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HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC

Company Details

Entity Name: HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC
Jurisdiction: Connecticut
Legal type: LLC
Citizenship: Foreign
Status: Active
Date Formed: 12 Mar 2008 (Companies founded in March 2008)
Business ALEI: 0931039
Annual report due: 31 Mar 2025
NAICS code: 523150 - Investment Banking and Securities Intermediation
Business address: 312 FARMINGTON AVENUE, FARMINGTON, CT, 06032, United States
Mailing address: 312 FARMINGTON AVENUE, FARMINGTON, CT, United States, 06032
ZIP code: 06032 (Companies in Hartford, 06032)
County: Hartford
Place of Formation: DELAWARE
E-Mail: CLS-CTARMSEVIDENCE@WOLTERSKLUWER.COM

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC 401(K) PLAN 2023 262066279 2024-10-04 HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC 29
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2005-01-01
Business code 523110
Sponsor’s telephone number 8606768656
Plan sponsor’s address 312 FARMINGTON AVENUE, FARMINGTON, CT, 06032
HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC 401(K) PLAN 2022 262066279 2023-08-22 HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC 27
Three-digit plan number (PN) 001
Effective date of plan 2005-01-01
Business code 523110
Sponsor’s telephone number 8606768656
Plan sponsor’s address 312 FARMINGTON AVENUE, FARMINGTON, CT, 06032
HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC 401(K) PLAN 2022 262066279 2024-04-10 HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC 27
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2005-01-01
Business code 523110
Sponsor’s telephone number 8606768656
Plan sponsor’s address 312 FARMINGTON AVENUE, FARMINGTON, CT, 06032
HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC 401(K) PLAN 2021 364544955 2022-10-04 HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC 21
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2005-01-01
Business code 523110
Sponsor’s telephone number 8606768656
Plan sponsor’s address 312 FARMINGTON AVENUE, FARMINGTON, CT, 06032
HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC 401(K) PLAN 2020 364544955 2021-10-15 HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC 24
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2005-01-01
Business code 523110
Sponsor’s telephone number 8606768656
Plan sponsor’s address 312 FARMINGTON AVENUE, FARMINGTON, CT, 06032
HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC 401(K) PLAN 2019 364544955 2020-10-15 HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC 15
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2005-01-01
Business code 523110
Sponsor’s telephone number 8606768656
Plan sponsor’s address 312 FARMINGTON AVENUE, FARMINGTON, CT, 06032
HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC 401(K) PLAN 2018 364544955 2019-10-15 HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC 15
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2005-01-01
Business code 523110
Sponsor’s telephone number 8606768656
Plan sponsor’s address 312 FARMINGTON AVENUE, FARMINGTON, CT, 06032
HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC 401(K) PLAN 2017 364544955 2018-09-20 HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC 16
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2005-01-01
Business code 523110
Sponsor’s telephone number 8606768656
Plan sponsor’s address 312 FARMINGTON AVENUE, FARMINGTON, CT, 06032
HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC 401(K) PLAN 2016 364544955 2017-07-26 HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC 16
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2005-01-01
Business code 523110
Sponsor’s telephone number 8606768656
Plan sponsor’s address 312 FARMINGTON AVENUE, FARMINGTON, CT, 06032
HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC 401(K) PLAN 2015 364544955 2016-09-27 HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC 17
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2005-01-01
Business code 523110
Sponsor’s telephone number 8606768656
Plan sponsor’s address 312 FARMINGTON AVENUE, FARMINGTON, CT, 06032

Agent

Name Role
NATIONAL REGISTERED AGENTS, INC. Agent

Officer

Name Role Business address
HTF PRINCIPALS, LLC Officer 312 FARMINGTON AVENUE, FARMINGTON, CT, 06032, United States
HORIZON TECHNOLOGY FINANCE EMPLOYEES LLC Officer 312 FARMINGTON AVENUE, FARMINGTON, CT, 06032, United States

Filing

Filing number Filing date Effective date Filing category Filing type Report year
BF-0012132330 2024-03-07 No data Annual Report Annual Report No data
BF-0011287373 2023-03-07 No data Annual Report Annual Report No data
BF-0010306738 2022-02-02 No data Annual Report Annual Report 2022
0007187819 2021-02-24 No data Annual Report Annual Report 2021
0006893683 2020-04-28 No data Annual Report Annual Report 2020
0006498626 2019-03-27 No data Annual Report Annual Report 2019
0006153958 2018-04-05 No data Annual Report Annual Report 2018
0005866739 2017-06-06 2017-06-06 Change of Agent Address Agent Address Change No data
0005791175 2017-03-13 No data Annual Report Annual Report 2017
0005612085 2016-07-25 No data Annual Report Annual Report 2016

Date of last update: 04 Nov 2024

Sources: Connecticut's Official State Website