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SEAPINE SECURITIES, LLC

Company Details

Entity Name: SEAPINE SECURITIES, LLC
Jurisdiction: Connecticut
Legal type: LLC
Citizenship: Domestic
Status: Dissolved
Date Formed: 30 Nov 2006 (Companies founded in November 2006)
Business ALEI: 0880460
NAICS code: 523120 - Securities Brokerage
Business address: 1455 EAST PUTNAM AVE, OLD GREENWICH, CT, 06870, United States
Mailing address: 1455 EAST PUTNAM AVE, OLD GREENWICH, CT, United States, 06870
ZIP code: 06870 (Companies in Fairfield, 06870)
County: Fairfield
Place of Formation: CONNECTICUT
E-Mail: cwebb@kiddcompany.com

Central Index Key

CIK number Mailing Address Business Address Phone
1391829 1455 EAST PUTNAM AVENUE, OLD GREENWICH, CT, 06870 1455 EAST PUTNAM AVENUE, OLD GREENWICH, CT, 06870 (203) 661-0070

Filings since 2020-03-09
Form type FOCUSN
File number 008-67568
Filing date 2020-03-09
Reporting date 2019-12-31
File View File

Filings since 2020-02-27
Form type X-17A-5
File number 008-67568
Filing date 2020-02-27
Reporting date 2019-12-31
File View File

Filings since 2019-02-26
Form type FOCUSN
File number 008-67568
Filing date 2019-02-26
Reporting date 2018-12-31
File View File

Filings since 2019-02-26
Form type X-17A-5
File number 008-67568
Filing date 2019-02-26
Reporting date 2018-12-31
File View File

Filings since 2018-02-28
Form type X-17A-5
File number 008-67568
Filing date 2018-02-28
Reporting date 2017-12-31
File View File

Filings since 2018-02-28
Form type FOCUSN
File number 008-67568
Filing date 2018-02-28
Reporting date 2017-12-31
File View File

Filings since 2017-02-23
Form type FOCUSN
File number 008-67568
Filing date 2017-02-23
Reporting date 2016-12-31
File View File

Filings since 2017-02-23
Form type X-17A-5
File number 008-67568
Filing date 2017-02-23
Reporting date 2016-12-31
File View File

Filings since 2016-02-26
Form type X-17A-5
File number 008-67568
Filing date 2016-02-26
Reporting date 2015-12-31
File View File

Filings since 2016-02-26
Form type FOCUSN
File number 008-67568
Filing date 2016-02-26
Reporting date 2015-12-31
File View File

Filings since 2015-04-03
Form type FOCUSN
File number 008-67568
Filing date 2015-04-03
Reporting date 2014-12-31
File View File

Filings since 2015-04-03
Form type X-17A-5
File number 008-67568
Filing date 2015-04-03
Reporting date 2014-12-31
File View File

Filings since 2014-03-04
Form type FOCUSN
File number 008-67568
Filing date 2014-03-04
Reporting date 2013-12-31
File View File

Filings since 2014-03-04
Form type X-17A-5
File number 008-67568
Filing date 2014-03-04
Reporting date 2013-12-31
File View File

Filings since 2013-02-27
Form type FOCUSN
File number 008-67568
Filing date 2013-02-27
Reporting date 2012-12-31
File View File

Filings since 2013-02-27
Form type X-17A-5
File number 008-67568
Filing date 2013-02-27
Reporting date 2012-12-31
File View File

Filings since 2012-03-05
Form type FOCUSN
File number 008-67568
Filing date 2012-03-05
Reporting date 2011-12-31
File View File

Filings since 2012-02-29
Form type X-17A-5
File number 008-67568
Filing date 2012-02-29
Reporting date 2011-12-31
File View File

Filings since 2011-04-22
Form type X-17A-5/A
File number 008-67568
Filing date 2011-04-22
Reporting date 2010-12-31
File View File

Filings since 2011-02-28
Form type FOCUSN
File number 008-67568
Filing date 2011-02-28
Reporting date 2010-12-31
File View File

Filings since 2011-02-28
Form type X-17A-5
File number 008-67568
Filing date 2011-02-28
Reporting date 2010-12-31
File View File

