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LAPIDES ASSET MANAGEMENT, LLC

Company Details

Entity Name: LAPIDES ASSET MANAGEMENT, LLC
Jurisdiction: Connecticut
Legal type: LLC
Citizenship: Domestic
Status: Dissolved
Date Formed: 15 Jun 2005
Date of dissolution: 28 May 2024
Business ALEI: 0824560
NAICS code: 523110 - Investment Banking and Securities Dealing
Business address: 500 WEST PUTNAM AVENUE SUITE 400, GREENWICH, CT, 06830, United States
Mailing address: 500 WEST PUTNAM AVENUE SUITE 400, GREENWICH, CT, United States, 06830
ZIP code: 06830
County: Fairfield
Place of Formation: CONNECTICUT
E-Mail: af@lapides-am.com

Central Index Key

CIK number Mailing Address Business Address Phone
1357993 500 WEST PUTNAM AVENUE, GREENWICH, CT, 06830 500 WEST PUTNAM AVENUE, GREENWICH, CT, 06830 (203) 422-7202

Filings since 2023-08-04

Form type 13F-HR
File number 028-12084
Filing date 2023-08-04
Reporting date 2023-06-30
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Filings since 2023-04-27

Form type 13F-HR
File number 028-12084
Filing date 2023-04-27
Reporting date 2023-03-31
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Filings since 2023-01-27

Form type 13F-HR
File number 028-12084
Filing date 2023-01-27
Reporting date 2022-12-31
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Filings since 2022-10-27

Form type 13F-HR
File number 028-12084
Filing date 2022-10-27
Reporting date 2022-09-30
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Filings since 2022-08-02

Form type 13F-HR
File number 028-12084
Filing date 2022-08-02
Reporting date 2022-06-30
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Filings since 2022-04-28

Form type 13F-HR
File number 028-12084
Filing date 2022-04-28
Reporting date 2022-03-31
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Filings since 2022-01-31

Form type 13F-HR
File number 028-12084
Filing date 2022-01-31
Reporting date 2021-12-31
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Filings since 2021-10-27

Form type 13F-HR
File number 028-12084
Filing date 2021-10-27
Reporting date 2021-09-30
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Filings since 2021-07-26

Form type 13F-HR
File number 028-12084
Filing date 2021-07-26
Reporting date 2021-06-30
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Filings since 2021-05-03

Form type 13F-HR
File number 028-12084
Filing date 2021-05-03
Reporting date 2021-03-31
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Filings since 2021-02-04

Form type 13F-HR
File number 028-12084
Filing date 2021-02-04
Reporting date 2020-12-31
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Filings since 2020-11-02

Form type 13F-HR
File number 028-12084
Filing date 2020-11-02
Reporting date 2020-09-30
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Filings since 2020-07-30

Form type 13F-HR
File number 028-12084
Filing date 2020-07-30
Reporting date 2020-06-30
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Filings since 2020-05-07

Form type 13F-HR
File number 028-12084
Filing date 2020-05-07
Reporting date 2020-03-31
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Filings since 2020-01-29

Form type 13F-HR
File number 028-12084
Filing date 2020-01-29
Reporting date 2019-12-31
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Filings since 2019-10-30

Form type 13F-HR
File number 028-12084
Filing date 2019-10-30
Reporting date 2019-09-30
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Filings since 2019-07-30

Form type 13F-HR
File number 028-12084
Filing date 2019-07-30
Reporting date 2019-06-30
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Filings since 2019-04-30

Form type 13F-HR
File number 028-12084
Filing date 2019-04-30
Reporting date 2019-03-31
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Filings since 2019-02-13

Form type 13F-HR
File number 028-12084
Filing date 2019-02-13
Reporting date 2018-12-31
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Filings since 2018-12-10

Form type SC 13G/A
Filing date 2018-12-10
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Filings since 2018-11-21

Form type SC 13G/A
Filing date 2018-11-21
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Filings since 2018-10-30

Form type 13F-HR
File number 028-12084
Filing date 2018-10-30
Reporting date 2018-09-30
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Filings since 2018-07-31

Form type 13F-HR
File number 028-12084
Filing date 2018-07-31
Reporting date 2018-06-30
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Filings since 2018-05-01

Form type 13F-HR
File number 028-12084
Filing date 2018-05-01
Reporting date 2018-03-31
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Filings since 2018-02-15

