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NORTHERN FUND MANAGEMENT AMERICA LLC

Company Details

Entity Name: NORTHERN FUND MANAGEMENT AMERICA LLC
Jurisdiction: Connecticut
Legal type: LLC
Citizenship: Foreign
Status: Withdrawn
Date Formed: 12 Sep 2008 (Companies founded in September 2008)
Business ALEI: 0946708
Annual report due: 31 Mar 2022
NAICS code: 523999 - Miscellaneous Financial Investment Activities
Business address: 100 FIRST STAMFORD PLACE 6TH FLOOR, STAMFORD, CT, 06902, United States
Mailing address: 100 FIRST STAMFORD PLACE 6TH FLOOR, STAMFORD, CT, United States, 06902
Mailing jurisdiction address: 251 LITTLE FALLS DRIVE, WILMINGTON, DE, 19808, United States
ZIP code: 06902 (Companies in Fairfield, 06902)
County: Fairfield
Place of Formation: DELAWARE
E-Mail: msabino@norsf.com

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
NORTHERN FUND MANAGEMENT AMERICA LLC 401(K) PLAN 2018 800255704 2019-10-14 NORTHERN FUND MANAGEMENT AMERICA LLC 12
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2009-01-01
Business code 541600
Sponsor’s telephone number 2034873434
Plan sponsor’s address 100 FIRST STAMFORD PLACE, 6TH FLOOR, STAMFORD, CT, 069027229

Signature of
Role Plan administrator
Date 2019-10-14
Name of individual signing MICHELLE SABINO
Valid signature Filed with authorized/valid electronic signature
NORTHERN FUND MANAGEMENT AMERICA LLC DEFINED BENEFIT PLAN 2018 800255704 2019-10-14 NORTHERN FUND MANAGEMENT AMERICA LLC 6
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2018-01-01
Business code 541600
Sponsor’s telephone number 2033575585
Plan sponsor’s address 100 FIRST STAMFORD PLACE, 6TH FLOOR, STAMFORD, CT, 069027229

Signature of
Role Plan administrator
Date 2019-10-14
Name of individual signing MICHELLE SABINO
Valid signature Filed with authorized/valid electronic signature
NORTHERN FUND MANAGEMENT AMERICA LLC 401(K) PLAN 2017 800255704 2018-10-08 NORTHERN FUND MANAGEMENT AMERICA LLC 12
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2009-01-01
Business code 541600
Sponsor’s telephone number 2034873434
Plan sponsor’s address 100 FIRST STAMFORD PLACE, 6TH FLOOR, STAMFORD, CT, 069027229

Signature of
Role Plan administrator
Date 2018-10-08
Name of individual signing MICHELLE SABINO
Valid signature Filed with authorized/valid electronic signature
NORTHERN FUND MANAGEMENT AMERICA LLC 401(K) 2016 800255704 2017-07-10 NORTHERN FUND MANAGEMENT AMERICA LLC 12
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2009-01-01
Business code 541600
Sponsor’s telephone number 2033575585
Plan sponsor’s address 62 SOUTHFIELD AVE STE 212, STAMFORD, CT, 069027229

Signature of
Role Plan administrator
Date 2017-07-10
Name of individual signing MICHELLE SABINO
Valid signature Filed with authorized/valid electronic signature
NORTHERN FUND MANAGEMENT AMERICA, LLC 401(K) 2015 800255704 2016-07-22 NORTHERN FUND MANAGEMENT AMERICA, LLC 11
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2009-01-01
Business code 541600
Sponsor’s telephone number 2034873434
Plan sponsor’s address 62 SOUTHFIELD AVENUE, SUITE 212, STAMFORD, CT, 06902

Signature of
Role Plan administrator
Date 2016-07-22
Name of individual signing MICHELLE SABINO
Valid signature Filed with authorized/valid electronic signature
NORTHERN FUND MANAGEMENT AMERICA, LLC 401(K) 2014 800255704 2015-07-21 NORTHERN FUND MANAGEMENT AMERICA, LLC 9
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2009-01-01
Business code 541600
Sponsor’s telephone number 2034873434
Plan sponsor’s address 62 SOUTHFIELD AVE., STE. 212, STAMFORD, CT, 06902

Signature of
Role Plan administrator
Date 2015-07-21
Name of individual signing JOY MYERS
Valid signature Filed with authorized/valid electronic signature
NORTHERN FUND MANAGEMENT AMERICA, LLC 401(K) 2013 800255704 2014-07-01 NORTHERN FUND MANAGEMENT AMERICA, LLC 9
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2009-01-01
Business code 541600
Sponsor’s telephone number 2034873434
Plan sponsor’s address 62 SOUTHFIELD AVE., SUITE. 212, STAMFORD, CT, 06902

