| Entity Name: | BARINGS SECURITIES LLC |
| Jurisdiction: | Connecticut |
| Legal type: | LLC |
| Citizenship: | Foreign |
| Status: | Active |
| Sub status: | Annual report due |
| Date Formed: | 03 Jan 2011 |
| Business ALEI: | 1024327 |
| Annual report due: | 31 Mar 2025 |
| NAICS code: | 523991 - Trust, Fiduciary, and Custody Activities |
| Business address: | 300 South Tryon Street, CHARLOTTE, NC, 28202, United States |
| Mailing address: | 300 South Tryon Street, Suite 2500, CHARLOTTE, NC, United States, 28202 |
| Mailing jurisdiction address: | 251 LITTLE FALLS DRIVE, WILMINGTON, DE, 19808, United States |
| Place of Formation: | DELAWARE |
| E-Mail: | Compliancemail@cscinfo.com |
| Name | Role |
|---|---|
| CORPORATION SERVICE COMPANY | Agent |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| BARINGS LLC | Officer | 300 South Tryon Street, CHARLOTTE, NC, 28202, United States | No data |
| Jill Dinerman | Officer | 300 South Tryon Street, Suite 2500, CHARLOTTE, NC, 28202, United States | 300 South Tryon Street, Suite 2500, CHARLOTTE, NC, 28202, United States |
| CHRIS DEFRANCIS | Officer | 300 SOUTH TRYON STREET, SUITE 2500, CHARLOTTE, NC, 28202, United States | 300 SOUTH TRYON STREET, SUITE 2500, CHARLOTTE, NC, 28202, United States |
| Type | Old value | New value | Date of change |
|---|---|---|---|
| Name change | BABSON CAPITAL SECURITIES LLC | BARINGS SECURITIES LLC | 2016-09-13 |
| Filing number | Filing date | Effective date | Filing category | Filing type | Report year |
|---|---|---|---|---|---|
| BF-0012054706 | 2024-03-21 | No data | Annual Report | Annual Report | No data |
| BF-0011426397 | 2023-03-15 | No data | Annual Report | Annual Report | No data |
| BF-0010395827 | 2022-03-27 | No data | Annual Report | Annual Report | 2022 |
| BF-0010451499 | 2022-01-14 | 2022-01-14 | Mass Agent Change � Address | Agent Address Change | No data |
| 0007217976 | 2021-03-10 | No data | Annual Report | Annual Report | 2021 |
| 0006943532 | 2020-07-06 | 2020-07-06 | Change of Agent Address | Agent Address Change | No data |
| 0006950703 | 2020-07-06 | 2020-07-06 | Change of Agent Address | Agent Address Change | No data |
| 0006833979 | 2020-03-16 | No data | Annual Report | Annual Report | 2020 |
| 0006462721 | 2019-03-14 | No data | Annual Report | Annual Report | 2019 |
| 0006467424 | 2019-03-14 | 2019-03-14 | Change of Agent | Agent Change | No data |
Date of last update: 25 Nov 2024
Sources: Connecticut's Official State Website