Form type SC 13G/A
Filing date 2018-02-15
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Filings since 2018-02-08

Form type SC 13G/A
Filing date 2018-02-08
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Filings since 2018-02-08

Form type SC 13G/A
Filing date 2018-02-08
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Filings since 2018-02-08

Form type 13F-HR
File number 028-12084
Filing date 2018-02-08
Reporting date 2017-12-31
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Filings since 2017-11-07

Form type 13F-HR
File number 028-12084
Filing date 2017-11-07
Reporting date 2017-09-30
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Filings since 2017-08-25

Form type SC 13G/A
Filing date 2017-08-25
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Filings since 2017-08-04

Form type 13F-HR
File number 028-12084
Filing date 2017-08-04
Reporting date 2017-06-30
File View File

Filings since 2017-08-04

Form type SC 13G/A
Filing date 2017-08-04
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Filings since 2017-08-04

Form type SC 13G/A
Filing date 2017-08-04
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Filings since 2017-05-18

Form type 13F-HR
File number 028-12084
Filing date 2017-05-18
Reporting date 2017-03-31
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Filings since 2017-05-10

Form type SC 13G/A
Filing date 2017-05-10
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Filings since 2017-04-10

Form type SC 13G/A
Filing date 2017-04-10
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Filings since 2017-03-15

Form type SC 13G
Filing date 2017-03-15
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Filings since 2017-02-07

Form type SC 13G/A
Filing date 2017-02-07
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Filings since 2017-02-07

Form type 13F-HR
File number 028-12084
Filing date 2017-02-07
Reporting date 2016-12-31
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Filings since 2016-12-08

Form type SC 13G/A
Filing date 2016-12-08
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Filings since 2016-11-08

Form type 13F-HR
File number 028-12084
Filing date 2016-11-08
Reporting date 2016-09-30
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Filings since 2016-08-08

Form type 13F-HR
File number 028-12084
Filing date 2016-08-08
Reporting date 2016-06-30
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Filings since 2016-05-05

Form type SC 13G/A
Filing date 2016-05-05
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Filings since 2016-04-27

Form type 13F-HR
File number 028-12084
Filing date 2016-04-27
Reporting date 2016-03-31
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Filings since 2016-03-10

Form type SC 13G/A
Filing date 2016-03-10
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Filings since 2016-02-10

Form type SC 13G/A
Filing date 2016-02-10
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Filings since 2016-02-10

Form type SC 13G/A
Filing date 2016-02-10
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Filings since 2016-02-10

Form type 13F-HR
File number 028-12084
Filing date 2016-02-10
Reporting date 2015-12-31
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Filings since 2015-11-30

Form type SC 13G/A
Filing date 2015-11-30
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Filings since 2015-11-06

Form type 13F-HR
File number 028-12084
Filing date 2015-11-06
Reporting date 2015-09-30
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Filings since 2015-08-06

Form type 13F-HR
File number 028-12084
Filing date 2015-08-06
Reporting date 2015-06-30
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Filings since 2015-04-17

Form type 13F-HR
File number 028-12084
Filing date 2015-04-17
Reporting date 2015-03-31
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Filings since 2015-02-11

Form type 13F-HR
File number 028-12084
Filing date 2015-02-11
Reporting date 2014-12-31
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Filings since 2015-02-10

Form type SC 13G/A
Filing date 2015-02-10
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Filings since 2015-02-10

Form type SC 13G/A
Filing date 2015-02-10
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Filings since 2015-02-10

Form type SC 13G/A
Filing date 2015-02-10
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Filings since 2014-11-07

Form type 13F-HR
File number 028-12084
Filing date 2014-11-07
Reporting date 2014-09-30
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Filings since 2014-10-22

Form type SC 13G
Filing date 2014-10-22
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Filings since 2014-10-08

Form type SC 13G
Filing date 2014-10-08
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Filings since 2014-08-08

Form type 13F-HR
File number 028-12084
Filing date 2014-08-08
Reporting date 2014-06-30
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Filings since 2014-05-08

Form type 13F-HR
File number 028-12084
Filing date 2014-05-08
Reporting date 2014-03-31
File View File

Filings since 2014-02-10

Form type SC 13G/A
Filing date 2014-02-10
File View File

Filings since 2014-02-10

Form type SC 13G/A
Filing date 2014-02-10
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Filings since 2014-02-10

