE AVE., RIDGEFIELD, CT, 06877, United States |
| Filing number | Filing date | Effective date | Filing category | Filing type | Report year |
|---|---|---|---|---|---|
| BF-0012283564 | 2024-03-12 | No data | Annual Report | Annual Report | No data |
| BF-0011329683 | 2023-01-12 | No data | Annual Report | Annual Report | No data |
| BF-0010249089 | 2022-03-07 | No data | Annual Report | Annual Report | 2022 |
| 0007163446 | 2021-02-16 | No data | Annual Report | Annual Report | 2021 |
| 0006792085 | 2020-02-27 | No data | Annual Report | Annual Report | 2020 |
| 0006629087 | 2019-08-22 | 2019-08-22 | Change of Business Address | Business Address Change | No data |
| 0006629127 | 2019-08-22 | 2019-08-22 | Change of Agent Address | Agent Address Change | No data |
| 0006341617 | 2019-01-28 | No data | Annual Report | Annual Report | 2019 |
| 0006086862 | 2018-02-20 | No data | Annual Report | Annual Report | 2018 |
| 0005818136 | 2017-04-12 | 2017-04-12 | Business Formation | Certificate of Organization | No data |
Date of last update: 11 Nov 2024
Sources: Connecticut's Official State Website
