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DRUM CAPITAL MANAGEMENT, LLC

Company Details

Entity Name: DRUM CAPITAL MANAGEMENT, LLC
Jurisdiction: Connecticut
Legal type: LLC
Citizenship: Domestic
Status: Active
Sub status: Annual report due
Date Formed: 14 Apr 2005 (Companies founded in April 2005)
Business ALEI: 0818335
Annual report due: 31 Mar 2025
NAICS code: 523999 - Miscellaneous Financial Investment Activities
Business address: 107 ELM STREET 10TH FLOOR, STAMFORD, CT, 06902, United States
Mailing address: 107 ELM STREET 10TH FLOOR, STAMFORD, CT, United States, 06902
ZIP code: 06902 (Companies in Fairfield, 06902)
County: Fairfield
Place of Formation: CONNECTICUT
E-Mail: vertucci@drumcapital.com

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
DRUM CAPITAL MANAGEMENT, LLC 401(K) PLAN 2017 810670889 2018-05-24 DRUM CAPITAL MANAGEMENT, LLC 13
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 523900
Sponsor’s telephone number 2033917540
Plan sponsor’s address 107 ELM STREET, 10TH FLOOR, STAMFORD, CT, 06902

Signature of

Role Plan administrator
Date 2018-05-24
Name of individual signing JOE PETERS
Valid signature Filed with authorized/valid electronic signature
DRUM CAPITAL MANAGEMENT, LLC 401(K) PLAN 2016 810670889 2018-01-23 DRUM CAPITAL MANAGEMENT, LLC 13
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 523900
Sponsor’s telephone number 2033917540
Plan sponsor’s address 107 ELM STREET, 10TH FLOOR, STAMFORD, CT, 06902

Signature of

Role Plan administrator
Date 2018-01-23
Name of individual signing JOE PETERS
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2018-01-23
Name of individual signing JOE PETERS
Valid signature Filed with authorized/valid electronic signature
DRUM CAPITAL MANAGEMENT, LLC 401(K) PLAN 2016 810670889 2017-05-23 DRUM CAPITAL MANAGEMENT, LLC 13
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 523900
Sponsor’s telephone number 2033917540
Plan sponsor’s address 107 ELM STREET, 10TH FLOOR, STAMFORD, CT, 06902

Signature of

Role Plan administrator
Date 2017-05-23
Name of individual signing JOE PETERS
Valid signature Filed with authorized/valid electronic signature
DRUM CAPITAL MANAGEMENT, LLC 401(K) PLAN 2015 810670889 2016-09-02 DRUM CAPITAL MANAGEMENT, LLC 11
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 523900
Sponsor’s telephone number 2033917571
Plan sponsor’s address 107 ELM STREET, 10TH FLOOR, STAMFORD, CT, 06902

Signature of

Role Plan administrator
Date 2016-09-02
Name of individual signing AMBER TENCIC
Valid signature Filed with authorized/valid electronic signature
DRUM CAPITAL MANAGEMENT, LLC 401(K) PLAN 2014 810670889 2015-07-30 DRUM CAPITAL MANAGEMENT, LLC 11
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 523900
Sponsor’s telephone number 2033917571
Plan sponsor’s address 107 ELM STREET, 10TH FLOOR, STAMFORD, CT, 06902

Signature of

Role Plan administrator
Date 2015-07-29
Name of individual signing AMBER TENCIC
Valid signature Filed with authorized/valid electronic signature
DRUM CAPITAL MANAGEMENT, LLC 401(K) PLAN 2013 810670889 2014-07-31 DRUM CAPITAL MANAGEMENT, LLC 11
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 523900
Sponsor’s telephone number 2033917571
Plan sponsor’s address 107 ELM STREET, 10TH FLOOR, STAMFORD, CT, 06902

