| Entity Name: | KOLLTAN PHARMACEUTICALS, INC. |
| Jurisdiction: | Connecticut |
| Legal type: | Stock |
| Citizenship: | Foreign |
| Status: | Withdrawn |
| Date Formed: | 28 Jan 2008 (Companies founded in January 2008) |
| Business ALEI: | 0926087 |
| Annual report due: | 28 Jan 2017 |
| Business address: | 300 GEORGE STREET SUITE 530, NEW HAVEN, CT, 06511 |
| ZIP code: | 06511 (Companies in New Haven, 06511) |
| County: | New Haven |
| Place of Formation: | DELAWARE |
| E-Mail: | david.loomis@kolltan.com |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| KOLLTAN PHARMACEUTICALS, INC. 401(K) RETIREMENT PLAN | 2015 | 261476129 | 2016-03-02 | KOLLTAN PHARMACEUTICALS, INC. | 43 | |||||||||||||||||||||||||||||||||||||||||
|
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| Role | Plan administrator |
| Date | 2016-03-02 |
| Name of individual signing | STEPHANIE OREILLY |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2016-03-02 |
| Name of individual signing | STEPHANIE OREILLY |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2010-10-15 |
| Business code | 325410 |
| Sponsor’s telephone number | 2037733000 |
| Plan sponsor’s address | 300 GEORGE ST STE 530, NEW HAVEN, CT, 065116624 |
Signature of
| Role | Plan administrator |
| Date | 2015-03-02 |
| Name of individual signing | KEITH DARRAGH |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2015-03-02 |
| Name of individual signing | KEITH DARRAGH |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2010-10-15 |
| Business code | 325410 |
| Sponsor’s telephone number | 2037733000 |
| Plan sponsor’s address | 300 GEORGE ST STE 530, NEW HAVEN, CT, 065116624 |
Signature of
| Role | Plan administrator |
| Date | 2014-07-03 |
| Name of individual signing | KEITH DARRAGH |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2014-07-03 |
| Name of individual signing | KEITH DARRAGH |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2010-10-15 |
| Business code | 325410 |
| Sponsor’s telephone number | 2037733000 |
| Plan sponsor’s address | 300 GEORGE ST STE 530, NEW HAVEN, CT, 065116624 |
Signature of
| Role | Plan administrator |
| Date | 2013-08-23 |
| Name of individual signing | STANLEY CHOY |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2013-08-23 |
| Name of individual signing | STANLEY CHOY |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2010-10-15 |
| Business code | 325410 |
| Sponsor’s telephone number | 2037733000 |
| Plan sponsor’s address | 300 GEORGE ST STE 530, NEW HAVEN, CT, 065116624 |
Plan administrator’s name and address
| Administrator’s EIN | 261476129 |
| Plan administrator’s name | KOLLTAN PHARMACEUTICALS, INC. |
| Plan administrator’s address | 300 GEORGE ST STE 530, NEW HAVEN, CT, 065116624 |
| Administrator’s telephone number | 2037733000 |
Signature of
| Role | Plan administrator |
| Date | 2012-09-14 |
| Name of individual signing | STANLEY CHOY |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2012-09-14 |
| Name of individual signing | STANLEY CHOY |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2010-10-15 |
| Business code | 325410 |
| Sponsor’s telephone number | 2037733000 |
| Plan sponsor’s address | 300 GEORGE ST STE 530, NEW HAVEN, CT, 065116624 |
Plan administrator’s name and address
| Administrator’s EIN | 261476129 |
| Plan administrator’s name | KOLLTAN PHARMACEUTICALS, INC. |
| Plan administrator’s address | 300 GEORGE ST STE 530, NEW HAVEN, CT, 065116624 |
