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CLINTON INVESTMENT MANAGEMENT, LLC

Company Details

Entity Name: CLINTON INVESTMENT MANAGEMENT, LLC
Jurisdiction: Connecticut
Legal type: LLC
Citizenship: Foreign
Status: Active
Sub status: Annual report due
Date Formed: 11 May 2007 (Companies founded in May 2007)
Business ALEI: 0899249
Annual report due: 31 Mar 2025
NAICS code: 523940 - Portfolio Management and Investment Advice
Business address: 201 Broad Street, STAMFORD, CT, 06901, United States
Mailing address: 201 Broad Street, ste 802, STAMFORD, CT, United States, 06901
Mailing jurisdiction address: 49 Breezy Pines Rd, magnolia, DE, 19962-1371, United States
Office jurisdiction address: 49 Breezy Pines Rd, Magnolia, DE, 19962-1371, United States
ZIP code: 06901 (Companies in Fairfield, 06901)
County: Fairfield
Place of Formation: DELAWARE
E-Mail: aclinton@clintoninvestment.com

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
CLINTON INVESTMENT MANAGEMENT, LLC INCENTIVE SAVINGS PLAN 2019 208612996 2020-08-03 CLINTON INVESTMENT MANAGEMENT, LLC 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-01-01
Business code 523900
Sponsor’s telephone number 2032766246
Plan sponsor’s address ONE CANTERBURY GREEN, 201 BROAD STREET 4TH FLOOR, STAMFORD, CT, 06901

Signature of

Role Plan administrator
Date 2020-08-03
Name of individual signing ANDREW CLINTON
Valid signature Filed with authorized/valid electronic signature
CLINTON INVESTMENT MANAGEMENT, LLC INCENTIVE SAVINGS PLAN 2018 208612996 2019-10-02 CLINTON INVESTMENT MANAGEMENT, LLC 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-01-01
Business code 523900
Sponsor’s telephone number 2032766246
Plan sponsor’s address ONE CANTERBURY GREEN, 201 BROAD STREET 4TH FLOOR, STAMFORD, CT, 06901

Signature of

Role Plan administrator
Date 2019-10-02
Name of individual signing ANDREW CLINTON
Valid signature Filed with authorized/valid electronic signature
CLINTON INVESTMENT MANAGEMENT, LLC INCENTIVE SAVINGS PLAN 2017 208612996 2018-10-12 CLINTON INVESTMENT MANAGEMENT, LLC 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-01-01
Business code 523900
Sponsor’s telephone number 2032766246
Plan sponsor’s address ONE CANTERBURY GREEN, 201 BROAD STREET 4TH FLOOR, STAMFORD, CT, 06901

Signature of

Role Plan administrator
Date 2018-10-12
Name of individual signing ANDREW CLINTON
Valid signature Filed with authorized/valid electronic signature
CLINTON INVESTMENT MANAGEMENT, LLC INCENTIVE SAVINGS PLAN 2016 208612996 2017-09-21 CLINTON INVESTMENT MANAGEMENT, LLC 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-01-01
Business code 523900
Sponsor’s telephone number 2032766246
Plan sponsor’s address ONE CANTERBURY GREEN, 201 BROAD STREET 4TH FLOOR, STAMFORD, CT, 06901

Signature of

Role Plan administrator
Date 2017-09-21
Name of individual signing ANDREW CLINTON
Valid signature Filed with authorized/valid electronic signature
CLINTON INVESTMENT MANAGEMENT, LLC INCENTIVE SAVINGS PLAN 2015 208612996 2016-06-22 CLINTON INVESTMENT MANAGEMENT, LLC 0
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-01-01
Business code 523900
Sponsor’s telephone number 2032766246
Plan sponsor’s address ONE CANTERBURY GREEN, 201 BROAD STREET 4TH FLOOR, STAMFORD, CT, 06901

Signature of

Role Plan administrator
Date 2016-06-22
Name of individual signing ANDREW CLINTON
Valid signature Filed with authorized/valid electronic signature

Agent

Name Role
NATIONAL REGISTERED AGENTS, INC. Agent

Officer

Name Role Business address Residence address
ANDREW CLINTON Officer 201 Broad Street, STE 802, Stamford, CT, 06901, United States 49 PINE BROOK ROAD, BEDFORD, NY, 10506, United States

Filing

Filing number Filing date Effective date Filing category Filing type Report year
BF-0012148516 2024-03-08 No data Annual Report Annual Report No data
BF-0011421509 2023-01-17 No data Annual Report Annual Report No data
BF-0009017962 2022-12-22 No data Annual Report Annual Report 2016
BF-0009017964 2022-12-22 No data Annual Report Annual Report 2020
BF-0009017961 2022-12-22 No data Annual Report Annual Report 2017
BF-0009017966 2022-12-22 No data Annual Report Annual Report 2018
BF-0009017965 2022-12-22 No data Annual Report Annual Report 2015
BF-0010057188 2022-12-22 No data Annual Report Annual Report No data
BF-0009017960 2022-12-22 No data Annual Report Annual Report 2014
BF-0009017963 2022-12-22 No data Annual Report Annual Report 2019

Date of last update: 11 Nov 2024

Sources: Connecticut's Official State Website