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  5. DRAKE CAPITAL ADVISORS LLC

DRAKE CAPITAL ADVISORS LLC

Company Details

Entity Name: DRAKE CAPITAL ADVISORS LLC
Jurisdiction: Connecticut
Legal type: LLC
Citizenship: Foreign
Status: Active
Sub status: Annual report due
Date Formed: 30 Sep 2009
Business ALEI: 0984427
Annual report due: 31 Mar 2025
NAICS code: 541611 - Administrative Management and General Management Consulting Services
Business address: 53 FOREST AVENUE, SUITE 210, OLD GREENWICH, CT, 06870, United States
Mailing address: 53 FOREST AVENUE, SUITE 210, OLD GREENWICH, CT, United States, 06870
ZIP code: 06870
County: Fairfield
Place of Formation: DELAWARE
E-Mail: info@drakeadvisors.com

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
DRAKE CAPITAL ADVISORS, LLC RETIREMENT PLAN AND TRUST 2023 061609791 2024-10-01 DRAKE CAPITAL ADVISORS, LLC 7
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1996-01-01
Business code 523900
Sponsor’s telephone number 2038617500
Plan sponsor’s address 53 FOREST AVENUE, SUITE 210, OLD GREENWICH, CT, 06870

Plan administrator’s name and address
Administrator’s EIN 061609791
Plan administrator’s name DRAKE CAPITAL ADVISORS, LLC
Plan administrator’s address 53 FOREST AVENUE, SUITE 210, OLD GREENWICH, CT, 06870
Administrator’s telephone number 2038617500

Signature of
Role Plan administrator
Date 2024-10-01
Name of individual signing STUART M. SABAL, CPA
Valid signature Filed with authorized/valid electronic signature
DRAKE CAPITAL ADVISORS, LLC RETIREMENT PLAN AND TRUST 2022 061609791 2023-08-28 DRAKE CAPITAL ADVISORS, LLC 7
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1996-01-01
Business code 523900
Sponsor’s telephone number 2038617500
Plan sponsor’s address ONE FAWCETT PLACE, SUITE 140, GREENWICH, CT, 06830

Plan administrator’s name and address
Administrator’s EIN 061609791
Plan administrator’s name DRAKE CAPITAL ADVISORS, LLC
Plan administrator’s address ONE FAWCETT PLACE, SUITE 140, GREENWICH, CT, 06830
Administrator’s telephone number 2038617500

Signature of
Role Plan administrator
Date 2023-08-28
Name of individual signing STUART M. SABAL, CPA
Valid signature Filed with authorized/valid electronic signature
DRAKE CAPITAL ADVISORS, LLC RETIREMENT PLAN AND TRUST 2021 061609791 2022-09-07 DRAKE CAPITAL ADVISORS, LLC 8
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1996-01-01
Business code 523900
Sponsor’s telephone number 2038617500
Plan sponsor’s address ONE FAWCETT PLACE, SUITE 140, GREENWICH, CT, 06830

Plan administrator’s name and address
Administrator’s EIN 061609791
Plan administrator’s name DRAKE CAPITAL ADVISORS, LLC
Plan administrator’s address ONE FAWCETT PLACE, SUITE 140, GREENWICH, CT, 06830
Administrator’s telephone number 2038617500

Signature of
Role Plan administrator
Date 2022-09-07
Name of individual signing STUART M. SABAL, CPA
Valid signature Filed with authorized/valid electronic signature
DRAKE CAPITAL ADVISORS, LLC RETIREMENT PLAN AND TRUST 2020 061609791 2021-10-12 DRAKE CAPITAL ADVISORS, LLC 8
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1996-01-01
Business code 523900
Sponsor’s telephone number 2038617500
Plan sponsor’s address ONE FAWCETT PLACE, SUITE 140, GREENWICH, CT, 06830

Plan administrator’s name and address
Administrator’s EIN 061609791
Plan administrator’s name DRAKE CAPITAL ADVISORS, LLC
Plan administrator’s address ONE FAWCETT PLACE, SUITE 140, GREENWICH, CT, 06830
Administrator’s telephone number 2038617500

Signature of
Role Plan administrator
Date 2021-10-12
Name of individual signing STUART M. SABAL, CPA
Valid signature Filed with authorized/valid electronic signature
DRAKE CAPITAL ADVISORS, LLC RETIREMENT PLAN AND TRUST 2019 061609791 2020-10-12 DRAKE CAPITAL ADVISORS, LLC 8
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1996-01-01
Business code 523900
Sponsor’s telephone number 2038617500
Plan sponsor’s address ONE FAWCETT PLACE, SUITE 140, GREENWICH, CT, 06830

Plan administrator’s name and address
Administrator’s EIN 061609791
Plan administrator’s name DRAKE CAPITAL ADVISORS, LLC
Plan administrator’s address ONE FAWCETT PLACE, SUITE 140, GREENWICH, CT, 06830
Administrator’s telephone number 2038617500

Signature of
Role Plan administrator
Date 2020-10-12
Name of individual signing STUART M. SABAL, CPA
Valid signature Filed with authorized/valid electronic signature
DRAKE CAPITAL ADVISORS, LLC RETIREMENT PLAN AND TRUST 2018 061609791 2019-09-23 DRAKE CAPITAL ADVISORS, LLC 7
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1996-01-01
Business code 523900
Sponsor’s telephone number 2038617500
Plan sponsor’s address ONE FAWCETT PLACE, SUITE 140, GREENWICH, CT, 06830

Plan administrator’s name and address
Administrator’s EIN 061609791
Plan administrator’s name DRAKE CAPITAL ADVISORS, LLC
Plan administrator’s address ONE FAWCETT PLACE, SUITE 140, GREENWICH, CT, 06830
Administrator’s telephone number 2038617500

