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AUGMENT SECURITIES INC.

Company Details

Entity Name: AUGMENT SECURITIES INC.
Jurisdiction: Connecticut
Legal type: Stock
Citizenship: Foreign
Status: Revoked
Date Formed: 15 Jan 2009
Business ALEI: 0960009
Annual report due: 15 Jan 2012
Business address: 535 MADISON AVENUE, NEW YORK, NY, 10022
Mailing address: 750 THIRD AVENUE - 11TH FLOOR, NEW YORK, NY, 10017
Place of Formation: DELAWARE
E-Mail: JHEIDENREICH@SPENCERTRASK.COM

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
AUGMENT SECURITIES, INC. 401(K) PLAN 2020 133609858 2021-10-14 AUGMENT SECURITIES, INC. 25
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1996-09-01
Business code 523120
Sponsor’s telephone number 2123269200
Plan sponsor’s address 1700 E. PUTNAM AVENUE, SUITE 409, OLD GREENWICH, CT, 06870
AUGMENT SECURITIES, INC. 401(K) PLAN 2019 133609858 2020-09-22 AUGMENT SECURITIES, INC. 35
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1996-09-01
Business code 523120
Sponsor’s telephone number 2123269200
Plan sponsor’s address 1700 E. PUTNAM AVENUE, SUITE 306, OLD GREENWICH, CT, 06870
AUGMENT SECURITIES, INC. 401(K) PLAN 2018 133609858 2019-10-04 AUGMENT SECURITIES, INC. 38
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1996-09-01
Business code 523120
Sponsor’s telephone number 2123269200
Plan sponsor’s address 1700 E. PUTNAM AVENUE, SUITE 306, OLD GREENWICH, CT, 06870
AUGMENT SECURITIES, INC. 401(K) PLAN 2017 133609858 2018-10-08 AUGMENT SECURITIES, INC. 41
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1996-09-01
Business code 523120
Sponsor’s telephone number 2123269200
Plan sponsor’s address 1700 E. PUTNAM AVENUE, SUITE 306, OLD GREENWICH, CT, 06870
SPENCER TRASK VENTURES, INC. 401(K) PLAN 2016 133609858 2017-10-13 SPENCER TRASK VENTURES, INC. 55
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1996-09-01
Business code 523120
Sponsor’s telephone number 2123269200
Plan sponsor’s address 1700 E. PUTNAM AVENUE, SUITE 306, OLD GREENWICH, CT, 06870
SPENCER TRASK VENTURES, INC. 401(K) PLAN 2015 133609858 2016-06-21 SPENCER TRASK VENTURES, INC. 65
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1996-09-01
Business code 523120
Sponsor’s telephone number 2123269200
Plan sponsor’s address 1700 E. PUTNAM AVENUE, SUITE 306, OLD GREENWICH, CT, 06870

Plan administrator’s name and address
Administrator’s EIN 133609858
Plan administrator’s name SPENCER TRASK VENTURES, INC.
Plan administrator’s address 1700 E. PUTNAM AVENUE, SUITE 306, OLD GREENWICH, CT, 06870
Administrator’s telephone number 2123269200

Signature of
Role Plan administrator
Date 2016-06-16
Name of individual signing ERIKA MCCARTHY
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2016-06-21
Name of individual signing WILLIAM CLIFFORD
Valid signature Filed with authorized/valid electronic signature
SPENCER TRASK VENTURES, INC. 401(K) PLAN 2014 133609858 2015-06-01 SPENCER TRASK VENTURES, INC. 70
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1996-09-01
Business code 523120
Sponsor’s telephone number 2123269200
Plan sponsor’s address 1700 E. PUTNAM AVENUE, SUITE 306, OLD GREENWICH, CT, 06870

Plan administrator’s name and address
Administrator’s EIN 133609858
Plan administrator’s name SPENCER TRASK VENTURES, INC.
Plan administrator’s address 1700 E. PUTNAM AVENUE, SUITE 306, OLD GREENWICH, CT, 06870
Administrator’s telephone number 2123269200

Signature of
Role Plan administrator
Date 2015-06-01
Name of individual signing ERIKA MCCARTHY
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2015-06-01
Name of individual signing WILLIAM CLIFFORD
Valid signature Filed with authorized/valid electronic signature
SPENCER TRASK VENTURES, INC. 401(K) PLAN 2013 133609858 2014-04-09 SPENCER TRASK VENTURES, INC. 52
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1996-09-01
Business code 523120
Sponsor’s telephone number 2123269200
Plan sponsor’s address 1700 E. PUTNAM AVENUE, SUITE 306, OLD GREENWICH, CT, 06870

