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ROCHDALE SECURITIES LLC

Company Details

Entity Name: ROCHDALE SECURITIES LLC
Jurisdiction: Connecticut
Legal type: LLC
Citizenship: Foreign
Status: Withdrawn
Date Formed: 18 Jun 2010 (Companies founded in June 2010)
Business ALEI: 1007930
Annual report due: 31 Mar 2020
Business address: 666 SUMMER ST, STAMFORD, CT, 06902
Mailing jurisdiction address: 666 SUMMER ST, STAMFORD, CT, 06902,
ZIP code: 06902 (Companies in Fairfield, 06902)
County: Fairfield
Place of Formation: DELAWARE
E-Mail: far@rochdalesecurities.com

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
ROCHDALE SECURITIES LLC 401(K) PLAN 2021 201093348 2022-10-03 ROCHDALE SECURITIES LLC 1
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2006-04-03
Business code 523900
Sponsor’s telephone number 2032749111
Plan sponsor’s address 467 NORTH WILTON ROAD, NEW CANAAN, CT, 06840

Plan administrator’s name and address

Administrator’s EIN 201093348
Plan administrator’s name ROCHDALE SECURITIES LLC
Plan administrator’s address 467 NORTH WILTON ROAD, NEW CANAAN, CT, 06840
Administrator’s telephone number 2032749111

Signature of

Role Plan administrator
Date 2022-10-03
Name of individual signing DANIEL CROWLEY
Valid signature Filed with authorized/valid electronic signature
ROCHDALE SECURITIES LLC 401(K) PLAN 2020 201093348 2021-05-10 ROCHDALE SECURITIES LLC 13
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2006-04-03
Business code 523900
Sponsor’s telephone number 2032749111
Plan sponsor’s address 467 NORTH WILTON ROAD, NEW CANAAN, CT, 06840

Plan administrator’s name and address

Administrator’s EIN 201093348
Plan administrator’s name ROCHDALE SECURITIES LLC
Plan administrator’s address 467 NORTH WILTON ROAD, NEW CANAAN, CT, 06840
Administrator’s telephone number 2032749111

Signature of

Role Plan administrator
Date 2021-05-10
Name of individual signing DANIEL CROWLEY
Valid signature Filed with authorized/valid electronic signature
ROCHDALE SECURITIES LLC 401(K) PLAN 2019 201093348 2020-07-31 ROCHDALE SECURITIES LLC 13
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2006-04-03
Business code 523900
Sponsor’s telephone number 2032749111
Plan sponsor’s address 467 NORTH WILTON ROAD, NEW CANAAN, CT, 06840

Plan administrator’s name and address

Administrator’s EIN 201093348
Plan administrator’s name ROCHDALE SECURITIES LLC
Plan administrator’s address 467 NORTH WILTON ROAD, NEW CANAAN, CT, 06840
Administrator’s telephone number 2032749111

Signature of

Role Plan administrator
Date 2020-07-31
Name of individual signing DANIEL CROWLEY
Valid signature Filed with authorized/valid electronic signature
ROCHDALE SECURITIES LLC 401(K) PLAN 2018 201093348 2019-10-07 ROCHDALE SECURITIES LLC 14
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2006-04-03
Business code 523900
Sponsor’s telephone number 2032749111
Plan sponsor’s address 467 NORTH WILTON ROAD, NEW CANAAN, CT, 06840

Plan administrator’s name and address

Administrator’s EIN 201093348
Plan administrator’s name ROCHDALE SECURITIES LLC
Plan administrator’s address 467 NORTH WILTON ROAD, NEW CANAAN, CT, 06840
Administrator’s telephone number 2032749111

Signature of

Role Plan administrator
Date 2019-10-07
Name of individual signing DANIEL CROWLEY
Valid signature Filed with authorized/valid electronic signature
ROCHDALE SECURITIES LLC 401(K) PLAN 2017 201093348 2018-07-24 ROCHDALE SECURITIES LLC 16
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2006-04-03
Business code 523900
Sponsor’s telephone number 2032749111
Plan sponsor’s address 467 NORTH WILTON ROAD, NEW CANAAN, CT, 06840

Plan administrator’s name and address

Administrator’s EIN 201093348
Plan administrator’s name ROCHDALE SECURITIES LLC
Plan administrator’s address 467 NORTH WILTON ROAD, NEW CANAAN, CT, 06840
Administrator’s telephone number 2032749111

Signature of

Role Plan administrator
Date 2018-07-24
Name of individual signing DANIEL CROWLEY
Valid signature Filed with authorized/valid electronic signature
ROCHDALE SECURITIES LLC 401(K) PLAN 2016 201093348 2017-09-27 ROCHDALE SECURITIES LLC 19
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2006-04-03
Business code 523900
Sponsor’s telephone number 2032749111
Plan sponsor’s address 467 NORTH WILTON ROAD, NEW CANAAN, CT, 06840

