| Entity Name: | ASCENDANT COMPLIANCE MANAGEMENT, INC. |
| Jurisdiction: | Connecticut |
| Legal type: | Stock |
| Citizenship: | Foreign |
| Status: | Active |
| Sub status: | Admin Dissolution Initiated |
| Date Formed: | 21 Jun 2007 |
| Branch of: | ASCENDANT COMPLIANCE MANAGEMENT, INC. (Company Number 3168995) (NEW YORK) |
| Business ALEI: | 0903935 |
| Annual report due: | 21 Jun 2023 |
| NAICS code: | 541611 - Administrative Management and General Management Consulting Services |
| Business address: | 510 Twin Lakes Road, Taconic, CT, 06079, United States |
| Mailing address: | 510 Twin Lakes Road, Taconic, CT, United States, 06079 |
| ZIP code: | 06079 |
| County: | Litchfield |
| Place of Formation: | NEW YORK |
| E-Mail: | jhiggins@rigaholdings.com |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| ASCENDANT COMPLIANCE MANAGEMENT, INC. 401(K) PLAN | 2018 | 202798779 | 2019-09-26 | ASCENDANT COMPLIANCE MANAGEMENT, INC. | 49 | |||||||||||||||||||||||
|
||||||||||||||||||||||||||||
| ASCENDANT COMPLIANCE MANAGEMENT, INC. 401(K) PLAN | 2017 | 202798779 | 2018-09-26 | ASCENDANT COMPLIANCE MANAGEMENT, INC. | 46 | |||||||||||||||||||||||
|
||||||||||||||||||||||||||||
| Role | Plan administrator |
| Date | 2018-09-26 |
| Name of individual signing | JONATHAN HIGGINS |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2005-05-09 |
| Business code | 541990 |
| Sponsor’s telephone number | 8604352255 |
| Plan sponsor’s address | 194 MAIN ST, SALISBURY, CT, 06068 |
Signature of
| Role | Plan administrator |
| Date | 2017-07-24 |
| Name of individual signing | JONATHAN HIGGINS |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2005-05-09 |
| Business code | 541990 |
| Sponsor’s telephone number | 8604352255 |
| Plan sponsor’s address | 194 MAIN ST, SALISBURY, CT, 06068 |
Signature of
| Role | Plan administrator |
| Date | 2016-10-12 |
| Name of individual signing | JONATHAN HIGGINS |
| Valid signature | Filed with authorized/valid electronic signature |
| Name | Role | Business address | Phone | Residence address | |
|---|---|---|---|---|---|
| JACQUELINE H. MERWIN | Agent | Riga Holdings, Inc., 510 Twin Lakes Road, Taconic, CT, 06079, United States | +1 860-671-9869 | jhiggins@rigaholdings.com | Riga Holdings, Inc., 510 Twin Lakes Road, Taconic, CT, 06079, United States |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| JACQUELINE MERWIN | Director | 28 Dugway Road, SALISBURY, CT, 06068, United States | 278 E LIBERTY STREET, HERNANDO, FL, 34442, United States |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| JON HIGGINS | Officer | 510 Twin Lakes Road, Taconic, CT, 06079, United States | 510 TWIN LAKES ROAD, TACONIC, CT, 06079, United States |
| Type | Old value | New value | Date of change |
|---|---|---|---|
| Name change | IMS CONSULTING PARTNERS INC. | ASCENDANT COMPLIANCE MANAGEMENT, INC. | 2008-04-28 |
| Filing number | Filing date | Effective date | Filing category | Filing type | Report year |
|---|---|---|---|---|---|
| BF-0012757371 | 2024-09-05 | No data | Administrative Dissolution | Notice of Intent to Dissolve/Revoke | No data |
| BF-0008591936 | 2022-11-03 | No data | Annual Report | Annual Report | 2020 |
| BF-0010803131 | 2022-11-03 | No data | Annual Report | Annual Report | No data |
| BF-0009865008 | 2022-11-03 | No data | Annual Report | Annual Report | No data |
| 0006694117 | 2019-12-11 | No data | Annual Report | Annual Report | 2017 |
| 0006694113 | 2019-12-11 | No data | Annual Report | Annual Report | 2016 |
| 0006694108 | 2019-12-11 | No data | Annual Report | Annual Report | 2015 |
| 0006694121 | 2019-12-11 | No data | Annual Report | Annual Report | 2019 |
| 0006694118 | 2019-12-11 | No data | Annual Report | Annual Report | 2018 |
| 0005118807 | 2014-06-04 | No data | Annual Report | Annual Report | 2014 |
Date of last update: 25 Nov 2024
Sources: Connecticut's Official State Website