Signature of
Role Plan administrator
Date 2014-07-01
Name of individual signing JESSICA DAVIS
Valid signature Filed with authorized/valid electronic signature
NORTHERN FUND MANAGEMENT AMERICA, LLC 401(K) 2012 800255704 2013-06-13 NORTHERN FUND MANAGEMENT AMERICA, LLC 8
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2009-01-01
Business code 541600
Sponsor’s telephone number 2034873434
Plan sponsor’s address 62 SOUTHFIELD AVE., STE. 212, STAMFORD, CT, 06902

Signature of
Role Plan administrator
Date 2013-06-12
Name of individual signing JESSICA DAVIS
Valid signature Filed with authorized/valid electronic signature
NORTHERN FUND MANAGEMENT AMERICA, LLC 401(K) 2011 800255704 2012-07-02 NORTHERN FUND MANAGEMENT AMERICA, LLC 7
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2009-01-01
Business code 541600
Sponsor’s telephone number 2034873434
Plan sponsor’s address 62 SOUTHFIELD AVE., STE. 212, STAMFORD, CT, 06902

Plan administrator’s name and address
Administrator’s EIN 800255704
Plan administrator’s name NORTHERN FUND MANAGEMENT AMERICA, LLC
Plan administrator’s address 62 SOUTHFIELD AVE., STE. 212, STAMFORD, CT, 06902
Administrator’s telephone number 2034873434

Signature of
Role Plan administrator
Date 2012-07-02
Name of individual signing JESSICA DAVIS
Valid signature Filed with authorized/valid electronic signature
NORTHERN FUND MANAGEMENT AMERICA, LLC 401(K) 2010 800255704 2011-07-25 NORTHERN FUND MANAGEMENT AMERICA, LLC 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2009-01-01
Business code 541600
Sponsor’s telephone number 2034873434
Plan sponsor’s address 62 SOUTHFIELD AVE., STE. 212, STAMFORD, CT, 06902

Plan administrator’s name and address
Administrator’s EIN 800255704
Plan administrator’s name NORTHERN FUND MANAGEMENT AMERICA, LLC
Plan administrator’s address 62 SOUTHFIELD AVE., STE. 212, STAMFORD, CT, 06902
Administrator’s telephone number 2034873434

Signature of
Role Plan administrator
Date 2011-07-25
Name of individual signing JESSICA DAVIS
Valid signature Filed with authorized/valid electronic signature

Agent

Name Role Business address
Secretary of State Agent 165 Capitol Ave., P.O. BOX 150470, Hartford, CT, 06115-0470, United States

Officer

Name Role Business address Residence address
SYBREN HOEKSTRA Officer 100 FIRST STAMFORD PLACE, 6TH FLOOR, STAMFORD, CT, 06902, United States 18 PALMER TERRACE, CONNECTICUT, RIVERSIDE, CT, 06878, United States
ROBERT SEAN DURKIN Officer 100 FIRST STAMFORD PLACE 6 FL, STAMFORD, CT, 06902, United States 5 MYSTIC LANE, DARIEN, CT, 06820, United States

Filing

Filing number Filing date Effective date Filing category Filing type Report year
0007374220 2021-06-16 2021-06-16 Withdrawal Statement of Withdrawal Registration No data
0007085776 2021-01-28 No data Annual Report Annual Report 2021
0006951324 2020-07-06 2020-07-06 Change of Agent Address Agent Address Change No data
0006724555 2020-01-16 No data Annual Report Annual Report 2020
0006615188 2019-08-06 2019-08-06 Change of Agent Agent Change No data
0006330196 2019-01-21 No data Annual Report Annual Report 2019
0006126675 2018-03-16 No data Annual Report Annual Report 2018
0005994093 2018-01-02 2018-01-02 Change of Business Address Business Address Change No data
0005936987 2017-09-28 No data Annual Report Annual Report 2017
0005646233 2016-09-07 No data Annual Report Annual Report 2016

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Secretary of State

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SYBREN HOEKSTRA

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100 FIRST STAMFORD PLACE 6TH FLOOR, STAMFORD, CT, 06902, United States

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100 FIRST STAMFORD PLACE 6TH FLOOR, STAMFORD, CT, United States, 06902

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251 LITTLE FALLS DRIVE, WILMINGTON, DE, 19808, United States

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Date of last update: 04 Nov 2024

Sources: Connecticut's Official State Website

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