| Entity Name: | FALCONVIEW SECURITIES, LLC |
| Jurisdiction: | Connecticut |
| Legal type: | LLC |
| Citizenship: | Foreign |
| Status: | Revoked |
| Date Formed: | 16 Jul 2009 |
| Business ALEI: | 0976767 |
| Business address: | 15 E. PUTNAM AVENUE # 3190, GREENWICH, CT, 06830 |
| Mailing address: | 2711 CENTERVILLE ROAD SUTIE 400, WILMINGTON, DE, 19808 |
| Office jurisdiction address: | 2711 CENTERVILLE ROAD SUITE 400, WILMINGTON, DE, 19808, |
| ZIP code: | 06830 |
| County: | Fairfield |
| Place of Formation: | DELAWARE |
| E-Mail: | rellis@falcon-view.com |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| FALCONVIEW SECURITIES LLC 401 K PROFIT SHARING PLAN TRUST | 2011 | 270534982 | 2012-07-11 | FALCONVIEW SECURITIES LLC | 33 | |||||||||||||||||||||||||||||||
|
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| Administrator’s EIN | 270534982 |
| Plan administrator’s name | FALCONVIEW SECURITIES LLC |
| Plan administrator’s address | 15 E PUTNAM AVENUE # 3190, GREENWICH, CT, 06830 |
| Administrator’s telephone number | 2035955445 |
Signature of
| Role | Plan administrator |
| Date | 2012-07-11 |
| Name of individual signing | FALCONVIEW SECURITIES LLC |
| Valid signature | Filed with incorrect/unrecognized electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2010-01-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 2035955445 |
| Plan sponsor’s address | 15 E PUTNAM AVENUE # 3190, GREENWICH, CT, 06830 |
Plan administrator’s name and address
| Administrator’s EIN | 270534982 |
| Plan administrator’s name | FALCONVIEW SECURITIES LLC |
| Plan administrator’s address | 15 E PUTNAM AVENUE # 3190, GREENWICH, CT, 06830 |
| Administrator’s telephone number | 2035955445 |
Signature of
| Role | Plan administrator |
| Date | 2012-07-11 |
| Name of individual signing | FALCONVIEW SECURITIES LLC |
| Valid signature | Filed with authorized/valid electronic signature |
| Name | Role |
|---|---|
| CORPORATION SERVICE COMPANY | Agent |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| ROY A. ELLIS | Officer | 15 E. PUTNAM AVENUE, # 3190, GREENWICH, CT, 06830, United States | 480 NORTH STREET, GREENWICH, CT, 06830, United States |
| Type | Old value | New value | Date of change |
|---|---|---|---|
| Name change | MK SECURITIES USA, LLC | FALCONVIEW SECURITIES, LLC | 2010-12-07 |
| Filing number | Filing date | Effective date | Filing category | Filing type | Report year |
|---|---|---|---|---|---|
| BF-0011011729 | 2022-09-21 | No data | Administrative Dissolution | Certificate of Dissolution/Revocation | No data |
| BF-0010639489 | 2022-06-14 | No data | Administrative Dissolution | Notice of Intent to Dissolve/Revoke | No data |
| BF-0010458028 | 2022-01-14 | 2022-01-14 | Mass Agent Change � Address | Agent Address Change | No data |
| 0006950703 | 2020-07-06 | 2020-07-06 | Change of Agent Address | Agent Address Change | No data |
| 0006943532 | 2020-07-06 | 2020-07-06 | Change of Agent Address | Agent Address Change | No data |
| 0004684587 | 2012-07-11 | No data | Annual Report | Annual Report | 2011 |
| 0004287392 | 2010-12-07 | No data | Amendment | Amend Name | No data |
| 0004219056 | 2010-08-11 | No data | Annual Report | Annual Report | 2010 |
| 0003970926 | 2009-07-16 | No data | Business Registration | Certificate of Registration | No data |
| 0003963666 | 2009-07-08 | No data | Name Reservation | Reservation of Name | No data |
Date of last update: 25 Nov 2024
Sources: Connecticut's Official State Website
