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COOK PINE CAPITAL LLC

Company Details

Entity Name: COOK PINE CAPITAL LLC
Jurisdiction: Connecticut
Legal type: LLC
Citizenship: Foreign
Status: Active
Sub status: Annual report due
Date Formed: 20 Jan 2005 (Companies founded in January 2005)
Business ALEI: 0801511
Annual report due: 31 Mar 2025
NAICS code: 523940 - Portfolio Management and Investment Advice
Business address: 2 SOUND VIEW DRIVE, GREENWICH, CT, 06830, United States
Mailing address: 2 SOUND VIEW DRIVE, GREENWICH, CT, United States, 06830
Mailing jurisdiction address: 2711 CENTERVILLE ROAD SUITE 400, WILMINGTON, DE, 19808, United States
ZIP code: 06830 (Companies in Fairfield, 06830)
County: Fairfield
Place of Formation: DELAWARE
E-Mail: ekuwana@cookpinecapital.com

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
COOK PINE CAPITAL, LLC RETIREMENT SAVINGS PLAN 2023 202020919 2024-04-02 COOK PINE CAPITAL, LLC 10
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 523900
Sponsor’s telephone number 2038612938
Plan sponsor’s address 2 SOUND VIEW DRIVE, GREENWICH, CT, 06830

Signature of

Role Plan administrator
Date 2024-04-02
Name of individual signing EIICHIRO KUWANA
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2024-04-02
Name of individual signing EIICHIRO KUWANA
Valid signature Filed with authorized/valid electronic signature
COOK PINE CAPITAL, LLC RETIREMENT SAVINGS PLAN 2023 202020919 2024-04-29 COOK PINE CAPITAL, LLC 10
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 523900
Sponsor’s telephone number 2038612938
Plan sponsor’s address 2 SOUND VIEW DRIVE, GREENWICH, CT, 06830

Signature of

Role Plan administrator
Date 2024-04-29
Name of individual signing EIICHIRO KUWANA
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2024-04-29
Name of individual signing EIICHIRO KUWANA
Valid signature Filed with authorized/valid electronic signature
COOK PINE CAPITAL, LLC RETIREMENT SAVINGS PLAN 2022 202020919 2023-05-17 COOK PINE CAPITAL, LLC 10
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 523900
Sponsor’s telephone number 2038612938
Plan sponsor’s address 2 SOUND VIEW DRIVE, GREENWICH, CT, 06830

Signature of

Role Plan administrator
Date 2023-05-17
Name of individual signing EIICHIRO KUWANA
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2023-05-17
Name of individual signing EIICHIRO KUWANA
Valid signature Filed with authorized/valid electronic signature
COOK PINE CAPITAL, LLC RETIREMENT SAVINGS PLAN 2021 202020919 2022-07-20 COOK PINE CAPITAL, LLC 9
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 523900
Sponsor’s telephone number 2038612938
Plan sponsor’s address 2 SOUND VIEW DRIVE, GREENWICH, CT, 06830

Signature of

Role Plan administrator
Date 2022-07-20
Name of individual signing EIICHIRO KUWANA
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2022-07-20
Name of individual signing EIICHIRO KUWANA
Valid signature Filed with authorized/valid electronic signature
COOK PINE CAPITAL, LLC RETIREMENT SAVINGS PLAN 2020 202020919 2021-03-05 COOK PINE CAPITAL, LLC 8
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 523900
Sponsor’s telephone number 2038612938
Plan sponsor’s address 2 SOUND VIEW DRIVE, GREENWICH, CT, 06830

Signature of

Role Plan administrator
Date 2021-03-05
Name of individual signing EIICHIRO KUWANA
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2021-03-05
Name of individual signing EIICHIRO KUWANA
Valid signature Filed with authorized/valid electronic signature
COOK PINE CAPITAL, LLC RETIREMENT SAVINGS PLAN 2019 202020919 2020-04-28 COOK PINE CAPITAL, LLC 9
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 523900
Sponsor’s telephone number 2038612938
Plan sponsor’s address 2 SOUND VIEW DRIVE, GREENWICH, CT, 06830

