CHARTER BROKERAGE LLC 401(K) PROFIT SHARING PLAN
|
2013
|
050562792
|
2014-07-17
|
CHARTER BROKERAGE, LLC
|
107
|
|
File |
View Page
|
Three-digit plan number (PN) |
004
|
Effective date of plan |
2006-06-01
|
Business code |
541110
|
Sponsor’s telephone number |
2038407500
|
Plan sponsor’s
address |
383 MAIN AVENUE, SUITE 506, SUITE 506, NORWALK, CT, 06851
|
Plan administrator’s name and address
Administrator’s EIN |
050562792 |
Plan administrator’s name |
CHARTER BROKERAGE, LLC |
Plan administrator’s
address |
383 MAIN AVENUE, SUITE 506, SUITE 506, NORWALK, CT, 06851 |
Administrator’s telephone number |
2038407500 |
Signature of
Role |
Plan administrator |
Date |
2014-07-17 |
Name of individual signing |
ANDREW CHAGLASIAN |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
CHARTER BROKERAGE LLC 401(K) PROFIT SHARING PLAN
|
2012
|
050562792
|
2013-05-07
|
CHARTER BROKERAGE, LLC
|
69
|
|
File |
View Page
|
Three-digit plan number (PN) |
004
|
Effective date of plan |
2006-06-01
|
Business code |
541110
|
Sponsor’s telephone number |
2038407500
|
Plan sponsor’s
address |
383 MAIN AVENUE, SUITE 506, SUITE 506, NORWALK, CT, 06851
|
Plan administrator’s name and address
Administrator’s EIN |
050562792 |
Plan administrator’s name |
CHARTER BROKERAGE, LLC |
Plan administrator’s
address |
383 MAIN AVENUE, SUITE 506, SUITE 506, NORWALK, CT, 06851 |
Administrator’s telephone number |
2038407500 |
Signature of
Role |
Plan administrator |
Date |
2013-05-07 |
Name of individual signing |
ANDREW CHAGLASIAN |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
CHARTER BROKERAGE LLC 401(K) PROFIT SHARING PLAN
|
2011
|
050562792
|
2012-07-13
|
CHARTER BROKERAGE, LLC
|
61
|
|
File |
View Page
|
Three-digit plan number (PN) |
004
|
Effective date of plan |
2006-06-01
|
Business code |
541110
|
Sponsor’s telephone number |
2038407500
|
Plan sponsor’s
address |
383 MAIN AVENUE, SUITE 506, SUITE 506, NORWALK, CT, 06851
|
Plan administrator’s name and address
Administrator’s EIN |
050562792 |
Plan administrator’s name |
CHARTER BROKERAGE, LLC |
Plan administrator’s
address |
383 MAIN AVENUE, SUITE 506, SUITE 506, NORWALK, CT, 06851 |
Administrator’s telephone number |
2038407500 |
Signature of
Role |
Plan administrator |
Date |
2012-07-13 |
Name of individual signing |
WILLIAM PHELAN |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
CHARTER BROKERAGE LLC 401(K) PROFIT SHARING PLAN
|
2010
|
050562792
|
2011-07-21
|
CHARTER BROKERAGE, LLC
|
54
|
|
File |
View Page
|
Three-digit plan number (PN) |
004
|
Effective date of plan |
2006-06-01
|
Business code |
541110
|
Sponsor’s telephone number |
2038407500
|
Plan sponsor’s
address |
383 MAIN AVENUE, SUITE 506, SUITE 506, NORWALK, CT, 06851
|
Plan administrator’s name and address
Administrator’s EIN |
050562792 |
Plan administrator’s name |
CHARTER BROKERAGE, LLC |
Plan administrator’s
address |
383 MAIN AVENUE, SUITE 506, SUITE 506, NORWALK, CT, 06851 |
Administrator’s telephone number |
2038407500 |
Signature of
Role |
Plan administrator |
Date |
2011-07-21 |
Name of individual signing |
WILLIAM PHELAN |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2011-07-21 |
Name of individual signing |
WILLIAM PHELAN |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
CHARTER BROKERAGE LLC 401(K) PROFIT SHARING PLAN
|
2009
|
050562792
|
2010-08-31
|
CHARTER BROKERAGE, LLC
|
48
|
|
File |
View Page
|
Three-digit plan number (PN) |
004
|
Effective date of plan |
2006-06-01
|
Business code |
541110
|
Sponsor’s telephone number |
2038407500
|
Plan sponsor’s
address |
383 MAIN AVENUE, SUITE 506, SUITE 506, NORWALK, CT, 06851
|
Plan administrator’s name and address
Administrator’s EIN |
050562792 |
Plan administrator’s name |
CHARTER BROKERAGE, LLC |
Plan administrator’s
address |
383 MAIN AVENUE, SUITE 506, SUITE 506, NORWALK, CT, 06851 |
Administrator’s telephone number |
2038407500 |
Signature of
Role |
Plan administrator |
Date |
2010-08-31 |
Name of individual signing |
ANDREW CHAGLASIAN |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2010-08-31 |
Name of individual signing |
ANDREW CHAGLASIAN |
Valid signature |
Filed with authorized/valid electronic signature |
|
|