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ACCESS SECURITIES, LLC

Company Details

Entity Name: ACCESS SECURITIES, LLC
Jurisdiction: Connecticut
Legal type: LLC
Citizenship: Foreign
Status: Active
Sub status: Annual report due
Date Formed: 01 Jun 2007
Business ALEI: 0901410
Annual report due: 31 Mar 2025
NAICS code: 523150 - Investment Banking and Securities Intermediation
Business address: 30 BUXTON FARM RD, STE. 310, STAMFORD, CT, 06905, United States
Mailing address: 30 BUXTON FARM RD, STE. 310, STAMFORD, CT, United States, 06905
ZIP code: 06905
County: Fairfield
Place of Formation: DELAWARE
E-Mail: scrawford@accesssecurities.com

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
ACCESS SECURITIES,LLC 401(K) PLAN 2012 260375766 2013-03-07 ACCESS SECURITIES, LLC 40
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1999-01-01
Business code 523120
Sponsor’s telephone number 2033223377
Plan sponsor’s address 30 BUXTON FARM ROAD, SUITE 300, STAMFORD, CT, 06905

Signature of

Role Plan administrator
Date 2013-03-07
Name of individual signing SHARI JACOBSON
Valid signature Filed with authorized/valid electronic signature
ACCESS SECURITIES,LLC 401(K) PLAN 2011 260375766 2012-09-07 ACCESS SECURITIES, LLC 46
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1999-01-01
Business code 523120
Sponsor’s telephone number 2033223377
Plan sponsor’s address 30 BUXTON FARM ROAD, SUITE 300, STAMFORD, CT, 06905

Plan administrator’s name and address

Administrator’s EIN 260375766
Plan administrator’s name ACCESS SECURITIES, LLC
Plan administrator’s address 30 BUXTON FARM ROAD, SUITE 300, STAMFORD, CT, 06905
Administrator’s telephone number 2033223377

Signature of

Role Plan administrator
Date 2012-09-07
Name of individual signing SHARI JACOBSON
Valid signature Filed with authorized/valid electronic signature
ACCESS SECURITIES,LLC 401(K) PLAN 2010 260375766 2011-08-19 ACCESS SECURITIES, LLC 60
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1999-01-01
Business code 523120
Sponsor’s telephone number 2033223377
Plan sponsor’s address 30 BUXTON FARM ROAD, SUITE 300, STAMFORD, CT, 06905

Plan administrator’s name and address

Administrator’s EIN 260375766
Plan administrator’s name ACCESS SECURITIES, LLC
Plan administrator’s address 30 BUXTON FARM ROAD, SUITE 300, STAMFORD, CT, 06905
Administrator’s telephone number 2033223377

Signature of

Role Plan administrator
Date 2011-08-19
Name of individual signing SHARI JACOBSON
Valid signature Filed with authorized/valid electronic signature

Agent

Name Role
CORPORATION SERVICE COMPANY Agent

Officer

Name Role Business address Residence address
SCOTT FRISOLI Officer 30 BUXTON FARM RD, STE. 130, STAMFORD, CT, 06905, United States 30 BUXTON FARM ROAD, SUITE 130, STAMFORD, CT, 06905, United States
Ronald Gutstein Officer 30 Buxton Farm Road Suite 310, Stamford, CT, 06905, United States 15 Woodcock Lane, RIDGEfIELD, CT, 06877, United States

Filing

Filing number Filing date Effective date Filing category Filing type Report year
BF-0012149876 2024-04-16 No data Annual Report Annual Report No data
BF-0010802117 2023-06-22 No data Annual Report Annual Report No data
BF-0011282622 2023-06-22 No data Annual Report Annual Report No data
BF-0009374117 2022-06-28 No data Annual Report Annual Report 2019
BF-0009374115 2022-06-28 No data Annual Report Annual Report 2020
BF-0009374116 2022-06-28 No data Annual Report Annual Report 2017
BF-0009941585 2022-06-28 No data Annual Report Annual Report No data
BF-0009374114 2022-06-28 No data Annual Report Annual Report 2016
BF-0009374118 2022-06-28 No data Annual Report Annual Report 2018
BF-0010454752 2022-01-14 2022-01-14 Mass Agent Change � Address Agent Address Change No data

Date of last update: 25 Nov 2024

Sources: Connecticut's Official State Website