| Entity Name: | VIRTUS INVESTMENT PARTNERS, INC. |
| Jurisdiction: | Connecticut |
| Legal type: | Stock |
| Citizenship: | Foreign |
| Status: | Active |
| Date Formed: | 22 Aug 2013 (Companies founded in August 2013) |
| Business ALEI: | 1116979 |
| Annual report due: | 22 Aug 2025 |
| NAICS code: | 523940 - Portfolio Management and Investment Advice |
| Business address: | ONE FINANCIAL PLAZA FLOOR 26, HARTFORD, CT, 06103, United States |
| Mailing address: | ONE FINANCIAL PLAZA FLOOR 26, HARTFORD, CT, United States, 06103 |
| ZIP code: | 06103 (Companies in Hartford, 06103) |
| County: | Hartford |
| Place of Formation: | DELAWARE |
| E-Mail: | leann.morse@virtus.com |
| CAGE number | Status | Type | Established | CAGE Update Date | CAGE Expiration | SAM Expiration | |||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 7FDH6 | Obsolete | Non-Manufacturer | 2015-08-26 | 2024-03-09 | 2023-01-23 | No data | |||||||||||||||||||||||
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| POC | KEVIN CARR |
| Phone | +1 860-263-4791 |
| Fax | +1 860-241-1005 |
| Address | 100 PEARL ST FLR 9, HARTFORD, CT, 06103 4500, UNITED STATES |
Ownership of Offeror Information
| Highest Level Owner | Information not Available |
|---|
| Immediate Level Owner | Information not Available |
|---|
| List of Offerors (1) | |
|---|---|
| CAGE number | 7LWT4 |
| Owner Type | Immediate |
| Legal Business Name | DUFF & PHELPS INVESTMENT MANAGEMENT CO |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| VIRTUS INVESTMENT PARTNERS, INC. SAVINGS AND INVESTMENT PLAN | 2012 | 954191764 | 2013-09-30 | VIRTUS INVESTMENT PARTNERS, INC. | 364 | |||||||||||||||||||||||||||||||||||||||||||||
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| Administrator’s EIN | 954191764 |
| Plan administrator’s name | VIRTUS INVESTMENT PARTNERS, INC. |
| Plan administrator’s address | 100 PEARL STREET, HARTFORD, CT, 06103 |
| Administrator’s telephone number | 8602634840 |
Number of participants as of the end of the plan year
| Active participants | 337 |
| Retired or separated participants receiving benefits | 1 |
| Other retired or separated participants entitled to future benefits | 61 |
| Deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 1 |
| Number of participants with account balances as of the end of the plan year | 395 |
| Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 0 |
Signature of
| Role | Plan administrator |
| Date | 2013-09-30 |
| Name of individual signing | MARK HOLLERTZ |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2008-11-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 8602634840 |
| Plan sponsor’s mailing address | 100 PEARL STREET, HARTFORD, CT, 06103 |
| Plan sponsor’s address | 100 PEARL STREET, HARTFORD, CT, 06103 |
Plan administrator’s name and address
| Administrator’s EIN | 263962811 |
| Plan administrator’s name | VIRTUS INVESTMENT PARTNERS, INC. |
| Plan administrator’s address | 100 PEARL STREET, HARTFORD, CT, 06103 |
| Administrator’s telephone number | 8602634840 |
Number of participants as of the end of the plan year
| Active participants | 273 |
| Retired or separated participants receiving benefits | 0 |
| Other retired or separated participants entitled to future benefits | 43 |
| Deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 0 |
| Number of participants with account balances as of the end of the plan year | 307 |
| Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 0 |
Signature of
| Role | Plan administrator |
| Date | 2011-10-17 |
| Name of individual signing | MARK HOLLERTZ |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2008-11-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 8602634830 |
| Plan sponsor’s mailing address | 100 PEARL STREET, HARTFORD, CT, 06103 |
| Plan sponsor’s address | 100 PEARL STREET, HARTFORD, CT, 06103 |
Plan administrator’s name and address
| Administrator’s EIN | 263962811 |
| Plan administrator’s name | VIRTUS INVESTMENT PARTNERS, INC. |
| Plan administrator’s address | 100 PEARL STREET, HARTFORD, CT, 06103 |
| Administrator’s telephone number | 8602634830 |
Number of participants as of the end of the plan year
| Active participants | 280 |
| Retired or separated participants receiving benefits | 0 |
| Other retired or separated participants entitled to future benefits | 27 |
| Deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 0 |
| Number of participants with account balances as of the end of the plan year | 296 |
| Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 0 |
Signature of
| Role | Plan administrator |
| Date | 2010-10-15 |
| Name of individual signing | MARDELLE PENA |
| Valid signature | Filed with authorized/valid electronic signature |
| Name | Role |
|---|---|
| CORPORATION SERVICE COMPANY | Agent |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| MICHAEL A. ANGERTHAL | Officer | ONE FINANCIAL PLAZA FLOOR 26, HARTFORD, CT, 06103, United States | 1 Financial Plaza, 26th FLR, 26TH FLOOR, Hartford, CT, 06103-2608, United States |
| GEORGE R. AYLWARD | Officer | ONE FINANCIAL PLAZA FLOOR 26, HARTFORD, CT, 06103, United States | ONE FINANCIAL PLAZA, 26TH FLOOR, HARTFORD, CT, 06103, United States |
| Andra Purkalitis | Officer | ONE FINANCIAL PLAZA FLOOR 26, HARTFORD, CT, 06103, United States | 1 Financial Plaza, 26th FLR, Hartford, CT, 06103, United States |
| Filing number | Filing date | Effective date | Filing category | Filing type | Report year |
|---|---|---|---|---|---|
| BF-0012254649 | 2024-08-22 | No data | Annual Report | Annual Report | No data |
| BF-0011311175 | 2023-08-22 | No data | Annual Report | Annual Report | No data |
| BF-0010228941 | 2022-08-08 | No data | Annual Report | Annual Report | 2022 |
| BF-0010471044 | 2022-01-14 | 2022-01-14 | Mass Agent Change � Address | Agent Address Change | No data |
| BF-0009807023 | 2021-08-30 | No data | Annual Report | Annual Report | No data |
| 0006971378 | 2020-09-02 | No data | Annual Report | Annual Report | 2020 |
| 0006943532 | 2020-07-06 | 2020-07-06 | Change of Agent Address | Agent Address Change | No data |
| 0006950703 | 2020-07-06 | 2020-07-06 | Change of Agent Address | Agent Address Change | No data |
| 0006624114 | 2019-08-14 | No data | Annual Report | Annual Report | 2019 |
| 0006488228 | 2019-03-25 | No data | Change of Business Address | Business Address Change | No data |
Date of last update: 11 Nov 2024
Sources: Connecticut's Official State Website