Plan administrator’s name and address

Administrator’s EIN 201093348
Plan administrator’s name ROCHDALE SECURITIES LLC
Plan administrator’s address 467 NORTH WILTON ROAD, NEW CANAAN, CT, 06840
Administrator’s telephone number 2032749111

Signature of

Role Plan administrator
Date 2017-09-27
Name of individual signing DANIEL CROWLEY
Valid signature Filed with authorized/valid electronic signature
ROCHDALE SECURITIES LLC 401(K) PLAN 2015 201093348 2016-07-26 ROCHDALE SECURITIES LLC 27
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2006-04-03
Business code 523900
Sponsor’s telephone number 2032749111
Plan sponsor’s address 750 EAST MAIN STREET, 7TH FLOOR, STAMFORD, CT, 06902

Plan administrator’s name and address

Administrator’s EIN 201093348
Plan administrator’s name ROCHDALE SECURITIES LLC
Plan administrator’s address 750 EAST MAIN STREET, 7TH FLOOR, STAMFORD, CT, 06902
Administrator’s telephone number 2032749111

Signature of

Role Plan administrator
Date 2016-07-26
Name of individual signing DANIEL CROWLEY
Valid signature Filed with authorized/valid electronic signature
ROCHDALE SECURITIES LLC 401(K) PLAN 2014 201093348 2015-07-29 ROCHDALE SECURITIES LLC 32
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2006-04-03
Business code 523900
Sponsor’s telephone number 2032749111
Plan sponsor’s address 750 EAST MAIN STREET, 7TH FLOOR, STAMFORD, CT, 06902

Plan administrator’s name and address

Administrator’s EIN 201093348
Plan administrator’s name ROCHDALE SECURITIES LLC
Plan administrator’s address 750 EAST MAIN STREET, 7TH FLOOR, STAMFORD, CT, 06902
Administrator’s telephone number 2032749111

Signature of

Role Plan administrator
Date 2015-07-29
Name of individual signing DANIEL CROWLEY
Valid signature Filed with authorized/valid electronic signature
ROCHDALE SECURITIES LLC 401(K) PLAN 2013 201093348 2014-06-19 ROCHDALE SECURITIES LLC 50
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2006-04-03
Business code 523900
Sponsor’s telephone number 2032749111
Plan sponsor’s address 750 EAST MAIN STREET, 7TH FLOOR, STAMFORD, CT, 06902

Plan administrator’s name and address

Administrator’s EIN 201093348
Plan administrator’s name ROCHDALE SECURITIES LLC
Plan administrator’s address 750 EAST MAIN STREET, 7TH FLOOR, STAMFORD, CT, 06902
Administrator’s telephone number 2032749111

Signature of

Role Plan administrator
Date 2014-06-19
Name of individual signing DANIEL CROWLEY
Valid signature Filed with authorized/valid electronic signature
ROCHDALE SECURITIES LLC 401(K) PLAN 2012 201093348 2013-06-20 ROCHDALE SECURITIES LLC 59
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2006-04-03
Business code 523900
Sponsor’s telephone number 2032749111
Plan sponsor’s address 750 EAST MAIN STREET, 7TH FLOOR, STAMFORD, CT, 06902

Plan administrator’s name and address

Administrator’s EIN 201093348
Plan administrator’s name ROCHDALE SECURITIES LLC
Plan administrator’s address 750 EAST MAIN STREET, 7TH FLOOR, STAMFORD, CT, 06902
Administrator’s telephone number 2032749111

Signature of

Role Plan administrator
Date 2013-06-20
Name of individual signing DANIEL CROWLEY
Valid signature Filed with authorized/valid electronic signature

Agent

Name Role Business address
Secretary of State Agent 165 Capitol Ave., P.O. BOX 150470, Hartford, CT, 06115-0470, United States

Officer

Name Role Business address Residence address
DANIEL CROWLEY Officer 666 SUMMER ST, STAMFORD, CT, 06902, United States 467 NORTH WILTON RD., NEW CANAAN, CT, 06840, United States

Filing

Filing number Filing date Effective date Filing category Filing type Report year
0007032234 2020-12-01 2020-12-01 Withdrawal Statement of Withdrawal Registration No data
0006352155 2019-01-31 No data Annual Report Annual Report 2019
0006352149 2019-01-31 No data Annual Report Annual Report 2017
0006352135 2019-01-31 No data Annual Report Annual Report 2014
0006352151 2019-01-31 No data Annual Report Annual Report 2018
0006352131 2019-01-31 No data Annual Report Annual Report 2013
0006352140 2019-01-31 No data Annual Report Annual Report 2015
0006352143 2019-01-31 No data Annual Report Annual Report 2016
0005866739 2017-06-06 2017-06-06 Change of Agent Address Agent Address Change No data
0004792035 2013-01-17 2013-01-25 Change of Agent Address Agent Address Change No data

Date of last update: 11 Nov 2024

Sources: Connecticut's Official State Website