Filings since 2010-03-30
Form type FOCUSN
File number 008-67568
Filing date 2010-03-30
Reporting date 2009-12-31
File View File

Filings since 2010-03-30
Form type X-17A-5
File number 008-67568
Filing date 2010-03-30
Reporting date 2009-12-31
File View File

Filings since 2009-04-01
Form type X-17A-5
File number 008-67568
Filing date 2009-04-01
Reporting date 2008-12-31
File View File

Filings since 2008-03-31
Form type X-17A-5
File number 008-67568
Filing date 2008-03-31
Reporting date 2007-12-31
File View File

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
SEAPINE SECURITIES LLC 401(K) PROFIT SHARING PLAN & TRUST 2020 205967465 2021-07-20 SEAPINE SECURITIES LLC 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2009-01-01
Business code 523120
Sponsor’s telephone number 2036610070
Plan sponsor’s address 1455 E PUTNAM AVE, OLD GREENWICH, CT, 068701360

Signature of
Role Plan administrator
Date 2021-07-20
Name of individual signing WILLIAM KIDD
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2021-07-20
Name of individual signing WILLIAM KIDD
Valid signature Filed with authorized/valid electronic signature
SEAPINE SECURITIES LLC 401(K) PROFIT SHARING PLAN & TRUST 2019 205967465 2020-06-24 SEAPINE SECURITIES, LLC 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2009-01-01
Business code 523120
Sponsor’s telephone number 2036610070
Plan sponsor’s address 1455 E PUTNAM AVE, OLD GREENWICH, CT, 068701360

Signature of
Role Plan administrator
Date 2020-06-24
Name of individual signing WILLIAM KIDD
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2020-06-24
Name of individual signing WILLIAM KIDD
Valid signature Filed with authorized/valid electronic signature
SEAPINE SECURITIES LLC 401(K) PROFIT SHARING PLAN & TRUST 2018 205967465 2019-07-24 SEAPINE SECURITIES LLC 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2009-01-01
Business code 523120
Sponsor’s telephone number 2036610070
Plan sponsor’s address 1455 E PUTNAM AVE, OLD GREENWICH, CT, 068701360

Signature of
Role Plan administrator
Date 2019-07-24
Name of individual signing WILLIAM KIDD
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2019-07-24
Name of individual signing WILLIAM KIDD
Valid signature Filed with authorized/valid electronic signature
SEAPINE SECURITIES LLC 401(K) PROFIT SHARING PLAN & TRUST 2017 205967465 2018-06-27 SEAPINE SECURITIES LLC 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2009-01-01
Business code 523120
Sponsor’s telephone number 2036610070
Plan sponsor’s address 1455 E PUTNAM AVE STE 4, OLD GREENWICH, CT, 068701360

Signature of
Role Plan administrator
Date 2018-06-27
Name of individual signing WILLIAM KIDD
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2018-06-27
Name of individual signing WILLIAM KIDD
Valid signature Filed with authorized/valid electronic signature
SEAPINE SECURITIES LLC 401(K) PROFIT SHARING PLAN & TRUST 2015 205967465 2016-07-13 SEAPINE SECURITIES LLC 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2009-01-01
Business code 523120
Sponsor’s telephone number 2036610070
Plan sponsor’s address 1455 E PUTNAM AVE, OLD GREENWICH, CT, 068701360

Signature of
Role Plan administrator
Date 2016-07-13
Name of individual signing WILLIAM KIDD
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2016-07-13
Name of individual signing WILLIAM KIDD
Valid signature Filed with authorized/valid electronic signature
SEAPINE SECURITIES LLC 401(K) PROFIT SHARING PLAN & TRUST 2014 205967465 2015-06-22 SEAPINE SECURITIES, LLC 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2009-01-01
Business code 523120
Sponsor’s telephone number 2036610070
Plan sponsor’s address 1455 EAST PUTNAM AVE, OLD GREENWICH, CT, 06870

Signature of
Role Plan administrator
Date 2015-06-22
Name of individual signing WILLIAM KIDD
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2015-06-22
Name of individual signing WILLIAM KIDD
Valid signature Filed with authorized/valid electronic signature
SEAPINE SECURITIES LLC 401(K) PROFIT SHARING PLAN & TRUST 2013 205967465 2014-07-10 SEAPINE SECURITIES LLC 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2009-01-01
Business code 523120
Sponsor’s telephone number 2036610070
Plan sponsor’s address 1455 E PUTNAM AVE, SUTIE 4, OLD GREENWICH, CT, 068701360

