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ROCCO & ASSOCIATES WEALTH MANAGEMENT, INC.

Company Details

Entity Name: ROCCO & ASSOCIATES WEALTH MANAGEMENT, INC.
Jurisdiction: Connecticut
Legal type: Stock
Citizenship: Domestic
Status: Active
Sub status: Annual report past due
Date Formed: 01 Nov 2013 (Companies founded in November 2013)
Business ALEI: 1123444
Annual report due: 01 Nov 2024
NAICS code: 523930 - Investment Advice
Business address: 2150 POST ROAD SUITE 201, FAIRFIELD, CT, 06824, United States
Mailing address: 2150 POST ROAD SUITE 201, FAIRFIELD, CT, United States, 06824
ZIP code: 06824 (Companies in Fairfield, 06824)
County: Fairfield
Place of Formation: CONNECTICUT
Total authorized shares: 5000
E-Mail: charles.rocco@roccoandassociates.com

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
ROCCO & ASSOCIATES WEALTH MANAGEMENT, INC. 401(K) PLAN 2021 472124946 2022-10-16 ROCCO & ASSOCIATES WEALTH MANAGEMENT, INC. 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2016-01-01
Business code 523900
Plan sponsor’s address 1248 POST ROAD, SUITE 260, FAIRFIELD, CT, 06824

Signature of
Role Plan administrator
Date 2022-10-16
Name of individual signing CHARLIE ROCCO
Valid signature Filed with authorized/valid electronic signature
ROCCO & ASSOCIATES WEALTH MANAGEMENT, INC. 401(K) PLAN 2020 472124946 2021-10-12 ROCCO & ASSOCIATES WEALTH MANAGEMENT, INC. 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2016-01-01
Business code 523900
Plan sponsor’s address 1248 POST ROAD, SUITE 260, FAIRFIELD, CT, 06824

Signature of
Role Plan administrator
Date 2021-10-12
Name of individual signing CHARLIE ROCCO
Valid signature Filed with authorized/valid electronic signature
ROCCO & ASSOCIATES WEALTH MANAGEMENT, INC. 401(K) PLAN 2019 472124946 2020-10-12 ROCCO & ASSOCIATES WEALTH MANAGEMENT, INC. 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2016-01-01
Business code 523900
Plan sponsor’s address 1248 POST ROAD, SUITE 260, FAIRFIELD, CT, 06824

Signature of
Role Plan administrator
Date 2020-10-12
Name of individual signing CHARLIE ROCCO
Valid signature Filed with authorized/valid electronic signature
ROCCO & ASSOCIATES WEALTH MANAGEMENT, INC. 401(K) PLAN 2018 472124946 2019-10-07 ROCCO & ASSOCIATES WEALTH MANAGEMENT, INC. 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2016-01-01
Business code 523900
Plan sponsor’s address 1248 POST ROAD, SUITE 260, FAIRFIELD, CT, 06824

Signature of
Role Plan administrator
Date 2019-10-07
Name of individual signing CHARLIE ROCCO
Valid signature Filed with authorized/valid electronic signature
ROCCO & ASSOCIATES WEALTH MANAGEMENT, INC. 401(K) PLAN 2017 472124946 2018-07-27 ROCCO & ASSOCIATES WEALTH MANAGEMENT, INC. 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2016-01-01
Business code 523900
Plan sponsor’s address 1248 POST ROAD, SUITE 260, FAIRFIELD, CT, 06824

Signature of
Role Plan administrator
Date 2018-07-27
Name of individual signing CHARLIE ROCCO
Valid signature Filed with authorized/valid electronic signature
ROCCO & ASSOCIATES WEALTH MANAGEMENT, INC. 401(K) PLAN 2016 472124946 2017-05-19 ROCCO & ASSOCIATES WEALTH MANAGEMENT, INC. 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2016-01-01
Business code 523900
Plan sponsor’s address 1248 POST ROAD, SUITE 260FAIRFIELD, FAIRFIELD, CT, 06824

Signature of
Role Plan administrator
Date 2017-05-19
Name of individual signing CHARLIE ROCCO
Valid signature Filed with authorized/valid electronic signature

Agent

Name Role Business address Mailing address Phone E-Mail Residence address
CHARLES W. ROCCO Agent 2150 POST ROAD, SUITE 201, FAIRFIELD, CT, 06824, United States 2150 POST ROAD, SUITE 201, FAIRFIELD, CT, 06824, United States +1 203-260-1776 charles.rocco@roccoandassociates.com 333 ROWLAND ROAD, FAIRFIELD, CT, 06824, United States

Officer

Name Role Business address Residence address
CHARLES ROCCO Officer 2150 POST ROAD, SUITE 201, FAIRFIELD, CT, 06824, United States 333 ROWLAND ROAD, FAIRFIELD, CT, 06824, United States

Director

Name Role Business address Residence address
CHARLES ROCCO Director 2150 POST ROAD, SUITE 201, FAIRFIELD, CT, 06824, United States 333 ROWLAND ROAD, FAIRFIELD, CT, 06824, United States

History

Type Old value New value Date of change
Name change ROCCO FINANCIAL GROUP, INC. ROCCO & ASSOCIATES WEALTH MANAGEMENT, INC. 2014-12-23

Filing

Filing number Filing date Effective date Filing category Filing type Report year
BF-0011315795 2023-10-23 No data Annual Report Annual Report No data
BF-0010218636 2022-10-10 No data Annual Report Annual Report 2022
BF-0009825283 2021-11-01 No data Annual Report Annual Report No data
0006998854 2020-10-12 No data Annual Report Annual Report 2020
0006773717 2020-02-22 No data Annual Report Annual Report 2019
0006298012 2018-12-24 No data Annual Report Annual Report 2018
0005912711 2017-08-18 2017-08-18 First Report Organization and First Report No data
0005245762 2014-12-23 2014-12-23 Amendment Amend Name No data
0004978190 2013-11-01 No data Business Formation Certificate of Incorporation No data

Related by officers

CHARLES W. ROCCO

MONECO TAX, LLC MONECO HOLDINGS, LLC MONECO ADVISORS, LLC

Related by address

2150 POST ROAD SUITE 201, FAIRFIELD, CT, 06824, United States

MONEY CONSULTANTS, INC.

2150 POST ROAD SUITE 201, FAIRFIELD, CT, United States, 06824

MONEY CONSULTANTS, INC.

Date of last update: 04 Nov 2024

Sources: Connecticut's Official State Website

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