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CHARTER BROKERAGE LLC

Branch

Company Details

Entity Name: CHARTER BROKERAGE LLC
Jurisdiction: Connecticut
Legal type: LLC
Citizenship: Foreign
Status: Revoked
Date Formed: 12 Jun 2006
Branch of: CHARTER BROKERAGE LLC (Company Number 2885310) (NEW YORK)
Business ALEI: 0862994
Business address: 317 MADISON AVE, NEW YORK, NY, 10017
Mailing address: 383 MAIN AVENUE, NORWALK, CT, 06851
Office jurisdiction address: 317 MADISON AVE, NEW YORK, NY, 10017,
Place of Formation: NEW YORK
E-Mail: Vpiacente@proskauer.com

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
CHARTER BROKERAGE LLC 401(K) PROFIT SHARING PLAN 2013 050562792 2014-07-17 CHARTER BROKERAGE, LLC 107
File View Page
Three-digit plan number (PN) 004
Effective date of plan 2006-06-01
Business code 541110
Sponsor’s telephone number 2038407500
Plan sponsor’s address 383 MAIN AVENUE, SUITE 506, SUITE 506, NORWALK, CT, 06851

Plan administrator’s name and address

Administrator’s EIN 050562792
Plan administrator’s name CHARTER BROKERAGE, LLC
Plan administrator’s address 383 MAIN AVENUE, SUITE 506, SUITE 506, NORWALK, CT, 06851
Administrator’s telephone number 2038407500

Signature of

Role Plan administrator
Date 2014-07-17
Name of individual signing ANDREW CHAGLASIAN
Valid signature Filed with authorized/valid electronic signature
CHARTER BROKERAGE LLC 401(K) PROFIT SHARING PLAN 2012 050562792 2013-05-07 CHARTER BROKERAGE, LLC 69
File View Page
Three-digit plan number (PN) 004
Effective date of plan 2006-06-01
Business code 541110
Sponsor’s telephone number 2038407500
Plan sponsor’s address 383 MAIN AVENUE, SUITE 506, SUITE 506, NORWALK, CT, 06851

Plan administrator’s name and address

Administrator’s EIN 050562792
Plan administrator’s name CHARTER BROKERAGE, LLC
Plan administrator’s address 383 MAIN AVENUE, SUITE 506, SUITE 506, NORWALK, CT, 06851
Administrator’s telephone number 2038407500

Signature of

Role Plan administrator
Date 2013-05-07
Name of individual signing ANDREW CHAGLASIAN
Valid signature Filed with authorized/valid electronic signature
CHARTER BROKERAGE LLC 401(K) PROFIT SHARING PLAN 2011 050562792 2012-07-13 CHARTER BROKERAGE, LLC 61
File View Page
Three-digit plan number (PN) 004
Effective date of plan 2006-06-01
Business code 541110
Sponsor’s telephone number 2038407500
Plan sponsor’s address 383 MAIN AVENUE, SUITE 506, SUITE 506, NORWALK, CT, 06851

Plan administrator’s name and address

Administrator’s EIN 050562792
Plan administrator’s name CHARTER BROKERAGE, LLC
Plan administrator’s address 383 MAIN AVENUE, SUITE 506, SUITE 506, NORWALK, CT, 06851
Administrator’s telephone number 2038407500

Signature of

Role Plan administrator
Date 2012-07-13
Name of individual signing WILLIAM PHELAN
Valid signature Filed with authorized/valid electronic signature
CHARTER BROKERAGE LLC 401(K) PROFIT SHARING PLAN 2010 050562792 2011-07-21 CHARTER BROKERAGE, LLC 54
File View Page
Three-digit plan number (PN) 004
Effective date of plan 2006-06-01
Business code 541110
Sponsor’s telephone number 2038407500
Plan sponsor’s address 383 MAIN AVENUE, SUITE 506, SUITE 506, NORWALK, CT, 06851

Plan administrator’s name and address

Administrator’s EIN 050562792
Plan administrator’s name CHARTER BROKERAGE, LLC
Plan administrator’s address 383 MAIN AVENUE, SUITE 506, SUITE 506, NORWALK, CT, 06851
Administrator’s telephone number 2038407500

Signature of

Role Plan administrator
Date 2011-07-21
Name of individual signing WILLIAM PHELAN
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2011-07-21
Name of individual signing WILLIAM PHELAN
Valid signature Filed with authorized/valid electronic signature
CHARTER BROKERAGE LLC 401(K) PROFIT SHARING PLAN 2009 050562792 2010-08-31 CHARTER BROKERAGE, LLC 48
File View Page
Three-digit plan number (PN) 004
Effective date of plan 2006-06-01
Business code 541110
Sponsor’s telephone number 2038407500
Plan sponsor’s address 383 MAIN AVENUE, SUITE 506, SUITE 506, NORWALK, CT, 06851

Plan administrator’s name and address

Administrator’s EIN 050562792
Plan administrator’s name CHARTER BROKERAGE, LLC
Plan administrator’s address 383 MAIN AVENUE, SUITE 506, SUITE 506, NORWALK, CT, 06851
Administrator’s telephone number 2038407500

Signature of

Role Plan administrator
Date 2010-08-31
Name of individual signing ANDREW CHAGLASIAN
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2010-08-31
Name of individual signing ANDREW CHAGLASIAN
Valid signature Filed with authorized/valid electronic signature

Agent

Name Role
NATIONAL REGISTERED AGENTS, INC. Agent

Officer

Name Role Business address Residence address
WILLIAM J. PHELAN Officer 383 MAIN AVENUE, NORWALK, CT, 06851, United States 382 MAIN AVENUE, NORWALK, CT, 06851, United States
MICHAEL F. MITRI Officer 383 MAIN AVENUE, NORWALK, CT, 06851, United States 783 GALLOPING HILL ROAD, FAIRFIELD, CT, 06430, United States

Filing

Filing number Filing date Effective date Filing category Filing type Report year
BF-0011031623 2022-10-11 No data Administrative Dissolution Certificate of Dissolution/Revocation No data
BF-0010670817 2022-07-07 No data Administrative Dissolution Notice of Intent to Dissolve/Revoke No data
0005866739 2017-06-06 2017-06-06 Change of Agent Address Agent Address Change No data
0004792035 2013-01-17 2013-01-25 Change of Agent Address Agent Address Change No data
0004727220 2012-10-03 No data Annual Report Annual Report 2012
0004404427 2011-07-06 No data Annual Report Annual Report 2011
0004404422 2011-07-06 No data Annual Report Annual Report 2010
0003948413 2009-06-15 No data Annual Report Annual Report 2009
0003726084 2008-06-09 No data Annual Report Annual Report 2008
0003493497 2007-07-02 No data Annual Report Annual Report 2007

Date of last update: 25 Nov 2024

Sources: Connecticut's Official State Website