Signature of
Role Plan administrator
Date 2014-07-10
Name of individual signing WILLIAM KIDD
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2014-07-10
Name of individual signing WILLIAM KIDD
Valid signature Filed with authorized/valid electronic signature
SEAPINE SECURITIES LLC 401(K) PROFIT SHARING PLAN & TRUST 2012 205967465 2013-07-25 SEAPINE SECURITIES LLC 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2009-01-01
Business code 523120
Sponsor’s telephone number 2036610070
Plan sponsor’s address 1455 E PUTNAM AVE, SUITE 4, OLD GREENWICH, CT, 06870

Signature of
Role Plan administrator
Date 2013-07-25
Name of individual signing WILLIAM KIDD
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2013-07-25
Name of individual signing WILLIAM KIDD
Valid signature Filed with authorized/valid electronic signature
SEAPINE SECURITIES LLC 2011 205967465 2013-10-02 SEAPINE SECURITIES LLC 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2009-01-01
Business code 523120
Sponsor’s telephone number 2036610070
Plan sponsor’s address 1455 E PUTNAM AVE, OLD GREENWICH, CT, 06870

Plan administrator’s name and address
Administrator’s EIN 205967465
Plan administrator’s name SEAPINE SECURITIES LLC
Plan administrator’s address 1455 E PUTNAM AVE, OLD GREENWICH, CT, 06870
Administrator’s telephone number 2036610070

Signature of
Role Plan administrator
Date 2013-10-02
Name of individual signing WILLIAM KIDD
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2013-10-02
Name of individual signing WILLIAM KIDD
Valid signature Filed with authorized/valid electronic signature
SEAPINE SECURITIES LLC 401 K PROFIT SHARING PLAN TRUST 2010 205967465 2011-07-21 SEAPINE SECURITIES LLC 8
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2009-01-01
Business code 523120
Sponsor’s telephone number 2036610070
Plan sponsor’s address 10 GLENVILLE STREET, GREENWICH, CT, 06831

Plan administrator’s name and address
Administrator’s EIN 205967465
Plan administrator’s name SEAPINE SECURITIES LLC
Plan administrator’s address 10 GLENVILLE STREET, GREENWICH, CT, 06831
Administrator’s telephone number 2036610070

Signature of
Role Plan administrator
Date 2011-07-21
Name of individual signing SEAPINE SECURITIES LLC
Valid signature Filed with authorized/valid electronic signature

Agent

Name Role
KIDD & COMPANY LLC Agent

Officer

Name Role Business address Residence address
WILLIAM J. KIDD Officer 1455 EAST PUTNAM AVE, OLD GREENWICH, CT, 06870, United States 51 CLAPBOARD RIDGE ROAD, GREENWICH, CT, 06830, United States

Filing

Filing number Filing date Effective date Filing category Filing type Report year
BF-0010549651 2022-04-05 2022-04-05 Dissolution Certificate of Dissolution No data
BF-0010271706 2022-03-08 No data Annual Report Annual Report 2022
0007117941 2021-02-03 No data Annual Report Annual Report 2021
0006769115 2020-02-21 No data Annual Report Annual Report 2020
0006304580 2019-01-03 No data Annual Report Annual Report 2019
0006043225 2018-01-30 No data Annual Report Annual Report 2018
0005948883 2017-10-20 No data Annual Report Annual Report 2017
0005690031 2016-11-09 No data Annual Report Annual Report 2016
0005498697 2016-03-03 No data Annual Report Annual Report 2015
0005203122 2014-10-20 No data Annual Report Annual Report 2014

Related by officers

WILLIAM J. KIDD

KIDD & COMPANY LLC CT PINE CORP. KCO LOGISTYX, LLC LKK REALTY CORP. CARHIL VENTURES, LLC KIDD REALTY CORP. GLENVILLE PARTNERS RESEARCH AND MANAGEMENT, LLC

Related by address

No related companies by address

Date of last update: 11 Nov 2024

Sources: Connecticut's Official State Website

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