|
SHENKMAN CAPITAL MANAGEMENT, INC. 401(K) RETIREMENT PLAN
|
2012
|
133280361
|
2013-07-29
|
SHENKMAN CAPITAL MANAGEMENT, INC.
|
80
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
002
|
| Effective date of plan |
2000-01-01
|
| Business code |
523900
|
| Sponsor’s telephone number |
2033483500
|
| Plan sponsor’s mailing address |
262 HARBOR DR, 4TH FLOOR, STAMFORD, CT, 06902
|
| Plan sponsor’s
address |
262 HARBOR DR, 4TH FLOOR, STAMFORD, CT, 06902
|
Plan administrator’s name and address
| Administrator’s EIN |
133280361 |
| Plan administrator’s name |
SHENKMAN CAPITAL MANAGEMENT, INC. |
| Plan administrator’s
address |
262 HARBOR DR, 4TH FLOOR, STAMFORD, CT, 06902 |
| Administrator’s telephone number |
2033483500 |
Number of participants as of the end of the plan year
| Active participants |
75 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
12 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
84 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2013-07-29 |
| Name of individual signing |
JULIANA MAITAN |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2013-07-29 |
| Name of individual signing |
JULIANA MAITAN |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
SHENKMAN CAPITAL MANAGEMENT, INC. 401(K) RETIREMENT PLAN
|
2011
|
133280361
|
2012-05-16
|
SHENKMAN CAPITAL MANAGEMENT, INC.
|
76
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
002
|
| Effective date of plan |
2000-01-01
|
| Business code |
523900
|
| Sponsor’s telephone number |
2033483500
|
| Plan sponsor’s mailing address |
262 HARBOR DR, 4TH FLOOR, STAMFORD, CT, 06902
|
| Plan sponsor’s
address |
262 HARBOR DR, 4TH FLOOR, STAMFORD, CT, 06902
|
Plan administrator’s name and address
| Administrator’s EIN |
133280361 |
| Plan administrator’s name |
SHENKMAN CAPITAL MANAGEMENT, INC. |
| Plan administrator’s
address |
262 HARBOR DR, 4TH FLOOR, STAMFORD, CT, 06902 |
| Administrator’s telephone number |
2033483500 |
Number of participants as of the end of the plan year
| Active participants |
73 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
7 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
80 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
4 |
Signature of
| Role |
Plan administrator |
| Date |
2012-05-16 |
| Name of individual signing |
STEPHANIE LOPEZ |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
SHENKMAN CAPITAL MANAGEMENT, INC. 401(K) RETIREMENT PLAN
|
2010
|
133280361
|
2011-05-10
|
SHENKMAN CAPITAL MANAGEMENT, INC.
|
67
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
002
|
| Effective date of plan |
2000-01-01
|
| Business code |
523900
|
| Sponsor’s telephone number |
2033483500
|
| Plan sponsor’s mailing address |
262 HARBOR DR, 4TH FLOOR, STAMFORD, CT, 06902
|
| Plan sponsor’s
address |
262 HARBOR DR, 4TH FLOOR, STAMFORD, CT, 06902
|
Plan administrator’s name and address
| Administrator’s EIN |
133280361 |
| Plan administrator’s name |
SHENKMAN CAPITAL MANAGEMENT, INC. |
| Plan administrator’s
address |
262 HARBOR DR, 4TH FLOOR, STAMFORD, CT, 06902 |
| Administrator’s telephone number |
2033483500 |
Number of participants as of the end of the plan year
| Active participants |
71 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
5 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
74 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2011-05-10 |
| Name of individual signing |
STEPHANIE LOPEZ |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
SHENKMAN CAPITAL MANAGEMENT, INC. 401(K) RETIREMENT PLAN
|
2010
|
133280361
|
2010-05-11
|
SHENKMAN CAPITAL MANAGEMENT, INC.
|
69
|
|
| Three-digit plan number (PN) |
002
|
| Effective date of plan |
2000-01-01
|
| Business code |
523900
|
| Sponsor’s telephone number |
2033483500
|
| Plan sponsor’s mailing address |
262 HARBOR DR, 4TH FLOOR, STAMFORD, CT, 06902
|
| Plan sponsor’s
address |
262 HARBOR DR, 4TH FLOOR, STAMFORD, CT, 06902
|
Plan administrator’s name and address
| Administrator’s EIN |
133280361 |
| Plan administrator’s name |
SHENKMAN CAPITAL MANAGEMENT, INC. |
| Plan administrator’s
address |
262 HARBOR DR, 4TH FLOOR, STAMFORD, CT, 06902 |
| Administrator’s telephone number |
2033483500 |
Number of participants as of the end of the plan year
| Active participants |
61 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
6 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
54 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2010-05-11 |
| Name of individual signing |
STEPHANIE LOPEZ |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
SHENKMAN CAPITAL MANAGEMENT, INC. 401(K) RETIREMENT PLAN
|
2009
|
133280361
|
2010-05-11
|
SHENKMAN CAPITAL MANAGEMENT, INC.
|
69
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
002
|
| Effective date of plan |
2000-01-01
|
| Business code |
523900
|
| Sponsor’s telephone number |
2033483500
|
| Plan sponsor’s mailing address |
262 HARBOR DR, 4TH FLOOR, STAMFORD, CT, 06902
|
| Plan sponsor’s
address |
262 HARBOR DR, 4TH FLOOR, STAMFORD, CT, 06902
|
Plan administrator’s name and address
| Administrator’s EIN |
133280361 |
| Plan administrator’s name |
SHENKMAN CAPITAL MANAGEMENT, INC. |
| Plan administrator’s
address |
262 HARBOR DR, 4TH FLOOR, STAMFORD, CT, 06902 |
| Administrator’s telephone number |
2033483500 |
Number of participants as of the end of the plan year
| Active participants |
61 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
6 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
54 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2010-05-11 |
| Name of individual signing |
STEPHANIE LOPEZ |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