Signature of
Role Plan administrator
Date 2019-09-23
Name of individual signing STUART M. SABAL, CPA
Valid signature Filed with authorized/valid electronic signature
DRAKE CAPITAL ADVISORS, LLC RETIREMENT PLAN AND TRUST 2017 061609791 2018-10-11 DRAKE CAPITAL ADVISORS, LLC 7
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1996-01-01
Business code 523900
Sponsor’s telephone number 2038617500
Plan sponsor’s address ONE FAWCETT PLACE, SUITE 140, GREENWICH, CT, 06830

Plan administrator’s name and address
Administrator’s EIN 061609791
Plan administrator’s name DRAKE CAPITAL ADVISORS, LLC
Plan administrator’s address ONE FAWCETT PLACE, SUITE 140, GREENWICH, CT, 06830
Administrator’s telephone number 2038617500

Signature of
Role Plan administrator
Date 2018-10-11
Name of individual signing STUART M. SABAL, CPA
Valid signature Filed with authorized/valid electronic signature
DRAKE CAPITAL ADVISORS, LLC RETIREMENT PLAN AND TRUST 2016 061609791 2017-10-06 DRAKE CAPITAL ADVISORS, LLC 7
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1996-01-01
Business code 523900
Sponsor’s telephone number 2038617500
Plan sponsor’s address ONE FAWCETT PLACE, SUITE 140, GREENWICH, CT, 06830

Plan administrator’s name and address
Administrator’s EIN 061609791
Plan administrator’s name DRAKE CAPITAL ADVISORS, LLC
Plan administrator’s address ONE FAWCETT PLACE, SUITE 140, GREENWICH, CT, 06830
Administrator’s telephone number 2038617500

Signature of
Role Plan administrator
Date 2017-10-06
Name of individual signing STUART M. SABAL, CPA
Valid signature Filed with authorized/valid electronic signature
DRAKE CAPITAL ADVISORS, LLC RETIREMENT PLAN AND TRUST 2015 061609791 2016-09-25 DRAKE CAPITAL ADVISORS, LLC 7
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1996-01-01
Business code 523900
Sponsor’s telephone number 2038617500
Plan sponsor’s address ONE FAWCETT PLACE, SUITE 140, GREENWICH, CT, 06830

Plan administrator’s name and address
Administrator’s EIN 061609791
Plan administrator’s name DRAKE CAPITAL ADVISORS, LLC
Plan administrator’s address ONE FAWCETT PLACE, SUITE 140, GREENWICH, CT, 06830
Administrator’s telephone number 2038617500

Signature of
Role Plan administrator
Date 2016-09-25
Name of individual signing STUART M. SABAL, CPA
Valid signature Filed with authorized/valid electronic signature
DRAKE CAPITAL ADVISORS, LLC RETIREMENT PLAN AND TRUST 2014 061609791 2015-10-02 DRAKE CAPITAL ADVISORS, LLC 7
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1996-01-01
Business code 523900
Sponsor’s telephone number 2038617500
Plan sponsor’s address ONE FAWCETT PLACE, SUITE 140, GREENWICH, CT, 06830

Plan administrator’s name and address
Administrator’s EIN 061609791
Plan administrator’s name DRAKE CAPITAL ADVISORS, LLC
Plan administrator’s address ONE FAWCETT PLACE, SUITE 140, GREENWICH, CT, 06830
Administrator’s telephone number 2038617500

Signature of
Role Plan administrator
Date 2015-10-02
Name of individual signing STUART M. SABAL, CPA
Valid signature Filed with authorized/valid electronic signature

Agent

Name Role Business address Mailing address Phone E-Mail Residence address
DAVID B. MACFARLANE Agent 53 FOREST AVENUE, SUITE 210, GREENWICH, CT, 06870, United States 53 FOREST AVENUE, SUITE 210, GREENWICH, CT, 06870, United States +1 203-904-6200 info@drakeadvisors.com 53 FOREST AVENUE, SUITE 210, GREENWICH, CT, 06870, United States

Officer

Name Role Business address Phone E-Mail Residence address
DAVID B. MACFARLANE Officer ONE FAWCETT PL., SUITE 140, GREENWICH, CT, 06830, United States +1 203-904-6200 info@drakeadvisors.com 53 FOREST AVENUE, SUITE 210, GREENWICH, CT, 06870, United States
RAY GUSTIN IV Officer ONE FAWCETT PL., SUITE 140, GREENWICH, CT, 06830, United States No data No data ONE FAWCETT PL., SUITE 140, GREENWICH, CT, 06830, United States

Filing

Filing number Filing date Effective date Filing category Filing type Report year
BF-0012609012 2024-04-15 2024-04-15 Change of Business Address Business Address Change No data
BF-0012203057 2024-03-14 No data Annual Report Annual Report No data
BF-0011178949 2023-01-18 No data Annual Report Annual Report No data
BF-0010398414 2022-03-02 No data Annual Report Annual Report 2022
BF-0008504682 2021-09-23 No data Annual Report Annual Report 2018
BF-0008504680 2021-09-23 No data Annual Report Annual Report 2020
BF-0008504683 2021-09-23 No data Annual Report Annual Report 2017
BF-0008504681 2021-09-23 No data Annual Report Annual Report 2019
BF-0009920872 2021-09-23 No data Annual Report Annual Report No data
0005655098 2016-09-20 No data Annual Report Annual Report 2016

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DAVID B. MACFARLANE

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RAY GUSTIN IV

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Related by address

No related companies by address

Date of last update: 25 Nov 2024

Sources: Connecticut's Official State Website

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