| Entity Name: | PRINCIPAL SECURITIES, INC. |
| Jurisdiction: | Connecticut |
| Legal type: | Stock |
| Citizenship: | Foreign |
| Status: | Active |
| Sub status: | Annual report due |
| Date Formed: | 12 Oct 2007 |
| Business ALEI: | 0915462 |
| Annual report due: | 12 Oct 2025 |
| NAICS code: | 523999 - Miscellaneous Financial Investment Activities |
| Business address: | 655 9TH ST, DES MOINES, IA, 50309, United States |
| Mailing address: | 655 9TH ST, DES MOINES, IA, United States, 50309 |
| Place of Formation: | IOWA |
| E-Mail: | compliancemail@cscinfo.com |
| Name | Role |
|---|---|
| CORPORATION SERVICE COMPANY | Agent |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| Amy C. Friedrich | Director | 655 9TH ST, DES MOINES, IA, 50309, United States | 5771 Copley Drive Suite 101, San Diego, CA, 92111, United States |
| Michael F. Murray | Director | 655 9TH ST, DES MOINES, IA, 50309, United States | 655 9TH ST, DES MOINES, IA, 50309, United States |
| Kenneth A. McCullum | Director | 655 9TH ST, DES MOINES, IA, 50309, United States | 1013 Centre Road, Suite 300, Wilmington, DE, 19805, United States |
| Deanna D. Strable-Soethout | Director | 655 9TH ST, DES MOINES, IA, 50309, United States | 655 9TH ST, DES MOINES, IA, 50309, United States |
| Gina L. Graham | Director | 655 9TH ST, DES MOINES, IA, 50309, United States | 5771 Copley Drive Suite 101, San Diego, CA, 92111, United States |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| Mitch G. Nass | Officer | 655 9TH ST, DES MOINES, IA, 50309, United States | 5771 Copley Drive Suite 101, San Diego, CA, 92111, United States |
| David A. Rigler | Officer | 655 9TH ST, DES MOINES, IA, 50309, United States | 5771 Copley Drive Suite 101, San Diego, CA, 92111, United States |
| Michael F. Murray | Officer | 655 9TH ST, DES MOINES, IA, 50309, United States | 655 9TH ST, DES MOINES, IA, 50309, United States |
| Gina L. Graham | Officer | 655 9TH ST, DES MOINES, IA, 50309, United States | 5771 Copley Drive Suite 101, San Diego, CA, 92111, United States |
| Type | Old value | New value | Date of change |
|---|---|---|---|
| Name change | PRINCOR FINANCIAL SERVICES CORPORATION | PRINCIPAL SECURITIES, INC. | 2016-10-03 |
| Filing number | Filing date | Effective date | Filing category | Filing type | Report year |
|---|---|---|---|---|---|
| BF-0012043376 | 2024-09-24 | No data | Annual Report | Annual Report | No data |
| BF-0011420998 | 2023-10-05 | No data | Annual Report | Annual Report | No data |
| BF-0010270647 | 2022-10-25 | No data | Annual Report | Annual Report | 2022 |
| BF-0010468986 | 2022-01-14 | 2022-01-14 | Mass Agent Change � Address | Agent Address Change | No data |
| BF-0009817493 | 2021-09-14 | No data | Annual Report | Annual Report | No data |
| 0007000079 | 2020-10-13 | No data | Annual Report | Annual Report | 2020 |
| 0006950703 | 2020-07-06 | 2020-07-06 | Change of Agent Address | Agent Address Change | No data |
| 0006943532 | 2020-07-06 | 2020-07-06 | Change of Agent Address | Agent Address Change | No data |
| 0006659592 | 2019-10-12 | No data | Annual Report | Annual Report | 2019 |
| 0006269285 | 2018-10-31 | No data | Annual Report | Annual Report | 2018 |
Date of last update: 25 Nov 2024
Sources: Connecticut's Official State Website
