| Entity Name: | ONE RIVER ASSET MANAGEMENT, LLC |
| Jurisdiction: | Connecticut |
| Legal type: | LLC |
| Citizenship: | Foreign |
| Status: | Active |
| Sub status: | Annual report due |
| Date Formed: | 01 Jul 2015 |
| Business ALEI: | 1179927 |
| Annual report due: | 31 Mar 2025 |
| NAICS code: | 525990 - Other Financial Vehicles |
| Business address: | 2200 Atlantic Street,, Stamford, CT, 06807, United States |
| Mailing address: | 2200 Atlantic Street, Suite 310, Stamford, CT, United States, 06807 |
| Mailing jurisdiction address: | 850 NEW BURTON ROAD STE. 201, DOVER, DE, 19904, United States |
| Office jurisdiction address: | 850 NEW BURTON ROAD STE 201, DOVER, DE, 19904, United States |
| ZIP code: | 06807 |
| County: | Fairfield |
| Place of Formation: | DELAWARE |
| E-Mail: | compliance@oneriveram.com |
| Name | Role | Business address | Mailing address | Phone | Residence address | |
|---|---|---|---|---|---|---|
| ERIC PETERS | Agent | 2200 Atlantic Street, Suite 310, Stamford, CT, 06902, United States | 2200 Atlantic Street, Suite 310, Stamford, CT, 06902, United States | +1 619-742-1193 | compliance@oneriveram.com | 26 SUNSWYCK ROAD, DARIEN, CT, 06820, United States |
| Name | Role | Business address | Phone | Residence address | |
|---|---|---|---|---|---|
| ERIC PETERS | Officer | 3 RIVER ROAD, GREENWICH, CT, 06807, United States | +1 619-742-1193 | compliance@oneriveram.com | 26 SUNSWYCK ROAD, DARIEN, CT, 06820, United States |
| Credential | Credential type | Status | Status reason | Issue date | Effective date | Expiration date |
|---|---|---|---|---|---|---|
| SE.1118428 | Securities - Exemptions | ACTIVE | ACTIVE | 2020-10-28 | 2020-10-28 | No data |
| Type | Old value | New value | Date of change |
|---|---|---|---|
| Name change | PETERS CAPITAL GROUP, LLC | ONE RIVER ASSET MANAGEMENT, LLC | 2015-09-10 |
| Filing number | Filing date | Effective date | Filing category | Filing type | Report year |
|---|---|---|---|---|---|
| BF-0012415452 | 2024-01-24 | No data | Annual Report | Annual Report | No data |
| BF-0011214168 | 2023-03-15 | No data | Annual Report | Annual Report | No data |
| BF-0010264584 | 2022-04-05 | No data | Annual Report | Annual Report | 2022 |
| 0007254999 | 2021-03-23 | No data | Annual Report | Annual Report | 2021 |
| 0006977630 | 2020-09-11 | No data | Annual Report | Annual Report | 2018 |
| 0006977635 | 2020-09-11 | No data | Annual Report | Annual Report | 2020 |
| 0006977633 | 2020-09-11 | No data | Annual Report | Annual Report | 2019 |
| 0006082578 | 2018-02-16 | No data | Annual Report | Annual Report | 2016 |
| 0006082587 | 2018-02-16 | No data | Annual Report | Annual Report | 2017 |
| 0005394856 | 2015-09-10 | 2015-09-10 | Amendment | Amend Name | No data |
Date of last update: 25 Nov 2024
Sources: Connecticut's Official State Website
