ALLIANCE GLOBAL ASSOCIATES, LLC. 401(K) PROFIT SHARING PLAN
|
2023
|
472544006
|
2024-07-18
|
ALLIANCE GLOBAL ASSOCIATES, LLC.
|
54
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2016-07-01
|
Business code |
485990
|
Sponsor’s telephone number |
2032238981
|
Plan sponsor’s
address |
90 TUNXIS HILL ROAD, FAIRFIELD, CT, 06825
|
Signature of
Role |
Plan administrator |
Date |
2024-07-18 |
Name of individual signing |
NICHOLAS AMBROSECCHIO |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2024-07-18 |
Name of individual signing |
NICHOLAS AMBROSECCHIO |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
ALLIANCE GLOBAL ASSOCIATES, LLC. 401(K) PROFIT SHARING PLAN
|
2022
|
472544006
|
2023-07-24
|
ALLIANCE GLOBAL ASSOCIATES, LLC.
|
39
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2016-07-01
|
Business code |
485990
|
Sponsor’s telephone number |
2032238981
|
Plan sponsor’s
address |
90 TUNXIS HILL ROAD, FAIRFIELD, CT, 06825
|
Signature of
Role |
Plan administrator |
Date |
2023-07-24 |
Name of individual signing |
NICHOLAS AMBROSECCHIO |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2023-07-24 |
Name of individual signing |
NICHOLAS AMBROSECCHIO |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
ALLIANCE GLOBAL ASSOCIATES, LLC. 401(K) PROFIT SHARING PLAN
|
2021
|
472544006
|
2022-07-21
|
ALLIANCE GLOBAL ASSOCIATES, LLC.
|
50
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2016-07-01
|
Business code |
485990
|
Sponsor’s telephone number |
2032238981
|
Plan sponsor’s
address |
66 BROAD STREET, STAMFORD, CT, 06901
|
Signature of
Role |
Plan administrator |
Date |
2022-07-21 |
Name of individual signing |
NICK AMBROSECCHIO |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2022-07-21 |
Name of individual signing |
NICK AMBROSECCHIO |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
ALLIANCE GLOBAL ASSOCIATES, LLC. 401(K) PROFIT SHARING PLAN
|
2020
|
472544006
|
2021-09-23
|
ALLIANCE GLOBAL ASSOCIATES, LLC.
|
39
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2016-07-01
|
Business code |
485990
|
Sponsor’s telephone number |
2036675257
|
Plan sponsor’s
address |
66 BROAD STREET, STAMFORD, CT, 06901
|
Signature of
Role |
Plan administrator |
Date |
2021-09-22 |
Name of individual signing |
NICK AMBROSECCHIO |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2021-09-22 |
Name of individual signing |
NICK AMBROSECCHIO |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
ALLIANCE GLOBAL ASSOCIATES, LLC. 401(K) PROFIT SHARING PLAN
|
2019
|
472544006
|
2020-07-31
|
ALLIANCE GLOBAL ASSOCIATES, LLC.
|
29
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2016-07-01
|
Business code |
485990
|
Sponsor’s telephone number |
2036675257
|
Plan sponsor’s
address |
66 BROAD STREET, STAMFORD, CT, 06901
|
Signature of
Role |
Plan administrator |
Date |
2020-07-31 |
Name of individual signing |
NICK AMBROSECCHIO |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2020-07-31 |
Name of individual signing |
NICK AMBROSECCHIO |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
ALLIANCE GLOBAL ASSOCIATES, LLC. 401(K) PROFIT SHARING PLAN
|
2018
|
472544006
|
2019-06-28
|
ALLIANCE GLOBAL ASSOCIATES, LLC.
|
14
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2016-07-01
|
Business code |
485990
|
Sponsor’s telephone number |
2036675257
|
Plan sponsor’s
address |
66 BROAD STREET, STAMFORD, CT, 06901
|
Signature of
Role |
Plan administrator |
Date |
2019-06-28 |
Name of individual signing |
BRIEN MAGEE |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2019-06-28 |
Name of individual signing |
BRIEN MAGEE |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
ALLIANCE GLOBAL ASSOCIATES, LLC. 401(K) PROFIT SHARING PLAN
|
2017
|
472544006
|
2018-06-05
|
ALLIANCE GLOBAL ASSOCIATES, LLC.
|
11
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2016-07-01
|
Business code |
485990
|
Sponsor’s telephone number |
2036675257
|
Plan sponsor’s
address |
66 BROAD STREET, STAMFORD, CT, 06901
|
Signature of
Role |
Plan administrator |
Date |
2018-06-05 |
Name of individual signing |
BRIEN MAGEE |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2018-06-05 |
Name of individual signing |
BRIEN MAGEE |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
ALLIANCE GLOBAL ASSOCIATES, LLC. 401(K) PROFIT SHARING PLAN
|
2016
|
472544006
|
2017-07-27
|
ALLIANCE GLOBAL ASSOCIATES, LLC.
|
0
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2016-07-01
|
Business code |
485990
|
Sponsor’s telephone number |
2036675257
|
Plan sponsor’s
address |
66 BROAD STREET, STAMFORD, CT, 06901
|
Signature of
Role |
Plan administrator |
Date |
2017-07-27 |
Name of individual signing |
BRIEN MAGEE |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2017-07-27 |
Name of individual signing |
BRIEN MAGEE |
Valid signature |
Filed with authorized/valid electronic signature |
|
|