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DOWLING FINANCIAL SERVICES, INC.

Company Details

Entity Name: DOWLING FINANCIAL SERVICES, INC.
Jurisdiction: Connecticut
Legal type: Stock
Citizenship: Foreign
Status: Active
Sub status: Annual report due
Date Formed: 03 Sep 2013
Business ALEI: 1116769
Annual report due: 03 Sep 2025
NAICS code: 523940 - Portfolio Management and Investment Advice
Business address: 1171 E. PUTNAM AVENUE, RIVERSIDE, CT, 06878, United States
Mailing address: 1171 E. PUTNAM AVENUE, 1B, RIVERSIDE, CT, United States, 06878
ZIP code: 06878
County: Fairfield
Place of Formation: DELAWARE
E-Mail: sean@thedowlinggroup.com

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
THE DOWLING GROUP WEALTH MANAGEMENT 401(K) PLAN 2023 061030615 2024-05-24 DOWLING FINANCIAL SERVICES, INC. 7
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2013-01-01
Business code 523900
Sponsor’s telephone number 2039672231
Plan sponsor’s address 1171 E PUTNAM AVENUE SUITE 1B, RIVERSIDE, CT, 06878

Signature of

Role Plan administrator
Date 2024-05-24
Name of individual signing KATHERINE MCGROARTY
Valid signature Filed with authorized/valid electronic signature
THE DOWLING GROUP WEALTH MANAGEMENT 401(K) PLAN 2022 061030615 2023-05-26 DOWLING FINANCIAL SERVICES, INC. 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2013-01-01
Business code 523900
Sponsor’s telephone number 2039672231
Plan sponsor’s address 1171 E PUTNAM AVENUE SUITE 1B, RIVERSIDE, CT, 06878

Signature of

Role Plan administrator
Date 2023-05-26
Name of individual signing SEAN DOWLING
Valid signature Filed with authorized/valid electronic signature
THE DOWLING GROUP WEALTH MANAGEMENT 401(K) PLAN 2021 061030615 2022-06-07 DOWLING FINANCIAL SERVICES, INC. 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2013-01-01
Business code 523900
Sponsor’s telephone number 2039672231
Plan sponsor’s address 1171 E PUTNAM AVENUE SUITE 1B, RIVERSIDE, CT, 06878

Signature of

Role Plan administrator
Date 2022-06-07
Name of individual signing KATHERINE MCGROARTY
Valid signature Filed with authorized/valid electronic signature
THE DOWLING GROUP WEALTH MANAGEMENT 401(K) PLAN 2020 061030615 2021-07-21 DOWLING FINANCIAL SERVICES, INC. 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2013-01-01
Business code 523900
Sponsor’s telephone number 2039672231
Plan sponsor’s address 1171 E PUTNAM AVENUE SUITE 1B, RIVERSIDE, CT, 06878

Signature of

Role Plan administrator
Date 2021-07-21
Name of individual signing SEAN DOWLING
Valid signature Filed with authorized/valid electronic signature
THE DOWLING GROUP WEALTH MANAGEMENT 401(K) PLAN 2019 061030615 2020-06-22 DOWLING FINANCIAL SERVICES, INC. 2
Three-digit plan number (PN) 001
Effective date of plan 2013-01-01
Business code 523900
Sponsor’s telephone number 2039672231
Plan sponsor’s address 1171 E PUTNAM AVENUE SUITE 1B, RIVERSIDE, CT, 06878

Signature of

Role Plan administrator
Date 2020-06-22
Name of individual signing SDOWLING1171
Valid signature Filed with authorized/valid electronic signature
THE DOWLING GROUP WEALTH MANAGEMENT 401(K) PLAN 2019 061030615 2020-06-30 DOWLING FINANCIAL SERVICES, INC. 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2013-01-01
Business code 523900
Sponsor’s telephone number 2039672231
Plan sponsor’s address 1171 E PUTNAM AVENUE SUITE 1B, RIVERSIDE, CT, 06878

Signature of

Role Plan administrator
Date 2020-06-30
Name of individual signing SEAN DOWLING
Valid signature Filed with authorized/valid electronic signature
THE DOWLING GROUP WEALTH MANAGEMENT 401(K) PLAN 2018 061030615 2019-10-15 DOWLING FINANCIAL SERVICES, INC. 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2013-01-01
Business code 523900
Sponsor’s telephone number 2039672231
Plan sponsor’s address 1171 E PUTNAM AVENUE SUITE 1B, RIVERSIDE, CT, 06878

Signature of

Role Plan administrator
Date 2019-10-15
Name of individual signing SEAN DOWLING
Valid signature Filed with authorized/valid electronic signature

Agent

Name Role Business address Phone E-Mail Residence address
KAREN P. WACKERMAN Agent PULLMAN & COMLEY, LLC, 850 MAIN STREET, 7006, BRIDGEPORT, CT, 06601, United States +1 860-271-1149 sean@thedowlinggroup.com 192 SHOREHAM VILLAGE DR, FAIRFIELD, CT, 06824, United States

Director

Name Role Business address Residence address
SEAN M. DOWLING Director 1171 E Putnam Ave, Suite 1B, Riverside, CT, 06878-1426, United States 1191 E Putnam Avenue, 3, Riverside, CT, 06878, United States

Filing

Filing number Filing date Effective date Filing category Filing type Report year
BF-0012251993 2024-08-05 No data Annual Report Annual Report No data
BF-0011311124 2023-08-16 No data Annual Report Annual Report No data
BF-0010227093 2022-08-19 No data Annual Report Annual Report 2022
BF-0009814835 2021-10-04 No data Annual Report Annual Report No data
0006972230 2020-09-03 No data Annual Report Annual Report 2020
0006615666 2019-08-06 No data Annual Report Annual Report 2019
0006288466 2018-12-06 No data Annual Report Annual Report 2018
0005929557 2017-09-19 No data Annual Report Annual Report 2017
0005910451 2017-08-15 No data Change of Agent Address Agent Address Change No data
0005643097 2016-09-06 No data Annual Report Annual Report 2016

Date of last update: 25 Nov 2024

Sources: Connecticut's Official State Website