| Entity Name: | CETERA FINANCIAL SPECIALISTS SERVICES LLC |
| Jurisdiction: | Connecticut |
| Legal type: | LLC |
| Citizenship: | Foreign |
| Status: | Withdrawn |
| Date Formed: | 04 Nov 2013 (Companies founded in November 2013) |
| Business ALEI: | 1123121 |
| Annual report due: | 31 Mar 2021 |
| NAICS code: | 523999 - Miscellaneous Financial Investment Activities |
| Business address: | 200 N MARTINGALE RD 7TH FLOOR, SCHAUMBURG, IL, 60173, United States |
| Mailing address: | 200 N MARTINGALE RD 7TH FLOOR, SCHAUMBURG, IL, United States, 60173 |
| Mailing jurisdiction address: | 251 LITTLE FALLS DR, WILMINGTON, DE, 19808, United States |
| Place of Formation: | DELAWARE |
| E-Mail: | DANA.THOMSEN@CETERA.COM |
| Name | Role | Business address |
|---|---|---|
| Secretary of State | Agent | 165 Capitol Ave., P.O. BOX 150470, Hartford, CT, 06115-0470, United States |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| CETERA FINANCIAL GROUP, INC. | Officer | 200 N. PACIFIC COAST HWY, SUITE 1200, EL SEGUNDO, CA, 90245, United States | 200 N. PACIFIC COAST HWY, SUITE 1200, EL SEGUNDO, CA, 90245, United States |
| CATHERINE BONNEAU | Officer | 200 N PACIFIC COAST HWY, STE 1200, EL SEGUNDO, CA, 90245, United States | 200 N PACIFIC COAST HWY, STE 1200, EL SEGUNDO, CA, 90245, United States |
| Filing number | Filing date | Effective date | Filing category | Filing type | Report year |
|---|---|---|---|---|---|
| 0007178812 | 2021-02-19 | 2021-02-19 | Withdrawal | Statement of Withdrawal Registration | No data |
| 0006950703 | 2020-07-06 | 2020-07-06 | Change of Agent Address | Agent Address Change | No data |
| 0006943532 | 2020-07-06 | 2020-07-06 | Change of Agent Address | Agent Address Change | No data |
| 0006845445 | 2020-03-23 | No data | Annual Report | Annual Report | 2020 |
| 0006444740 | 2019-03-11 | No data | Annual Report | Annual Report | 2019 |
| 0006258073 | 2018-10-10 | 2018-10-10 | Change of Agent | Agent Change | No data |
| 0006121669 | 2018-03-14 | No data | Annual Report | Annual Report | 2018 |
| 0005962916 | 2017-11-08 | No data | Annual Report | Annual Report | 2017 |
| 0005702994 | 2016-11-28 | No data | Annual Report | Annual Report | 2016 |
| 0005431624 | 2015-11-17 | No data | Annual Report | Annual Report | 2015 |
Date of last update: 11 Nov 2024
Sources: Connecticut's Official State Website
