| Entity Name: | StoneX Securities Inc. |
| Jurisdiction: | Connecticut |
| Legal type: | Stock |
| Citizenship: | Foreign |
| Status: | Active |
| Date Formed: | 18 Apr 2011 (Companies founded in April 2011) |
| Business ALEI: | 1035425 |
| Annual report due: | 18 Apr 2025 |
| NAICS code: | 524210 - Insurance Agencies and Brokerages |
| Business address: | 1075 Jordan CK PKWY, STE 300, West Des Moines, IA, 50266, United States |
| Mailing address: | 1075 Jordan CK PKWY, STE 300, West Des Moines, IA, United States, 50266 |
| Place of Formation: | DELAWARE |
| E-Mail: | rhenderson@urscompliance.com |
| Name | Role |
|---|---|
| NATIONAL REGISTERED AGENTS, INC. | Agent |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| WILLIAM J DUNAWAY | Director | 2 PERIMETER PARK S, STE 100 W, BIRMINGHAM, AL, 35243, United States | 2 PERIMETER PARK S, STE 100 W, BIRMINGHAM, AL, 35243, United States |
| SEAN M. O'CONNOR | Director | 2 PERIMETER PARK S, STE 100 W, BIRMINGHAM, AL, 35243, United States | 2 PERIMETER PARK S, STE 100 W, BIRMINGHAM, AL, 35243, United States |
| CHARLES M LYON | Director | 2 PERIMETER PARK S, STE 100 W, BIRMINGHAM, AL, 35243, United States | 2 PERIMETER PARK S, STE 100 W, BIRMINGHAM, AL, 35243, United States |
| XUONG NGUYEN | Director | 2 PERIMETER PARK S, STE 100 W, BIRMINGHAM, AL, 35243, United States | 2 PERIMETER PARK S, STE 100 W, BIRMINGHAM, AL, 35243, United States |
| MARK MAURER | Director | 2 PERIMETER PARK S SUITE 100 W, BIRMINGHAM, AL, 35243, United States | 2 PERIMETER PARK S SUITE 100 W, BIRMINGHAM, AL, 35243, United States |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| DAVID A BOLTE | Officer | 1075 JORDAN CK PKWY, STE 100, WEST DES MOINES, IA, 50266, United States | 1075 JORDAN CK PKWY, STE 100, WEST DES MOINES, IA, 50266, United States |
| JOSEPH PORZIO | Officer | 2 PERIMETER PARK S SUITE 100 W, BIRMINGHAM, AL, 35243, United States | 2 PERIMETER PARK S SUITE 100 W, BIRMINGHAM, AL, 35243, United States |
| MARCUS RICHARDSON | Officer | 2 PERIMETER PARK S, STE 100 W, BIRMINGHAM, AL, 35243, United States | 2 PERIMETER PARK S, STE 100 W, BIRMINGHAM, AL, 35243, United States |
| JAY W. CARTER | Officer | 2 PERIMETER PARK S, SUITE 100 W, BIRMINGHAM, AL, 35209, United States | 2 PERIMETER PARK S, SUITE 100 W, BIRMINGHAM, AL, 35209, United States |
| BRIAN PARKER | Officer | 2 PERIMETER PARK S, STE 100 W, BIRMINGHAM, AL, 35243, United States | 2 PERIMETER PARK S, STE 100 W, BIRMINGHAM, AL, 35243, United States |
| Type | Old value | New value | Date of change |
|---|---|---|---|
| Name change | STERNE AGEE FINANCIAL SERVICES, INC. | SA STONE WEALTH MANAGEMENT INC. | 2016-08-10 |
| Filing number | Filing date | Effective date | Filing category | Filing type | Report year |
|---|---|---|---|---|---|
| BF-0012720905 | 2024-08-08 | 2024-08-09 | Name Change Amendment | Amended Certificate of Authority | No data |
| BF-0012089168 | 2024-04-09 | No data | Annual Report | Annual Report | No data |
| BF-0011187390 | 2023-05-05 | No data | Annual Report | Annual Report | No data |
| BF-0010306826 | 2022-04-12 | No data | Annual Report | Annual Report | 2022 |
| 0007299492 | 2021-04-15 | No data | Annual Report | Annual Report | 2021 |
| 0006876098 | 2020-04-06 | No data | Annual Report | Annual Report | 2020 |
| 0006521443 | 2019-04-04 | No data | Annual Report | Annual Report | 2019 |
| 0006157194 | 2018-04-10 | No data | Annual Report | Annual Report | 2018 |
| 0005914869 | 2017-08-10 | 2017-08-10 | Amendment | Amend Name | No data |
| 0005866739 | 2017-06-06 | 2017-06-06 | Change of Agent Address | Agent Address Change | No data |
Date of last update: 11 Nov 2024
Sources: Connecticut's Official State Website
