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  5. RJA ASSET MANAGEMENT LLC

RJA ASSET MANAGEMENT LLC

Company Details

Entity Name: RJA ASSET MANAGEMENT LLC
Jurisdiction: Connecticut
Legal type: LLC
Citizenship: Foreign
Status: Active
Sub status: Annual report due
Date Formed: 19 Apr 2016
Business ALEI: 1204734
Annual report due: 31 Mar 2025
NAICS code: 523999 - Miscellaneous Financial Investment Activities
Business address: 107 Elm Street, Stamford, CT, 06902, United States
Mailing address: 107 Elm Street, Stamford, CT, United States, 06902
Mailing jurisdiction address: C/O THE CORPORATION TRUST COMPANY 1209 NORTH ORANGE STREET, WILMINGTON, DE, 19801, United States
ZIP code: 06902
County: Fairfield
Place of Formation: DELAWARE
E-Mail: ap@rja-llc.com

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
RJA 401(K) RETIREMENT PLAN 2023 264476816 2024-05-17 RJA ASSET MANAGEMENT LLC 11
Three-digit plan number (PN) 001
Effective date of plan 2013-01-01
Business code 523900
Sponsor’s telephone number 2036558200
Plan sponsor’s address FOUR STAMFORD PLAZA, 107 ELM STREET, STAMFORD, CT, 06902

Signature of
Role Plan administrator
Date 2024-05-17
Name of individual signing KRISTI JEFFREY
Valid signature Filed with authorized/valid electronic signature
RJA 401(K) RETIREMENT PLAN 2023 264476816 2024-05-17 RJA ASSET MANAGEMENT LLC 11
Three-digit plan number (PN) 001
Effective date of plan 2013-01-01
Business code 523900
Sponsor’s telephone number 2036558200
Plan sponsor’s address FOUR STAMFORD PLAZA, 107 ELM STREET, STAMFORD, CT, 06902

Signature of
Role Plan administrator
Date 2024-05-17
Name of individual signing KRISTI JEFFREY
Valid signature Filed with authorized/valid electronic signature
RJA 401(K) RETIREMENT PLAN 2023 264476816 2024-05-17 RJA ASSET MANAGEMENT LLC 11
Three-digit plan number (PN) 001
Effective date of plan 2013-01-01
Business code 523900
Sponsor’s telephone number 2036558200
Plan sponsor’s address FOUR STAMFORD PLAZA, 107 ELM STREET, STAMFORD, CT, 06902

Signature of
Role Plan administrator
Date 2024-05-17
Name of individual signing KRISTI JEFFREY
Valid signature Filed with authorized/valid electronic signature
RJA 401(K) RETIREMENT PLAN 2023 264476816 2024-05-17 RJA ASSET MANAGEMENT LLC 11
Three-digit plan number (PN) 001
Effective date of plan 2013-01-01
Business code 523900
Sponsor’s telephone number 2036558200
Plan sponsor’s address FOUR STAMFORD PLAZA, 107 ELM STREET, STAMFORD, CT, 06902

Signature of
Role Plan administrator
Date 2024-05-17
Name of individual signing KRISTI JEFFREY
Valid signature Filed with authorized/valid electronic signature
RJA 401(K) RETIREMENT PLAN 2023 264476816 2024-05-17 RJA ASSET MANAGEMENT LLC 11
Three-digit plan number (PN) 001
Effective date of plan 2013-01-01
Business code 523900
Sponsor’s telephone number 2036558200
Plan sponsor’s address FOUR STAMFORD PLAZA, 107 ELM STREET, STAMFORD, CT, 06902

Signature of
Role Plan administrator
Date 2024-05-17
Name of individual signing KRISTI JEFFREY
Valid signature Filed with authorized/valid electronic signature
RJA 401(K) RETIREMENT PLAN 2023 264476816 2024-05-17 RJA ASSET MANAGEMENT LLC 11
Three-digit plan number (PN) 001
Effective date of plan 2013-01-01
Business code 523900
Sponsor’s telephone number 2036558200
Plan sponsor’s address FOUR STAMFORD PLAZA, 107 ELM STREET, STAMFORD, CT, 06902

Signature of
Role Plan administrator
Date 2024-05-17
Name of individual signing KRISTI JEFFREY
Valid signature Filed with authorized/valid electronic signature
RJA 401(K) RETIREMENT PLAN 2023 264476816 2024-05-17 RJA ASSET MANAGEMENT LLC 11
Three-digit plan number (PN) 001
Effective date of plan 2013-01-01
Business code 523900
Sponsor’s telephone number 2036558200
Plan sponsor’s address FOUR STAMFORD PLAZA, 107 ELM STREET, STAMFORD, CT, 06902

