AUGMENT SECURITIES, INC. 401(K) PLAN
|
2020
|
133609858
|
2021-10-14
|
AUGMENT SECURITIES, INC.
|
25
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1996-09-01
|
Business code |
523120
|
Sponsor’s telephone number |
2123269200
|
Plan sponsor’s
address |
1700 E. PUTNAM AVENUE, SUITE 409, OLD GREENWICH, CT, 06870
|
|
AUGMENT SECURITIES, INC. 401(K) PLAN
|
2019
|
133609858
|
2020-09-22
|
AUGMENT SECURITIES, INC.
|
35
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1996-09-01
|
Business code |
523120
|
Sponsor’s telephone number |
2123269200
|
Plan sponsor’s
address |
1700 E. PUTNAM AVENUE, SUITE 306, OLD GREENWICH, CT, 06870
|
|
AUGMENT SECURITIES, INC. 401(K) PLAN
|
2018
|
133609858
|
2019-10-04
|
AUGMENT SECURITIES, INC.
|
38
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1996-09-01
|
Business code |
523120
|
Sponsor’s telephone number |
2123269200
|
Plan sponsor’s
address |
1700 E. PUTNAM AVENUE, SUITE 306, OLD GREENWICH, CT, 06870
|
|
AUGMENT SECURITIES, INC. 401(K) PLAN
|
2017
|
133609858
|
2018-10-08
|
AUGMENT SECURITIES, INC.
|
41
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1996-09-01
|
Business code |
523120
|
Sponsor’s telephone number |
2123269200
|
Plan sponsor’s
address |
1700 E. PUTNAM AVENUE, SUITE 306, OLD GREENWICH, CT, 06870
|
|
SPENCER TRASK VENTURES, INC. 401(K) PLAN
|
2016
|
133609858
|
2017-10-13
|
SPENCER TRASK VENTURES, INC.
|
55
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1996-09-01
|
Business code |
523120
|
Sponsor’s telephone number |
2123269200
|
Plan sponsor’s
address |
1700 E. PUTNAM AVENUE, SUITE 306, OLD GREENWICH, CT, 06870
|
|
SPENCER TRASK VENTURES, INC. 401(K) PLAN
|
2015
|
133609858
|
2016-06-21
|
SPENCER TRASK VENTURES, INC.
|
65
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1996-09-01
|
Business code |
523120
|
Sponsor’s telephone number |
2123269200
|
Plan sponsor’s
address |
1700 E. PUTNAM AVENUE, SUITE 306, OLD GREENWICH, CT, 06870
|
Plan administrator’s name and address
Administrator’s EIN |
133609858 |
Plan administrator’s name |
SPENCER TRASK VENTURES, INC. |
Plan administrator’s
address |
1700 E. PUTNAM AVENUE, SUITE 306, OLD GREENWICH, CT, 06870 |
Administrator’s telephone number |
2123269200 |
Signature of
Role |
Plan administrator |
Date |
2016-06-16 |
Name of individual signing |
ERIKA MCCARTHY |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2016-06-21 |
Name of individual signing |
WILLIAM CLIFFORD |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
SPENCER TRASK VENTURES, INC. 401(K) PLAN
|
2014
|
133609858
|
2015-06-01
|
SPENCER TRASK VENTURES, INC.
|
70
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1996-09-01
|
Business code |
523120
|
Sponsor’s telephone number |
2123269200
|
Plan sponsor’s
address |
1700 E. PUTNAM AVENUE, SUITE 306, OLD GREENWICH, CT, 06870
|
Plan administrator’s name and address
Administrator’s EIN |
133609858 |
Plan administrator’s name |
SPENCER TRASK VENTURES, INC. |
Plan administrator’s
address |
1700 E. PUTNAM AVENUE, SUITE 306, OLD GREENWICH, CT, 06870 |
Administrator’s telephone number |
2123269200 |
Signature of
Role |
Plan administrator |
Date |
2015-06-01 |
Name of individual signing |
ERIKA MCCARTHY |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2015-06-01 |
Name of individual signing |
WILLIAM CLIFFORD |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
SPENCER TRASK VENTURES, INC. 401(K) PLAN
|
2013
|
133609858
|
2014-04-09
|
SPENCER TRASK VENTURES, INC.
|
52
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1996-09-01
|
Business code |
523120
|
Sponsor’s telephone number |
2123269200
|
Plan sponsor’s
address |
1700 E. PUTNAM AVENUE, SUITE 306, OLD GREENWICH, CT, 06870
|
Plan administrator’s name and address
Administrator’s EIN |
133609858 |
Plan administrator’s name |
SPENCER TRASK VENTURES, INC. |
Plan administrator’s
address |
1700 E. PUTNAM AVENUE, SUITE 306, OLD GREENWICH, CT, 06870 |
Administrator’s telephone number |
2123269200 |
Signature of
Role |
Plan administrator |
Date |
2014-04-09 |
Name of individual signing |
ERIKA MCCARTHY |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2014-04-09 |
Name of individual signing |
WILLIAM CLIFFORD |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
SPENCER TRASK VENTURES, INC. 401(K) PLAN
|
2012
|
133609858
|
2013-05-17
|
SPENCER TRASK VENTURES, INC.
|
53
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1996-09-01
|
Business code |
523120
|
Sponsor’s telephone number |
2123269200
|
Plan sponsor’s
address |
1700 E. PUTNAM AVENUE, SUITE 306, OLD GREENWICH, CT, 06870
|
Plan administrator’s name and address
Administrator’s EIN |
133609858 |
Plan administrator’s name |
SPENCER TRASK VENTURES, INC. |
Plan administrator’s
address |
1700 E. PUTNAM AVENUE, SUITE 306, OLD GREENWICH, CT, 06870 |
Administrator’s telephone number |
2123269200 |
Signature of
Role |
Plan administrator |
Date |
2013-05-17 |
Name of individual signing |
ERIKA MCCARTHY |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2013-05-17 |
Name of individual signing |
WILLIAM CLIFFORD |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
SPENCER TRASK VENTURES, INC. 401(K) PLAN
|
2011
|
133609858
|
2012-04-11
|
SPENCER TRASK VENTURES, INC.
|
60
|
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1996-09-01
|
Business code |
523120
|
Sponsor’s telephone number |
2123269200
|
Plan sponsor’s
address |
1700 E. PUTNAM AVENUE, SUITE 401, OLD GREENWICH, CT, 06870
|
Plan administrator’s name and address
Administrator’s EIN |
133609858 |
Plan administrator’s name |
SPENCER TRASK VENTURES, INC. |
Plan administrator’s
address |
1700 E. PUTNAM AVENUE, SUITE 401, OLD GREENWICH, CT, 06870 |
Administrator’s telephone number |
2123269200 |
Signature of
Role |
Plan administrator |
Date |
2012-04-11 |
Name of individual signing |
ERIKA MCCARTHY |
Valid signature |
Filed with authorized/valid electronic signature |
|
|