Form type SC 13G/A
Filing date 2014-02-10
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Filings since 2014-02-10

Form type 13F-HR
File number 028-12084
Filing date 2014-02-10
Reporting date 2013-12-31
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Filings since 2013-11-07

Form type 13F-HR
File number 028-12084
Filing date 2013-11-07
Reporting date 2013-09-30
File View File

Filings since 2013-08-08

Form type 13F-HR
File number 028-12084
Filing date 2013-08-08
Reporting date 2013-06-30
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Filings since 2013-04-24

Form type 13F-HR
File number 028-12084
Filing date 2013-04-24
Reporting date 2013-03-31
File View File

Filings since 2013-03-05

Form type SC 13G
Filing date 2013-03-05
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Filings since 2013-02-08

Form type SC 13G/A
Filing date 2013-02-08
File View File

Filings since 2013-02-08

Form type SC 13G/A
Filing date 2013-02-08
File View File

Filings since 2013-02-08

Form type 13F-HR
File number 028-12084
Filing date 2013-02-08
Reporting date 2012-12-31
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Filings since 2012-11-13

Form type 13F-HR
File number 028-12084
Filing date 2012-11-13
Reporting date 2012-09-30
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Filings since 2012-10-09

Form type SC 13G/A
Filing date 2012-10-09
File View File

Filings since 2012-08-09

Form type 13F-HR
File number 028-12084
Filing date 2012-08-09
Reporting date 2012-06-30
File View File

Filings since 2012-05-25

Form type SC 13G
Filing date 2012-05-25
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Filings since 2012-05-09

Form type SC 13G
Filing date 2012-05-09
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Filings since 2012-05-08

Form type 13F-HR
File number 028-12084
Filing date 2012-05-08
Reporting date 2012-03-31
File View File

Filings since 2012-02-09

Form type SC 13G/A
Filing date 2012-02-09
File View File

Filings since 2012-02-09

Form type 13F-HR
File number 028-12084
Filing date 2012-02-09
Reporting date 2011-12-31
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Filings since 2011-11-09

Form type 13F-HR
File number 028-12084
Filing date 2011-11-09
Reporting date 2011-09-30
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Filings since 2011-08-11

Form type 13F-HR
File number 028-12084
Filing date 2011-08-11
Reporting date 2011-06-30
File View File

Filings since 2011-05-09

Form type 13F-HR
File number 028-12084
Filing date 2011-05-09
Reporting date 2011-03-31
File View File

Filings since 2011-02-09

Form type SC 13G/A
Filing date 2011-02-09
File View File

Filings since 2011-02-09

Form type 13F-HR
File number 028-12084
Filing date 2011-02-09
Reporting date 2010-12-31
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Filings since 2010-11-12

Form type 13F-HR
File number 028-12084
Filing date 2010-11-12
Reporting date 2010-09-30
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Filings since 2010-08-09

Form type 13F-HR
File number 028-12084
Filing date 2010-08-09
Reporting date 2010-06-30
File View File

Filings since 2010-05-10

Form type 13F-HR/A
File number 028-12084
Filing date 2010-05-10
Reporting date 2010-03-31
File View File

Filings since 2010-05-10

Form type 13F-HR
File number 028-12084
Filing date 2010-05-10
Reporting date 2010-03-31
File View File

Filings since 2010-02-08

Form type 13F-HR
File number 028-12084
Filing date 2010-02-08
Reporting date 2009-12-31
File View File

Filings since 2009-11-12

Form type SC 13G
Filing date 2009-11-12
File View File

Filings since 2009-11-12

Form type 13F-HR
File number 028-12084
Filing date 2009-11-12
Reporting date 2009-09-30
File View File

Filings since 2009-07-29

Form type 13F-HR
File number 028-12084
Filing date 2009-07-29
Reporting date 2009-06-30
File View File

Filings since 2009-04-30

Form type 13F-HR
File number 028-12084
Filing date 2009-04-30
Reporting date 2009-03-31
File View File

Filings since 2009-01-20

Form type SC 13G/A
Filing date 2009-01-20
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Filings since 2009-01-20

Form type 13F-HR
File number 028-12084
Filing date 2009-01-20
Reporting date 2008-12-31
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Filings since 2008-10-29

