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DB3 MANAGEMENT, LLC

Company Details

Entity Name: DB3 MANAGEMENT, LLC
Jurisdiction: Connecticut
Legal type: LLC
Citizenship: Domestic
Status: Active
Sub status: Annual report due
Date Formed: 22 Apr 2013
Business ALEI: 1103827
Annual report due: 31 Mar 2025
NAICS code: 523940 - Portfolio Management and Investment Advice
Business address: 57 Danbury Road, Wilton, CT, 06897, United States
Mailing address: 17 Trails End Road, Weston, CT, United States, 06883
ZIP code: 06897
County: Fairfield
Place of Formation: CONNECTICUT
E-Mail: david@interlockfinancial.com

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
INTERLOCK FINANCIAL 401(K) PLAN 2023 462656561 2024-05-15 DB3 MANAGEMENT, LLC 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2021-01-01
Business code 523110
Sponsor’s telephone number 2036354126
Plan sponsor’s address 57 WILTON ROAD, SUITE 204, WILTON, CT, 06897

Plan administrator’s name and address

Administrator’s EIN 474474775
Plan administrator’s name GUIDELINE, INC.
Plan administrator’s address 1412 CHAPIN AVENUE, BURLINGAME, CA, 94010
Administrator’s telephone number 8882283491

Signature of

Role Plan administrator
Date 2024-05-15
Name of individual signing QIAN LIU
Valid signature Filed with authorized/valid electronic signature
INTERLOCK FINANCIAL 401(K) PLAN 2022 462656561 2023-05-27 DB3 MANAGEMENT, LLC 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2021-01-01
Business code 523110
Sponsor’s telephone number 2036354126
Plan sponsor’s address 10 SAUGATUCK AVENUE, SUITE 104, WESTPORT, CT, 06880

Plan administrator’s name and address

Administrator’s EIN 474474775
Plan administrator’s name GUIDELINE, INC.
Plan administrator’s address 1412 CHAPIN AVENUE, BURLINGAME, CA, 94010
Administrator’s telephone number 8882283491

Signature of

Role Plan administrator
Date 2023-05-27
Name of individual signing CHRISTINE RIMER
Valid signature Filed with authorized/valid electronic signature
INTERLOCK FINANCIAL 401(K) PLAN 2021 462656561 2022-05-19 DB3 MANAGEMENT, LLC 0
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2021-01-01
Business code 523110
Sponsor’s telephone number 2036354126
Plan sponsor’s address 10 SAUGATUCK AVENUE, SUITE 104, WESTPORT, CT, 06880

Plan administrator’s name and address

Administrator’s EIN 474474775
Plan administrator’s name GUIDELINE, INC.
Plan administrator’s address 1645 E 6TH STREET, SUITE 200, AUSTIN, TX, 78702
Administrator’s telephone number 8882283491

Signature of

Role Plan administrator
Date 2022-05-19
Name of individual signing CHRISTINE RIMER
Valid signature Filed with authorized/valid electronic signature

Agent

Name Role Business address Mailing address Phone E-Mail Residence address
DAVID BUNIN Agent 57 Danbury Road, Suite 204, Wilton, CT, 06897, United States 17 TRAILS END ROAD, WESTON, CT, 06883, United States +1 917-232-2339 david@interlockfinancial.com 17 TRAILS END ROAD, WESTON, CT, 06883, United States

Officer

Name Role Business address Phone E-Mail Residence address
DAVID BUNIN Officer 10 SAUGATUCK AVE SUITE 104, WESTPORT, CT, 06880, United States +1 917-232-2339 david@interlockfinancial.com 17 TRAILS END ROAD, WESTON, CT, 06883, United States

Filing

Filing number Filing date Effective date Filing category Filing type Report year
BF-0012163494 2024-04-20 No data Annual Report Annual Report No data
BF-0012544470 2024-02-01 2024-02-01 Change of Business Address Business Address Change No data
BF-0011297436 2023-03-22 No data Annual Report Annual Report No data
BF-0010301457 2022-04-05 No data Annual Report Annual Report 2022
0007179619 2021-02-20 No data Annual Report Annual Report 2020
0007179621 2021-02-20 No data Annual Report Annual Report 2021
0006441904 2019-03-11 No data Annual Report Annual Report 2019
0006025672 2018-01-22 No data Annual Report Annual Report 2018
0005989374 2017-12-20 2017-12-20 Change of Agent Agent Change No data
0005979207 2017-12-05 No data Annual Report Annual Report 2016

Date of last update: 25 Nov 2024

Sources: Connecticut's Official State Website