| Entity Name: | SIMS CATHCART FUNDING, LLC |
| Jurisdiction: | Connecticut |
| Legal type: | LLC |
| Citizenship: | Domestic |
| Status: | Active |
| Date Formed: | 14 Dec 2012 (Companies founded in December 2012) |
| Business ALEI: | 1091775 |
| Annual report due: | 31 Mar 2025 |
| NAICS code: | 523150 - Investment Banking and Securities Intermediation |
| Business address: | 2150 POST RD STE 301, FAIRFIELD, CT, 06824, United States |
| Mailing address: | 2150 POST RD STE 301, STE 301, FAIRFIELD, CT, United States, 06824 |
| ZIP code: | 06824 (Companies in Fairfield, 06824) |
| County: | Fairfield |
| Place of Formation: | CONNECTICUT |
| E-Mail: | tbyrne@hjsims.com |
| CIK number | Mailing Address | Business Address | Phone | |
|---|---|---|---|---|
| 1569096 | 2150 POST ROAD, SUITE 301, FAIRFIELD, CT, 06824 | 2150 POST ROAD, SUITE 301, FAIRFIELD, CT, 06824 | 203-418-9000 | |
| Name | Role | Business address | Mailing address | Phone | Residence address | |
|---|---|---|---|---|---|---|
| R. JEFFREY SANDS | Agent | C/O HJ SIMS INVESTMENTS LLC, 2150 POST RD, FAIRFIELD, CT, 06824, United States | C/O HJ SIMS INVESTMENTS LLC, 2150 POST RD, FAIRFIELD, CT, 06824, United States | +1 203-418-9016 | jsands@hjsims.com | 30 STAGECOACH LANE, ROCKY HILL, CT, 06067, United States |
| Name | Role | Business address |
|---|---|---|
| HJ SIMS INVESTMENTS, LLC | Officer | 2150 POST RD, STE 301, FAIRFIELD, CT, 06824, United States |
| Credential | Credential type | Status | Status reason | Issue date | Effective date | Expiration date |
|---|---|---|---|---|---|---|
| SE.1075792 | Securities - Exemptions | ACTIVE | ACTIVE | No data | 2013-06-07 | No data |
| Filing number | Filing date | Effective date | Filing category | Filing type | Report year |
|---|---|---|---|---|---|
| BF-0012098370 | 2024-03-11 | No data | Annual Report | Annual Report | No data |
| BF-0011731885 | 2023-03-15 | No data | Annual Report | Annual Report | No data |
| BF-0009764993 | 2022-11-17 | No data | Annual Report | Annual Report | No data |
| BF-0010818257 | 2022-11-17 | No data | Annual Report | Annual Report | No data |
| 0006850202 | 2020-03-26 | No data | Annual Report | Annual Report | 2020 |
| 0006392725 | 2019-02-19 | No data | Annual Report | Annual Report | 2019 |
| 0006169306 | 2018-04-25 | No data | Annual Report | Annual Report | 2018 |
| 0005969641 | 2017-11-21 | No data | Annual Report | Annual Report | 2017 |
| 0005699140 | 2016-11-17 | No data | Annual Report | Annual Report | 2016 |
| 0005549900 | 2016-04-26 | No data | Annual Report | Annual Report | 2015 |
Date of last update: 11 Nov 2024
Sources: Connecticut's Official State Website