Signature of

Role Plan administrator
Date 2020-04-28
Name of individual signing EIICHIRO KUWANA
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2020-04-28
Name of individual signing EIICHIRO KUWANA
Valid signature Filed with authorized/valid electronic signature
COOK PINE CAPITAL, LLC RETIREMENT SAVINGS PLAN 2018 202020919 2019-07-17 COOK PINE CAPITAL, LLC 9
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 523900
Sponsor’s telephone number 2038612938
Plan sponsor’s address 2 SOUND VIEW DRIVE, GREENWICH, CT, 06830

Signature of

Role Plan administrator
Date 2019-07-17
Name of individual signing EIICHIRO KUWANA
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2019-07-17
Name of individual signing EIICHIRO KUWANA
Valid signature Filed with authorized/valid electronic signature
COOK PINE CAPITAL, LLC RETIREMENT SAVINGS PLAN 2017 202020919 2018-05-10 COOK PINE CAPITAL, LLC 9
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 523900
Sponsor’s telephone number 2038612938
Plan sponsor’s address 2 SOUND VIEW DRIVE, GREENWICH, CT, 06830

Signature of

Role Plan administrator
Date 2018-05-10
Name of individual signing EIICHIRO KUWANA
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2018-05-10
Name of individual signing EIICHIRO KUWANA
Valid signature Filed with authorized/valid electronic signature
COOK PINE CAPITAL, LLC RETIREMENT SAVINGS PLAN 2016 202020919 2017-05-02 COOK PINE CAPITAL, LLC 7
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 523900
Sponsor’s telephone number 2038612938
Plan sponsor’s address 73 ARCH STREET, GREENWICH, CT, 06830

Signature of

Role Plan administrator
Date 2017-05-02
Name of individual signing EIICHIRO KUWANA
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2017-05-02
Name of individual signing EIICHIRO KUWANA
Valid signature Filed with authorized/valid electronic signature
COOK PINE CAPITAL, LLC RETIREMENT SAVINGS PLAN 2015 202020919 2016-06-30 COOK PINE CAPITAL, LLC 7
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 523900
Sponsor’s telephone number 2038612938
Plan sponsor’s address 73 ARCH STREET, GREENWICH, CT, 06830

Signature of

Role Plan administrator
Date 2016-06-30
Name of individual signing EIICHIRO KUWANA
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2016-06-30
Name of individual signing EIICHIRO KUWANA
Valid signature Filed with authorized/valid electronic signature

Agent

Name Role Business address Mailing address Phone E-Mail Residence address
R SCOTT BEACH Agent DAY BERRY & HOWARD, ONE E PUTNAM AVE, GREENWICH, CT, 06830, United States DAY BERRY & HOWARD, ONE E PUTNAM AVE, GREENWICH, CT, 06830, United States +1 203-862-7284 ekuwana@cookpinecapital.com 68 PATRICK RD, WESTPORT, CT, 06880, United States

Officer

Name Role Business address Residence address
EIICHIRO KUWANA Officer 2 SOUND VIEW DRIVE, GREENWICH, CT, 06830, United States 8 LAUB POND RD, GREENWICH, CT, 06831, United States
YUMI KUWANA Officer 2 SOUND VIEW DRIVE, GREENWICH, CT, 06830, United States 8 LAUB POND ROAD, GREENWICH, CT, 06830, United States

Filing

Filing number Filing date Effective date Filing category Filing type Report year
BF-0012141568 2024-01-18 No data Annual Report Annual Report No data
BF-0011164948 2023-01-17 No data Annual Report Annual Report No data
BF-0010204737 2022-03-02 No data Annual Report Annual Report 2022
0007103600 2021-02-01 No data Annual Report Annual Report 2021
0006804418 2020-03-02 No data Annual Report Annual Report 2020
0006804407 2020-03-02 No data Annual Report Annual Report 2019
0006313952 2019-01-09 No data Annual Report Annual Report 2018
0006002601 2018-01-11 No data Annual Report Annual Report 2015
0006002609 2018-01-11 No data Annual Report Annual Report 2017
0006002589 2018-01-11 No data Annual Report Annual Report 2014

Date of last update: 11 Nov 2024

Sources: Connecticut's Official State Website