Form type 13F-HR
File number 028-12084
Filing date 2008-10-29
Reporting date 2008-09-30
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Filings since 2008-07-24

Form type 13F-HR
File number 028-12084
Filing date 2008-07-24
Reporting date 2008-06-30
File View File

Filings since 2008-04-29

Form type 13F-HR
File number 028-12084
Filing date 2008-04-29
Reporting date 2008-03-31
File View File

Filings since 2008-02-07

Form type SC 13G
Filing date 2008-02-07
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Filings since 2008-02-04

Form type 13F-HR
File number 028-12084
Filing date 2008-02-04
Reporting date 2007-12-31
File View File

Filings since 2007-10-25

Form type 13F-HR
File number 028-12084
Filing date 2007-10-25
Reporting date 2007-09-30
File View File

Filings since 2007-07-24

Form type 13F-HR
File number 028-12084
Filing date 2007-07-24
Reporting date 2007-06-30
File View File

Filings since 2007-04-18

Form type 13F-HR/A
File number 028-12084
Filing date 2007-04-18
Reporting date 2007-03-30
File View File

Filings since 2007-04-18

Form type 13F-HR
File number 028-12084
Filing date 2007-04-18
Reporting date 2007-03-30
File View File

Filings since 2007-02-09

Form type 13F-HR/A
File number 028-12084
Filing date 2007-02-09
Reporting date 2006-12-31
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Filings since 2007-01-31

Form type 13F-HR
File number 028-12084
Filing date 2007-01-31
Reporting date 2006-12-31
File View File

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
LAPIDES ASSET MANAGEMENT LLC 401(K) PROFIT SHARING PLAN 2023 134300774 2024-06-12 LAPIDES ASSET MANAGEMENT, LLC 13
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2006-01-01
Business code 523900
Sponsor’s telephone number 2034227202
Plan sponsor’s address 500 W PUTNAM AVE, SUITE 400, GREENWICH, CT, 068306086

Signature of

Role Plan administrator
Date 2024-06-12
Name of individual signing JAMES BETZ
Valid signature Filed with authorized/valid electronic signature
LAPIDES ASSET MANAGEMENT LLC 401(K) PROFIT SHARING PLAN 2022 134300774 2023-10-09 LAPIDES ASSET MANAGEMENT, LLC 15
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2006-01-01
Business code 523900
Sponsor’s telephone number 2034227202
Plan sponsor’s address 500 W PUTNAM AVE, SUITE 400, GREENWICH, CT, 068306086

Signature of

Role Plan administrator
Date 2023-10-09
Name of individual signing JAMES BETZ
Valid signature Filed with authorized/valid electronic signature
LAPIDES ASSET MANAGEMENT LLC 401(K) PROFIT SHARING PLAN 2021 134300774 2022-09-14 LAPIDES ASSET MANAGEMENT, LLC 16
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2006-01-01
Business code 523900
Sponsor’s telephone number 2034227202
Plan sponsor’s address 500 W PUTNAM AVE, SUITE 400, GREENWICH, CT, 068306086

Signature of

Role Plan administrator
Date 2022-09-14
Name of individual signing JAMES BETZ
Valid signature Filed with authorized/valid electronic signature
LAPIDES ASSET MANAGEMENT, LLC DEFINED BENEFIT PENSION PLAN 2020 134300774 2021-10-06 LAPIDES ASSET MANAGEMENT, LLC 16
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2013-01-01
Business code 523900
Sponsor’s telephone number 2034227202
Plan sponsor’s address 500 W PUTNAM AVE, SUITE 400, GREENWICH, CT, 068306086

Signature of

Role Plan administrator
Date 2021-10-06
Name of individual signing JAMES BETZ
Valid signature Filed with authorized/valid electronic signature
LAPIDES ASSET MANAGEMENT LLC 401(K) PROFIT SHARING PLAN 2020 134300774 2021-10-07 LAPIDES ASSET MANAGEMENT, LLC 17
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2006-01-01
Business code 523900
Sponsor’s telephone number 2034227202
Plan sponsor’s address 500 W PUTNAM AVE, SUITE 400, GREENWICH, CT, 068306086

