DRUM CAPITAL MANAGEMENT, LLC 401(K) PLAN
|
2017
|
810670889
|
2018-05-24
|
DRUM CAPITAL MANAGEMENT, LLC
|
13
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2008-01-01
|
Business code |
523900
|
Sponsor’s telephone number |
2033917540
|
Plan sponsor’s
address |
107 ELM STREET, 10TH FLOOR, STAMFORD, CT, 06902
|
Signature of
Role |
Plan administrator |
Date |
2018-05-24 |
Name of individual signing |
JOE PETERS |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
DRUM CAPITAL MANAGEMENT, LLC 401(K) PLAN
|
2016
|
810670889
|
2018-01-23
|
DRUM CAPITAL MANAGEMENT, LLC
|
13
|
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2008-01-01
|
Business code |
523900
|
Sponsor’s telephone number |
2033917540
|
Plan sponsor’s
address |
107 ELM STREET, 10TH FLOOR, STAMFORD, CT, 06902
|
Signature of
Role |
Plan administrator |
Date |
2018-01-23 |
Name of individual signing |
JOE PETERS |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2018-01-23 |
Name of individual signing |
JOE PETERS |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
DRUM CAPITAL MANAGEMENT, LLC 401(K) PLAN
|
2016
|
810670889
|
2017-05-23
|
DRUM CAPITAL MANAGEMENT, LLC
|
13
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2008-01-01
|
Business code |
523900
|
Sponsor’s telephone number |
2033917540
|
Plan sponsor’s
address |
107 ELM STREET, 10TH FLOOR, STAMFORD, CT, 06902
|
Signature of
Role |
Plan administrator |
Date |
2017-05-23 |
Name of individual signing |
JOE PETERS |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
DRUM CAPITAL MANAGEMENT, LLC 401(K) PLAN
|
2015
|
810670889
|
2016-09-02
|
DRUM CAPITAL MANAGEMENT, LLC
|
11
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2008-01-01
|
Business code |
523900
|
Sponsor’s telephone number |
2033917571
|
Plan sponsor’s
address |
107 ELM STREET, 10TH FLOOR, STAMFORD, CT, 06902
|
Signature of
Role |
Plan administrator |
Date |
2016-09-02 |
Name of individual signing |
AMBER TENCIC |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
DRUM CAPITAL MANAGEMENT, LLC 401(K) PLAN
|
2014
|
810670889
|
2015-07-30
|
DRUM CAPITAL MANAGEMENT, LLC
|
11
|
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2008-01-01
|
Business code |
523900
|
Sponsor’s telephone number |
2033917571
|
Plan sponsor’s
address |
107 ELM STREET, 10TH FLOOR, STAMFORD, CT, 06902
|
Signature of
Role |
Plan administrator |
Date |
2015-07-29 |
Name of individual signing |
AMBER TENCIC |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
DRUM CAPITAL MANAGEMENT, LLC 401(K) PLAN
|
2013
|
810670889
|
2014-07-31
|
DRUM CAPITAL MANAGEMENT, LLC
|
11
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2008-01-01
|
Business code |
523900
|
Sponsor’s telephone number |
2033917571
|
Plan sponsor’s
address |
107 ELM STREET, 10TH FLOOR, STAMFORD, CT, 06902
|
Signature of
Role |
Plan administrator |
Date |
2014-07-31 |
Name of individual signing |
AMBER TENCIC |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
DRUM CAPITAL MANAGEMENT, LLC 401(K) PLAN
|
2012
|
810670889
|
2013-07-31
|
DRUM CAPITAL MANAGEMENT, LLC
|
8
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2008-01-01
|
Business code |
523900
|
Sponsor’s telephone number |
2033917571
|
Plan sponsor’s
address |
107 ELM STREET, 10TH FLOOR, STAMFORD, CT, 06902
|
Signature of
Role |
Plan administrator |
Date |
2013-07-31 |
Name of individual signing |
AMBER TENCIC |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
DRUM CAPITAL MANAGEMENT, LLC 401(K) PLAN
|
2011
|
810670889
|
2012-07-30
|
DRUM CAPITAL MANAGEMENT, LLC
|
12
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2008-01-01
|
Business code |
523900
|
Sponsor’s telephone number |
2033917571
|
Plan sponsor’s
address |
107 ELM STREET, 10TH FLOOR, STAMFORD, CT, 06902
|
Plan administrator’s name and address
Administrator’s EIN |
810670889 |
Plan administrator’s name |
DRUM CAPITAL MANAGEMENT, LLC |
Plan administrator’s
address |
107 ELM STREET, 10TH FLOOR, STAMFORD, CT, 06902 |
Administrator’s telephone number |
2033917571 |
Signature of
Role |
Plan administrator |
Date |
2012-07-30 |
Name of individual signing |
AMBER TENCIC |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
DRUM CAPITAL MANAGEMENT, LLC 401(K) PLAN
|
2010
|
810670889
|
2011-07-29
|
DRUM CAPITAL MANAGEMENT, LLC
|
14
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2008-01-01
|
Business code |
523900
|
Sponsor’s telephone number |
2033917571
|
Plan sponsor’s
address |
107 ELM STREET, 10TH FLOOR, STAMFORD, CT, 06902
|
Plan administrator’s name and address
Administrator’s EIN |
810670889 |
Plan administrator’s name |
DRUM CAPITAL MANAGEMENT, LLC |
Plan administrator’s
address |
107 ELM STREET, 10TH FLOOR, STAMFORD, CT, 06902 |
Administrator’s telephone number |
2033917571 |
Signature of
Role |
Plan administrator |
Date |
2011-07-29 |
Name of individual signing |
AMBER TENCIC |
Valid signature |
Filed with authorized/valid electronic signature |
|
|