Signature of
Role Plan administrator
Date 2024-05-17
Name of individual signing KRISTI JEFFREY
Valid signature Filed with authorized/valid electronic signature
RJA 401(K) RETIREMENT PLAN 2023 264476816 2024-05-17 RJA ASSET MANAGEMENT LLC 11
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2013-01-01
Business code 523900
Sponsor’s telephone number 2036558200
Plan sponsor’s address FOUR STAMFORD PLAZA, 107 ELM STREET, STAMFORD, CT, 06902

Signature of
Role Plan administrator
Date 2024-05-17
Name of individual signing KRISTI JEFFREY
Valid signature Filed with authorized/valid electronic signature
RJA 401(K) RETIREMENT PLAN 2023 264476816 2024-05-17 RJA ASSET MANAGEMENT LLC 11
Three-digit plan number (PN) 001
Effective date of plan 2013-01-01
Business code 523900
Sponsor’s telephone number 2036558200
Plan sponsor’s address FOUR STAMFORD PLAZA, 107 ELM STREET, STAMFORD, CT, 06902

Signature of
Role Plan administrator
Date 2024-05-17
Name of individual signing KRISTI JEFFREY
Valid signature Filed with authorized/valid electronic signature
RJA 401(K) RETIREMENT PLAN 2022 264476816 2023-05-24 RJA ASSET MANAGEMENT LLC 11
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2013-01-01
Business code 523900
Sponsor’s telephone number 2036558200
Plan sponsor’s address FOUR STAMFORD PLAZA, 107 ELM STREET, STAMFORD, CT, 06902

Signature of
Role Plan administrator
Date 2023-05-24
Name of individual signing KRISTI JEFFREY
Valid signature Filed with authorized/valid electronic signature

Agent

Name Role Business address Mailing address Phone E-Mail Residence address
Nicholas Leeper Agent 107 Elm Street, Stamford, CT, 06902, United States 107 Elm Street, Stamford, CT, 06902, United States +1 857-321-2302 nicholas.leeper@rja-llc.com 75 Sherman Ct, Fairfield, CT, 06824-5827, United States

Officer

Name Role Business address Residence address
NICHOLAS LEEPER Officer 107 Elm Street, Stamford, CT, 06902, United States 75 SHERMAN COURT, FAIRFIELD, CT, 06824, United States
ANDREW JEFFREY Officer 107 Elm Street, Stamford, CT, 06902, United States 143 BRIXTON ROAD, GARDEN CITY, NY, 11530, United States

History

Type Old value New value Date of change
Name change ROSS, JEFFREY & ANTLE LLC RJA ASSET MANAGEMENT LLC 2018-06-18

Filing

Filing number Filing date Effective date Filing category Filing type Report year
BF-0012408369 2024-02-06 No data Annual Report Annual Report No data
BF-0011452046 2023-03-05 No data Annual Report Annual Report No data
BF-0010401958 2022-03-10 No data Annual Report Annual Report 2022
0007200705 2021-03-03 No data Annual Report Annual Report 2021
0006780896 2020-02-25 No data Annual Report Annual Report 2020
0006453615 2019-03-12 No data Annual Report Annual Report 2019
0006205758 2018-06-25 2018-06-25 Change of Business Address Business Address Change No data
0006203036 2018-06-18 2018-06-18 Amendment Amend Name No data
0006197135 2018-06-07 2018-06-07 Change of Agent Agent Change No data
0006153304 2018-04-05 No data Annual Report Annual Report 2018

Related by officers

Nicholas Leeper

RAD Cycling Collective LLC

NICHOLAS LEEPER

RJA TAIL HEDGE I LIMITED PARTNERSHIP RJA GP LLC RJA PUTWRITE SELECT FUND LIMITED PARTNERSHIP RJA VOLEXITY HEDGE I LIMITED PARTNERSHIP

ANDREW JEFFREY

RJA GP LLC

Related by address

107 Elm Street, Stamford, CT, 06902, United States

ICON INTERNATIONAL, INC. ICON TRAVEL SERVICES, INC. RJA GP LLC RJA PUTWRITE SELECT FUND LIMITED PARTNERSHIP RJA VOLEXITY HEDGE I LIMITED PARTNERSHIP

107 Elm Street, Stamford, CT, United States, 06902

RJA TAIL HEDGE I LIMITED PARTNERSHIP ICON INTERNATIONAL, INC. COFCO SPECIALTY COFFEE CORP. RJA GP LLC RJA PUTWRITE SELECT FUND LIMITED PARTNERSHIP RJA VOLEXITY HEDGE I LIMITED PARTNERSHIP

Date of last update: 25 Nov 2024

Sources: Connecticut's Official State Website

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