ROCHDALE SECURITIES LLC 401(K) PLAN
|
2021
|
201093348
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2022-10-03
|
ROCHDALE SECURITIES LLC
|
1
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|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2006-04-03
|
Business code |
523900
|
Sponsor’s telephone number |
2032749111
|
Plan sponsor’s
address |
467 NORTH WILTON ROAD, NEW CANAAN, CT, 06840
|
Plan administrator’s name and address
Administrator’s EIN |
201093348 |
Plan administrator’s name |
ROCHDALE SECURITIES LLC |
Plan administrator’s
address |
467 NORTH WILTON ROAD, NEW CANAAN, CT, 06840 |
Administrator’s telephone number |
2032749111 |
Signature of
Role |
Plan administrator |
Date |
2022-10-03 |
Name of individual signing |
DANIEL CROWLEY |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
ROCHDALE SECURITIES LLC 401(K) PLAN
|
2020
|
201093348
|
2021-05-10
|
ROCHDALE SECURITIES LLC
|
13
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2006-04-03
|
Business code |
523900
|
Sponsor’s telephone number |
2032749111
|
Plan sponsor’s
address |
467 NORTH WILTON ROAD, NEW CANAAN, CT, 06840
|
Plan administrator’s name and address
Administrator’s EIN |
201093348 |
Plan administrator’s name |
ROCHDALE SECURITIES LLC |
Plan administrator’s
address |
467 NORTH WILTON ROAD, NEW CANAAN, CT, 06840 |
Administrator’s telephone number |
2032749111 |
Signature of
Role |
Plan administrator |
Date |
2021-05-10 |
Name of individual signing |
DANIEL CROWLEY |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
ROCHDALE SECURITIES LLC 401(K) PLAN
|
2019
|
201093348
|
2020-07-31
|
ROCHDALE SECURITIES LLC
|
13
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2006-04-03
|
Business code |
523900
|
Sponsor’s telephone number |
2032749111
|
Plan sponsor’s
address |
467 NORTH WILTON ROAD, NEW CANAAN, CT, 06840
|
Plan administrator’s name and address
Administrator’s EIN |
201093348 |
Plan administrator’s name |
ROCHDALE SECURITIES LLC |
Plan administrator’s
address |
467 NORTH WILTON ROAD, NEW CANAAN, CT, 06840 |
Administrator’s telephone number |
2032749111 |
Signature of
Role |
Plan administrator |
Date |
2020-07-31 |
Name of individual signing |
DANIEL CROWLEY |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
ROCHDALE SECURITIES LLC 401(K) PLAN
|
2018
|
201093348
|
2019-10-07
|
ROCHDALE SECURITIES LLC
|
14
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2006-04-03
|
Business code |
523900
|
Sponsor’s telephone number |
2032749111
|
Plan sponsor’s
address |
467 NORTH WILTON ROAD, NEW CANAAN, CT, 06840
|
Plan administrator’s name and address
Administrator’s EIN |
201093348 |
Plan administrator’s name |
ROCHDALE SECURITIES LLC |
Plan administrator’s
address |
467 NORTH WILTON ROAD, NEW CANAAN, CT, 06840 |
Administrator’s telephone number |
2032749111 |
Signature of
Role |
Plan administrator |
Date |
2019-10-07 |
Name of individual signing |
DANIEL CROWLEY |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
ROCHDALE SECURITIES LLC 401(K) PLAN
|
2017
|
201093348
|
2018-07-24
|
ROCHDALE SECURITIES LLC
|
16
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2006-04-03
|
Business code |
523900
|
Sponsor’s telephone number |
2032749111
|
Plan sponsor’s
address |
467 NORTH WILTON ROAD, NEW CANAAN, CT, 06840
|
Plan administrator’s name and address
Administrator’s EIN |
201093348 |
Plan administrator’s name |
ROCHDALE SECURITIES LLC |
Plan administrator’s
address |
467 NORTH WILTON ROAD, NEW CANAAN, CT, 06840 |
Administrator’s telephone number |
2032749111 |
Signature of
Role |
Plan administrator |
Date |
2018-07-24 |
Name of individual signing |
DANIEL CROWLEY |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