Plan administrator’s name and address
Administrator’s EIN 133609858
Plan administrator’s name SPENCER TRASK VENTURES, INC.
Plan administrator’s address 1700 E. PUTNAM AVENUE, SUITE 306, OLD GREENWICH, CT, 06870
Administrator’s telephone number 2123269200

Signature of
Role Plan administrator
Date 2014-04-09
Name of individual signing ERIKA MCCARTHY
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2014-04-09
Name of individual signing WILLIAM CLIFFORD
Valid signature Filed with authorized/valid electronic signature
SPENCER TRASK VENTURES, INC. 401(K) PLAN 2012 133609858 2013-05-17 SPENCER TRASK VENTURES, INC. 53
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1996-09-01
Business code 523120
Sponsor’s telephone number 2123269200
Plan sponsor’s address 1700 E. PUTNAM AVENUE, SUITE 306, OLD GREENWICH, CT, 06870

Plan administrator’s name and address
Administrator’s EIN 133609858
Plan administrator’s name SPENCER TRASK VENTURES, INC.
Plan administrator’s address 1700 E. PUTNAM AVENUE, SUITE 306, OLD GREENWICH, CT, 06870
Administrator’s telephone number 2123269200

Signature of
Role Plan administrator
Date 2013-05-17
Name of individual signing ERIKA MCCARTHY
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2013-05-17
Name of individual signing WILLIAM CLIFFORD
Valid signature Filed with authorized/valid electronic signature
SPENCER TRASK VENTURES, INC. 401(K) PLAN 2011 133609858 2012-04-11 SPENCER TRASK VENTURES, INC. 60
Three-digit plan number (PN) 001
Effective date of plan 1996-09-01
Business code 523120
Sponsor’s telephone number 2123269200
Plan sponsor’s address 1700 E. PUTNAM AVENUE, SUITE 401, OLD GREENWICH, CT, 06870

Plan administrator’s name and address
Administrator’s EIN 133609858
Plan administrator’s name SPENCER TRASK VENTURES, INC.
Plan administrator’s address 1700 E. PUTNAM AVENUE, SUITE 401, OLD GREENWICH, CT, 06870
Administrator’s telephone number 2123269200

Signature of
Role Plan administrator
Date 2012-04-11
Name of individual signing ERIKA MCCARTHY
Valid signature Filed with authorized/valid electronic signature

Agent

Name Role Business address E-Mail
Secretary of State Agent 165 Capitol Ave., P.O. BOX 150470, Hartford, CT, 06115-0470, United States JHEIDENREICH@SPENCERTRASK.COM

Officer

Name Role Business address Residence address
KEVIN KIMBERLIN Officer 1700 EAST PUTNAM AVE, GREENWICH, CT, 06870, United States 11 FIELD POINT CIRCLE, GREENWICH, CT, 06830, United States
JOHN F. HEIDENREICH Officer 1700 EAST PUTNAM AVENUE, GREENWICH, CT, 06870, United States 7 EAST 86TH STREET, #15B, NEW YORK, NY, 10028, United States
PAUL F. EBERT Officer 750 THIRD AVE - 11TH FL, NEW YORK, NY, 10017, United States 174 GREENWOOD AVE., MADISON, NJ, 07940, United States

History

Type Old value New value Date of change
Name change SPENCER TRASK VENTURES, INC. AUGMENT SECURITIES INC. 2016-11-09

Filing

Filing number Filing date Effective date Filing category Filing type Report year
BF-0011010459 2022-09-20 No data Administrative Dissolution Certificate of Dissolution/Revocation No data
BF-0010637252 2022-06-13 No data Administrative Dissolution Notice of Intent to Dissolve/Revoke No data
0005691236 2016-11-09 2016-11-09 Amendment Amend Name No data
0004411010 2011-02-23 No data Annual Report Annual Report 2011
0004222025 2010-08-19 No data Annual Report Annual Report 2010
0003845381 2009-01-15 No data Business Registration Certificate of Authority No data

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Secretary of State

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KEVIN KIMBERLIN

PIZZICATO HOLDING LLC SPENCER TRASK & CO.

Related by address

535 MADISON AVENUE, NEW YORK, NY, 10022

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Date of last update: 25 Nov 2024

Sources: Connecticut's Official State Website

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