Signature of

Role Plan administrator
Date 2021-10-07
Name of individual signing JAMES BETZ
Valid signature Filed with authorized/valid electronic signature
LAPIDES ASSET MANAGEMENT, LLC DEFINED BENEFIT PENSION PLAN 2019 134300774 2020-09-17 LAPIDES ASSET MANAGEMENT, LLC 16
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2013-01-01
Business code 523900
Sponsor’s telephone number 2034227202
Plan sponsor’s address 500 W PUTNAM AVE 4TH FLOOR, GREENWICH, CT, 068306086

Signature of

Role Plan administrator
Date 2020-09-17
Name of individual signing JAMES BETZ
Valid signature Filed with authorized/valid electronic signature
LAPIDES ASSET MANAGEMENT LLC 401(K) PROFIT SHARING PLAN 2019 134300774 2020-09-18 LAPIDES ASSET MANAGEMENT, LLC 17
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2006-01-01
Business code 523900
Sponsor’s telephone number 2034227202
Plan sponsor’s address 500 W PUTNAM AVE, SUITE 400, GREENWICH, CT, 068306086

Signature of

Role Plan administrator
Date 2020-09-18
Name of individual signing JAMES BETZ
Valid signature Filed with authorized/valid electronic signature
LAPIDES ASSET MANAGEMENT, LLC DEFINED BENEFIT PENSION PLAN 2018 134300774 2019-09-12 LAPIDES ASSET MANAGEMENT, LLC 18
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2013-01-01
Business code 523900
Sponsor’s telephone number 2034227202
Plan sponsor’s address 500 W PUTNAM AVE 4TH FLOOR, GREENWICH, CT, 068306086

Signature of

Role Plan administrator
Date 2019-09-12
Name of individual signing JAMES BETZ
Valid signature Filed with authorized/valid electronic signature
LAPIDES ASSET MANAGEMENT LLC 401(K) PROFIT SHARING PLAN 2018 134300774 2019-09-12 LAPIDES ASSET MANAGEMENT, LLC 19
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2006-01-01
Business code 523900
Sponsor’s telephone number 2034227202
Plan sponsor’s address 500 W PUTNAM AVE 4TH FLOOR, GREENWICH, CT, 068306086

Signature of

Role Plan administrator
Date 2019-09-12
Name of individual signing JAMES BETZ
Valid signature Filed with authorized/valid electronic signature
LAPIDES ASSET MANAGEMENT, LLC DEFINED BENEFIT PENSION PLAN 2017 134300774 2018-09-17 LAPIDES ASSET MANAGEMENT, LLC 14
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2013-01-01
Business code 523900
Sponsor’s telephone number 2034227202
Plan sponsor’s address 500 W PUTNAM AVE 4TH FLOOR, GREENWICH, CT, 068306086

Signature of

Role Plan administrator
Date 2018-09-17
Name of individual signing JAMES BETZ
Valid signature Filed with authorized/valid electronic signature

Agent

Name Role Business address Mailing address Phone E-Mail Residence address
STEVEN M. WILSON Agent 500 WEST PUTNAM AVENUE SUITE 400, GREENWICH, CT, 06830, United States 500 WEST PUTNAM AVENUE SUITE 400, GREENWICH, CT, 06830, United States +1 203-536-9450 af@lapides-am.com 25 COMLY AVENUE, GREENWICH, CT, 06831, United States

Officer

Name Role Business address Phone E-Mail Residence address
STEVEN M. WILSON Officer 500 WEST PUTNAM AVENUE, GREENWICH, CT, 06830, United States +1 203-536-9450 af@lapides-am.com 25 COMLY AVENUE, GREENWICH, CT, 06831, United States

Filing

Filing number Filing date Effective date Filing category Filing type Report year
BF-0012649830 2024-05-28 2024-05-28 Dissolution Certificate of Dissolution No data
BF-0011164825 2023-01-10 No data Annual Report Annual Report No data
BF-0010271976 2022-03-03 No data Annual Report Annual Report 2022
0007093882 2021-02-01 No data Annual Report Annual Report 2021
0006763940 2020-02-20 No data Annual Report Annual Report 2020
0006310163 2019-01-07 No data Annual Report Annual Report 2019
0006022108 2018-01-22 No data Annual Report Annual Report 2018
0005854462 2017-06-01 No data Annual Report Annual Report 2017
0005591708 2016-06-24 No data Annual Report Annual Report 2016
0005355947 2015-06-25 No data Annual Report Annual Report 2015

Date of last update: 25 Nov 2024

Sources: Connecticut's Official State Website