| Entity Name: | OSAIC, INC. |
| Jurisdiction: | Connecticut |
| Legal type: | Stock |
| Citizenship: | Foreign |
| Status: | Active |
| Date Formed: | 18 Mar 2016 (Companies founded in March 2016) |
| Business ALEI: | 1201003 |
| Annual report due: | 18 Mar 2024 |
| NAICS code: | 523999 - Miscellaneous Financial Investment Activities |
| Business address: | 20 E THOMAS RD SUITE 2000, PHOENIX, AZ, 85012, United States |
| Mailing address: | 20 E THOMAS RD SUITE 2000 ATTENTION: LEGAL DEPARTMENT, PHOENIX, AZ, United States, 85012 |
| Place of Formation: | MARYLAND |
| E-Mail: | Compliancemail@cscinfo.com |
| Name | Role |
|---|---|
| CORPORATION SERVICE COMPANY | Agent |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| JON FROJEN | Officer | 20 E. THOMAS RD., PHOENIX, AZ, 85012, United States | 20 E. THOMAS RD., PHOENIX, AZ, 85012, United States |
| DAVID SCHMIDT | Officer | 20 E. THOMAS RD, PHOENIX, AZ, 85012, United States | 20 E. THOMAS RD. SUITE 2000, PHOENIX, AZ, 85012, United States |
| NINA MCKENNA | Officer | 20 E THOMAS RD., PHOENIX, AZ, 85012, United States | 20 E. THOMAS RD, PHOENIX, AZ, 85012, United States |
| JAMIE PRICE | Officer | Suite 1410 10 Exchange Place, Jersey City, NJ, 07302, United States | 10 EXCHANGE PLACE, SUITE 1410, JERSEY CITY, NJ, 07302, United States |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| JON FROJEN | Director | 20 E. THOMAS RD., PHOENIX, AZ, 85012, United States | 20 E. THOMAS RD., PHOENIX, AZ, 85012, United States |
| GREG CORNICK | Director | 20 E. THOMAS RD., PHOENIX, AZ, 85012, United States | 20 E Thomas Rd, Phoenix, AZ, 85012-3110, United States |
| MATTHEW SCHLUETER | Director | 2300 WINDY RIDGE PARKWAY, SUITE 750, ATLANTA, GA, 30339, United States | 2300 WINDY RIDGE PARKWAY, SUITE 750, ATLANTA, GA, 30339, United States |
| JAMIE PRICE | Director | Suite 1410 10 Exchange Place, Jersey City, NJ, 07302, United States | 10 EXCHANGE PLACE, SUITE 1410, JERSEY CITY, NJ, 07302, United States |
| Type | Old value | New value | Date of change |
|---|---|---|---|
| Name change | ADVISOR GROUP, INC. | OSAIC, INC. | 2023-09-01 |
| Name change | AIG ADVISOR GROUP, INC. | ADVISOR GROUP, INC. | 2016-09-08 |
| Filing number | Filing date | Effective date | Filing category | Filing type | Report year |
|---|---|---|---|---|---|
| BF-0012422706 | 2024-03-28 | No data | Annual Report | Annual Report | No data |
| BF-0011957275 | 2023-09-01 | 2023-09-01 | Amendment | Amended Certificate of Authority | No data |
| BF-0011448820 | 2023-03-20 | No data | Annual Report | Annual Report | No data |
| BF-0010282930 | 2022-03-29 | No data | Annual Report | Annual Report | 2022 |
| BF-0010455129 | 2022-01-14 | 2022-01-14 | Mass Agent Change � Address | Agent Address Change | No data |
| 0007273461 | 2021-03-31 | No data | Annual Report | Annual Report | 2021 |
| 0006943532 | 2020-07-06 | 2020-07-06 | Change of Agent Address | Agent Address Change | No data |
| 0006950703 | 2020-07-06 | 2020-07-06 | Change of Agent Address | Agent Address Change | No data |
| 0006759007 | 2020-02-17 | No data | Annual Report | Annual Report | 2020 |
| 0006418043 | 2019-03-01 | No data | Annual Report | Annual Report | 2019 |
Date of last update: 11 Nov 2024
Sources: Connecticut's Official State Website