ROCHDALE SECURITIES LLC 401(K) PLAN
|
2016
|
201093348
|
2017-09-27
|
ROCHDALE SECURITIES LLC
|
19
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2006-04-03
|
Business code |
523900
|
Sponsor’s telephone number |
2032749111
|
Plan sponsor’s
address |
467 NORTH WILTON ROAD, NEW CANAAN, CT, 06840
|
Plan administrator’s name and address
Administrator’s EIN |
201093348 |
Plan administrator’s name |
ROCHDALE SECURITIES LLC |
Plan administrator’s
address |
467 NORTH WILTON ROAD, NEW CANAAN, CT, 06840 |
Administrator’s telephone number |
2032749111 |
Signature of
Role |
Plan administrator |
Date |
2017-09-27 |
Name of individual signing |
DANIEL CROWLEY |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
ROCHDALE SECURITIES LLC 401(K) PLAN
|
2015
|
201093348
|
2016-07-26
|
ROCHDALE SECURITIES LLC
|
27
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2006-04-03
|
Business code |
523900
|
Sponsor’s telephone number |
2032749111
|
Plan sponsor’s
address |
750 EAST MAIN STREET, 7TH FLOOR, STAMFORD, CT, 06902
|
Plan administrator’s name and address
Administrator’s EIN |
201093348 |
Plan administrator’s name |
ROCHDALE SECURITIES LLC |
Plan administrator’s
address |
750 EAST MAIN STREET, 7TH FLOOR, STAMFORD, CT, 06902 |
Administrator’s telephone number |
2032749111 |
Signature of
Role |
Plan administrator |
Date |
2016-07-26 |
Name of individual signing |
DANIEL CROWLEY |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
ROCHDALE SECURITIES LLC 401(K) PLAN
|
2014
|
201093348
|
2015-07-29
|
ROCHDALE SECURITIES LLC
|
32
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2006-04-03
|
Business code |
523900
|
Sponsor’s telephone number |
2032749111
|
Plan sponsor’s
address |
750 EAST MAIN STREET, 7TH FLOOR, STAMFORD, CT, 06902
|
Plan administrator’s name and address
Administrator’s EIN |
201093348 |
Plan administrator’s name |
ROCHDALE SECURITIES LLC |
Plan administrator’s
address |
750 EAST MAIN STREET, 7TH FLOOR, STAMFORD, CT, 06902 |
Administrator’s telephone number |
2032749111 |
Signature of
Role |
Plan administrator |
Date |
2015-07-29 |
Name of individual signing |
DANIEL CROWLEY |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
ROCHDALE SECURITIES LLC 401(K) PLAN
|
2013
|
201093348
|
2014-06-19
|
ROCHDALE SECURITIES LLC
|
50
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2006-04-03
|
Business code |
523900
|
Sponsor’s telephone number |
2032749111
|
Plan sponsor’s
address |
750 EAST MAIN STREET, 7TH FLOOR, STAMFORD, CT, 06902
|
Plan administrator’s name and address
Administrator’s EIN |
201093348 |
Plan administrator’s name |
ROCHDALE SECURITIES LLC |
Plan administrator’s
address |
750 EAST MAIN STREET, 7TH FLOOR, STAMFORD, CT, 06902 |
Administrator’s telephone number |
2032749111 |
Signature of
Role |
Plan administrator |
Date |
2014-06-19 |
Name of individual signing |
DANIEL CROWLEY |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
ROCHDALE SECURITIES LLC 401(K) PLAN
|
2012
|
201093348
|
2013-06-20
|
ROCHDALE SECURITIES LLC
|
59
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2006-04-03
|
Business code |
523900
|
Sponsor’s telephone number |
2032749111
|
Plan sponsor’s
address |
750 EAST MAIN STREET, 7TH FLOOR, STAMFORD, CT, 06902
|
Plan administrator’s name and address
Administrator’s EIN |
201093348 |
Plan administrator’s name |
ROCHDALE SECURITIES LLC |
Plan administrator’s
address |
750 EAST MAIN STREET, 7TH FLOOR, STAMFORD, CT, 06902 |
Administrator’s telephone number |
2032749111 |
Signature of
Role |
Plan administrator |
Date |
2013-06-20 |
Name of individual signing |
DANIEL CROWLEY |
Valid signature |
Filed with authorized/valid electronic signature |
|
|