| Administrator’s telephone number | 2037733000 |
Signature of
| Role | Plan administrator |
| Date | 2011-08-25 |
| Name of individual signing | STANLEY CHOY |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2011-08-25 |
| Name of individual signing | STANLEY CHOY |
| Valid signature | Filed with authorized/valid electronic signature |
| Name | Role | Business address |
|---|---|---|
| Secretary of State | Agent | 165 Capitol Ave., P.O. BOX 150470, Hartford, CT, 06115-0470, United States |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| JANE HENDERSON | Officer | 300 GEORGE STREET, SUITE 530, NEW HAVEN, CT, 06511, United States | 59 MORNINGSIDE DRIVES, WESTPORT, CT, 06880, United States |
| RONALD PECK | Officer | 300 GEORGE STREET, SUITE 530, NEW HAVEN, CT, 06511, United States | 31 CORNWALL DR, GOSHEN, CT, United States |
| FRANK KARBE | Officer | 300 GEORGE STREET, SUITE 530, NEW HAVEN, CT, 06511, United States | 3366 CRESTLINE DRIVE, PARK CITY, UT, 84060, United States |
| GERALD MCMAHON | Officer | 300 GEORGE STREET, SUITE 530, NEW HAVEN, CT, 06511, United States | #2 OLD COLEBROOK RD., COLEBROOK RD., CT, 06021, United States |
| THERESA LAVALLEE | Officer | 300 GEORGE STREET, SUITE 530, NEW HAVEN, CT, 06511, United States | 9801 ALDERSGATE ROAD, ROCKVILLE, MD, 20850, United States |
| ARTHUR G. ALTSCHUL JR. | Officer | 122 EAST 42ND STREET, SUITE 2500, NEW YORK, NY, 10168, United States | 207 EAST 61ST STREET, NEW YORK, NY, 10168, United States |
| THOMAS NEFF | Officer | C/O FIBROGEN, 409 ILLINOIS STREET, SAN FRANCISCO, CA, 94158, United States | 190 GLENWOOD AVENUE, ATHERTON, CA, 94027, United States |
| AXEL BOLTE | Officer | C/O THE TROUT GROUP LLC, 740 BROADWAY, 9TH FLOOR, NEW YORK, NY, 10003, United States | 23 E. 92ND STREET, APARTMENT @2, NEW YORK, NY, 10128, United States |
| K. PETER HIRTH | Officer | 300 GEORGE STREET, SUITE 530, NEW HAVEN, CT, 06511, United States | 334 COLLINGWOOD STREET, SAN FRANCISCO, CA, 94114, United States |
| JOSEPH SCHLESSINGER | Officer | C/O YALE SCHOOL OF MEDICINE, 333 CEDAR STREET, B-295, P.O. BOX 208066, NEW HAVEN, CT, 06520, United States | 50 ROCK HILL ROAD, WOODBRIDGE, CT, 06525, United States |
| Credential | Credential type | Status | Status reason | Issue date | Effective date | Expiration date |
|---|---|---|---|---|---|---|
| SE.1082654 | Securities - Exemptions | ACTIVE | ACTIVE | No data | 2014-08-20 | No data |
| Filing number | Filing date | Effective date | Filing category | Filing type | Report year |
|---|---|---|---|---|---|
| 0005978305 | 2017-12-04 | 2017-12-04 | Withdrawal | Certificate of Withdrawal | No data |
| 0005475691 | 2016-01-28 | No data | Annual Report | Annual Report | 2016 |
| 0005411706 | 2015-10-14 | No data | Interim Notice | Interim Notice | No data |
| 0005266120 | 2015-01-26 | No data | Annual Report | Annual Report | 2015 |
| 0005034374 | 2014-01-31 | No data | Annual Report | Annual Report | 2014 |
| 0004792465 | 2013-01-31 | No data | Annual Report | Annual Report | 2013 |
| 0004514348 | 2012-01-30 | No data | Annual Report | Annual Report | 2012 |
| 0004483575 | 2011-12-01 | 2011-12-02 | Change of Agent Address | Agent Address Change | No data |
| 0004313175 | 2011-01-31 | No data | Annual Report | Annual Report | 2011 |
| 0004263722 | 2010-10-21 | 2010-10-21 | Change of Agent | Agent Change | No data |
Date of last update: 11 Nov 2024
Sources: Connecticut's Official State Website