Signature of

Role Plan administrator
Date 2014-07-31
Name of individual signing AMBER TENCIC
Valid signature Filed with authorized/valid electronic signature
DRUM CAPITAL MANAGEMENT, LLC 401(K) PLAN 2012 810670889 2013-07-31 DRUM CAPITAL MANAGEMENT, LLC 8
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 523900
Sponsor’s telephone number 2033917571
Plan sponsor’s address 107 ELM STREET, 10TH FLOOR, STAMFORD, CT, 06902

Signature of

Role Plan administrator
Date 2013-07-31
Name of individual signing AMBER TENCIC
Valid signature Filed with authorized/valid electronic signature
DRUM CAPITAL MANAGEMENT, LLC 401(K) PLAN 2011 810670889 2012-07-30 DRUM CAPITAL MANAGEMENT, LLC 12
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 523900
Sponsor’s telephone number 2033917571
Plan sponsor’s address 107 ELM STREET, 10TH FLOOR, STAMFORD, CT, 06902

Plan administrator’s name and address

Administrator’s EIN 810670889
Plan administrator’s name DRUM CAPITAL MANAGEMENT, LLC
Plan administrator’s address 107 ELM STREET, 10TH FLOOR, STAMFORD, CT, 06902
Administrator’s telephone number 2033917571

Signature of

Role Plan administrator
Date 2012-07-30
Name of individual signing AMBER TENCIC
Valid signature Filed with authorized/valid electronic signature
DRUM CAPITAL MANAGEMENT, LLC 401(K) PLAN 2010 810670889 2011-07-29 DRUM CAPITAL MANAGEMENT, LLC 14
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 523900
Sponsor’s telephone number 2033917571
Plan sponsor’s address 107 ELM STREET, 10TH FLOOR, STAMFORD, CT, 06902

Plan administrator’s name and address

Administrator’s EIN 810670889
Plan administrator’s name DRUM CAPITAL MANAGEMENT, LLC
Plan administrator’s address 107 ELM STREET, 10TH FLOOR, STAMFORD, CT, 06902
Administrator’s telephone number 2033917571

Signature of

Role Plan administrator
Date 2011-07-29
Name of individual signing AMBER TENCIC
Valid signature Filed with authorized/valid electronic signature

Agent

Name Role Business address Mailing address Phone E-Mail Residence address
SCOTT E. VOLLMER Agent 107 ELM ST FL 10, STAMFORD, CT, 06902, United States 107 ELM ST FL 10, STAMFORD, CT, 06902, United States +1 203-613-4020 vertucci@drumcapital.com 115 MIDDLEBROOK FARM ROAD, WILTON, CT, 06897, United States

Officer

Name Role Business address Phone E-Mail Residence address
SCOTT E. VOLLMER Officer 107 ELM STREET, 10TH FLOOR, DRUM CAPITAL MANAGEMENT, STAMFORD, CT, 06902, United States +1 203-613-4020 vertucci@drumcapital.com 115 MIDDLEBROOK FARM ROAD, WILTON, CT, 06897, United States

History

Type Old value New value Date of change
Name change DRUMHILL CAPITAL MANAGEMENT LLC DRUM CAPITAL MANAGEMENT, LLC 2005-06-27

Filing

Filing number Filing date Effective date Filing category Filing type Report year
BF-0012132161 2024-03-08 No data Annual Report Annual Report No data
BF-0011167477 2023-01-20 No data Annual Report Annual Report No data
BF-0010382456 2022-03-08 No data Annual Report Annual Report 2022
0007109918 2021-02-02 No data Annual Report Annual Report 2021
0006780348 2020-02-25 No data Annual Report Annual Report 2020
0006314141 2019-01-09 No data Annual Report Annual Report 2019
0006002195 2018-01-11 No data Annual Report Annual Report 2018
0006002187 2018-01-11 No data Annual Report Annual Report 2017
0005538945 2016-04-13 No data Annual Report Annual Report 2016
0005298656 2015-03-18 No data Annual Report Annual Report 2015

Date of last update: 18 Nov 2024

Sources: Connecticut's Official State Website