| Entity Name: | BLACK DIAMOND CAPITAL MANAGEMENT, LLC |
| Jurisdiction: | Connecticut |
| Legal type: | LLC |
| Citizenship: | Foreign |
| Status: | Active |
| Sub status: | Annual report due |
| Date Formed: | 25 Sep 2006 |
| Business ALEI: | 0870525 |
| Annual report due: | 31 Mar 2025 |
| NAICS code: | 523940 - Portfolio Management and Investment Advice |
| Business address: | 2187 Atlantic Street, 9th Floor, STAMFORD, CT, 06902, United States |
| Mailing address: | 2187 Atlantic Street, 9th Floor, STAMFORD, CT, United States, 06902 |
| ZIP code: | 06902 |
| County: | Fairfield |
| Place of Formation: | DELAWARE |
| E-Mail: | CLS-CTARMSevidence@wolterskluwer.com |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN | 2010 | 743190320 | 2011-11-04 | BLACK DIAMOND CAPITAL MANAGEMENT LLC | 70 | |||||||||||||||||||||||||||||||||||||||||||||
|
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| Administrator’s EIN | 743190320 |
| Plan administrator’s name | BLACK DIAMOND CAPITAL MANAGEMENT LLC |
| Plan administrator’s address | 1 SOUND SHORE DR., SUITE 200, GREENWICH, CT, 06830 |
| Administrator’s telephone number | 2033477831 |
Number of participants as of the end of the plan year
| Active participants | 58 |
| Retired or separated participants receiving benefits | 0 |
| Other retired or separated participants entitled to future benefits | 16 |
| Deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 0 |
| Number of participants with account balances as of the end of the plan year | 54 |
| Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 0 |
Signature of
| Role | Plan administrator |
| Date | 2011-11-04 |
| Name of individual signing | CHAD BELL |
| Valid signature | Filed with authorized/valid electronic signature |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1999-01-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 2033477831 |
| Plan sponsor’s mailing address | 1 SOUND SHORE DR., SUITE 200, GREENWICH, CT, 06830 |
| Plan sponsor’s address | 1 SOUND SHORE DR., SUITE 200, GREENWICH, CT, 06830 |
Plan administrator’s name and address
| Administrator’s EIN | 743190320 |
| Plan administrator’s name | BLACK DIAMOND CAPITAL MANAGEMENT LLC |
| Plan administrator’s address | 1 SOUND SHORE DR., SUITE 200, GREENWICH, CT, 06830 |
| Administrator’s telephone number | 2033477831 |
Number of participants as of the end of the plan year
| Active participants | 53 |
| Retired or separated participants receiving benefits | 0 |
| Other retired or separated participants entitled to future benefits | 17 |
| Deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 0 |
| Number of participants with account balances as of the end of the plan year | 57 |
| Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 0 |
Signature of
| Role | Plan administrator |
| Date | 2010-10-13 |
| Name of individual signing | CHAD BELL |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1999-01-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 2033477831 |
| Plan sponsor’s mailing address | 1 SOUND SHORE DR., SUITE 200, GREENWICH, CT, 06830 |
| Plan sponsor’s address | 1 SOUND SHORE DR., SUITE 200, GREENWICH, CT, 06830 |
Plan administrator’s name and address
| Administrator’s EIN | 743190320 |
| Plan administrator’s name | BLACK DIAMOND CAPITAL MANAGEMENT LLC |
| Plan administrator’s address | 1 SOUND SHORE DR., SUITE 200, GREENWICH, CT, 06830 |
| Administrator’s telephone number | 2033477831 |
Number of participants as of the end of the plan year
| Active participants | 53 |
| Retired or separated participants receiving benefits | 0 |
| Other retired or separated participants entitled to future benefits | 17 |
| Deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 0 |
| Number of participants with account balances as of the end of the plan year | 57 |
| Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 0 |
Signature of
| Role | Plan administrator |
| Date | 2010-10-13 |
| Name of individual signing | CHAD BELL |
| Valid signature | Filed with authorized/valid electronic signature |
| Name | Role |
|---|---|
| C T CORPORATION SYSTEM | Agent |
| Name | Role | Business address |
|---|---|---|
| BLACK DIAMOND CAPITAL HOLDINGS, L.L.C. | Officer | 2187 Atlantic Street, 9th Floor, STAMFORD, CT, 06902, United States |
| Type | Old value | New value | Date of change |
|---|---|---|---|
| Name change | BLACK DIAMOND CAPITAL SERVICES, L.L.C. | BLACK DIAMOND CAPITAL MANAGEMENT, LLC | 2007-01-10 |
| Filing number | Filing date | Effective date | Filing category | Filing type | Report year |
|---|---|---|---|---|---|
| BF-0012102730 | 2024-03-05 | No data | Annual Report | Annual Report | No data |
| BF-0011410912 | 2023-03-02 | No data | Annual Report | Annual Report | No data |
| BF-0010231358 | 2022-02-02 | No data | Annual Report | Annual Report | 2022 |
| 0007192561 | 2021-02-26 | No data | Annual Report | Annual Report | 2021 |
| 0006744935 | 2020-02-06 | No data | Annual Report | Annual Report | 2020 |
| 0006361119 | 2019-02-05 | No data | Annual Report | Annual Report | 2019 |
| 0006091653 | 2018-02-22 | No data | Annual Report | Annual Report | 2018 |
| 0005903331 | 2017-08-03 | No data | Annual Report | Annual Report | 2017 |
| 0005620074 | 2016-08-03 | No data | Annual Report | Annual Report | 2016 |
| 0005376245 | 2015-08-04 | No data | Annual Report | Annual Report | 2015 |
Date of last update: 25 Nov 2024
Sources: Connecticut's Official State Website
