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  5. SEVERN RIVER CAPITAL MANAGEMENT, LLC

SEVERN RIVER CAPITAL MANAGEMENT, LLC

Company Details

Entity Name: SEVERN RIVER CAPITAL MANAGEMENT, LLC
Jurisdiction: Connecticut
Legal type: LLC
Citizenship: Foreign
Status: Active
Sub status: Annual report due
Date Formed: 13 Feb 2004
Business ALEI: 0774592
Annual report due: 31 Mar 2025
NAICS code: 523940 - Portfolio Management and Investment Advice
Business address: 41 W. PUTNAM AVE, GREENWICH, CT, 06830, United States
Mailing address: 41 W. PUTNAM AVE, SUIE 203, GREENWICH, CT, United States, 06830
Mailing jurisdiction address: COGENCY GLOBAL 850 NEW BURTON ROAD SUITE 201, DOVER, DE, 19904, United States
ZIP code: 06830
County: Fairfield
Place of Formation: DELAWARE
E-Mail: Scott.roth@srcmllc.com

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
SEVERN RIVER CAPITAL MANAGEMENT LLC CASH BALANCE PENSION PLAN AND TRUST 2013 200715348 2014-08-11 SEVERN RIVER CAPITAL MANAGEMENT LLC 5
File View Page
Three-digit plan number (PN) 003
Effective date of plan 2010-01-01
Business code 523900
Sponsor’s telephone number 2039713600
Plan sponsor’s address 12 HAVEMEYER PLACE, GREENWICH, CT, 06830

Signature of
Role Plan administrator
Date 2014-08-11
Name of individual signing STEPHEN ROTH
Valid signature Filed with authorized/valid electronic signature
SEVERN RIVER CAPITAL MANAGEMENT LLC INCENTIVE SAVINGS PLAN AND TRUST 2013 200715348 2014-08-11 SEVERN RIVER CAPITAL MANAGEMENT LLC 9
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2010-01-01
Business code 523900
Sponsor’s telephone number 2039713600
Plan sponsor’s address 12 HAVEMEYER PLACE, GREENWICH, CT, 06830

Signature of
Role Plan administrator
Date 2014-08-11
Name of individual signing STEPHEN ROTH
Valid signature Filed with authorized/valid electronic signature
SEVERN RIVER CAPITAL MANAGEMENT LLC CASH BALANCE PENSION PLAN AND TRUST 2012 200715348 2013-05-09 SEVERN RIVER CAPITAL MANAGEMENT LLC 4
File View Page
Three-digit plan number (PN) 003
Effective date of plan 2010-01-01
Business code 523900
Sponsor’s telephone number 2039713600
Plan sponsor’s address 12 HAVEMEYER PLACE, GREENWICH, CT, 06830

Signature of
Role Plan administrator
Date 2013-05-09
Name of individual signing CHRISTINE GLICK
Valid signature Filed with authorized/valid electronic signature
SEVERN RIVER CAPITAL MANAGEMENT LLC INCENTIVE SAVINGS PLAN AND TRUST 2012 200715348 2013-05-09 SEVERN RIVER CAPITAL MANAGEMENT LLC 7
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2010-01-01
Business code 523900
Sponsor’s telephone number 2039713600
Plan sponsor’s address 12 HAVEMEYER PLACE, GREENWICH, CT, 06830

Signature of
Role Plan administrator
Date 2013-05-09
Name of individual signing CHRISTINE GLICK
Valid signature Filed with authorized/valid electronic signature
SEVERN RIVER CAPITAL MANAGEMENT LLC CASH BALANCE PENSION PLAN AND TRUST 2011 200715348 2012-09-21 SEVERN RIVER CAPITAL MANAGEMENT LLC 3
File View Page
Three-digit plan number (PN) 003
Effective date of plan 2010-01-01
Business code 523900
Sponsor’s telephone number 2039713600
Plan sponsor’s address 12 HAVEMEYER PLACE, GREENWICH, CT, 06830

Plan administrator’s name and address
Administrator’s EIN 200715348
Plan administrator’s name SEVERN RIVER CAPITAL MANAGEMENT LLC
Plan administrator’s address 12 HAVEMEYER PLACE, GREENWICH, CT, 06830
Administrator’s telephone number 2039713600

Signature of
Role Plan administrator
Date 2012-09-21
Name of individual signing CHRISTINE GLICK
Valid signature Filed with authorized/valid electronic signature
SEVERN RIVER CAPITAL MANAGEMENT LLC INCENTIVE SAVINGS PLAN AND TRUST 2011 200715348 2012-09-21 SEVERN RIVER CAPITAL MANAGEMENT LLC 6
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2010-01-01
Business code 523900
Sponsor’s telephone number 2039713600
Plan sponsor’s address 12 HAVEMEYER PLACE, GREENWICH, CT, 06830

Plan administrator’s name and address
Administrator’s EIN 200715348
Plan administrator’s name SEVERN RIVER CAPITAL MANAGEMENT LLC
Plan administrator’s address 12 HAVEMEYER PLACE, GREENWICH, CT, 06830
Administrator’s telephone number 2039713600

Signature of
Role Plan administrator
Date 2012-09-21
Name of individual signing CHRISTINE GLICK
Valid signature Filed with authorized/valid electronic signature
SEVERN RIVER CAPITAL MANAGEMENT LLC CASH BALANCE PENSION PLAN AND TRUST 2010 200715348 2011-05-31 SEVERN RIVER CAPITAL MANAGEMENT LLC 0
File View Page
Three-digit plan number (PN) 003
Effective date of plan 2010-01-01
Business code 523900
Sponsor’s telephone number 2039713600
Plan sponsor’s address 12 HAVEMEYER PLACE, GREENWICH, CT, 06830

Plan administrator’s name and address
Administrator’s EIN 200715348
Plan administrator’s name SEVERN RIVER CAPITAL MANAGEMENT LLC
Plan administrator’s address 12 HAVEMEYER PLACE, GREENWICH, CT, 06830
Administrator’s telephone number 2039713600

Signature of
Role Plan administrator
Date 2011-05-31
Name of individual signing CHRISTINE GLICK
Valid signature Filed with authorized/valid electronic signature
SEVERN RIVER CAPITAL MANAGEMENT LLC INCENTIVE SAVINGS PLAN AND TRUST 2010 200715348 2011-05-31 SEVERN RIVER CAPITAL MANAGEMENT LLC 0
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2010-01-01
Business code 523900
Sponsor’s telephone number 2039713600
Plan sponsor’s address 12 HAVEMEYER PLACE, GREENWICH, CT, 06830

Plan administrator’s name and address
Administrator’s EIN 200715348
Plan administrator’s name SEVERN RIVER CAPITAL MANAGEMENT LLC
Plan administrator’s address 12 HAVEMEYER PLACE, GREENWICH, CT, 06830
Administrator’s telephone number 2039713600

Signature of
Role Plan administrator
Date 2011-05-31
Name of individual signing CHRISTINE GLICK
Valid signature Filed with authorized/valid electronic signature

Officer

Name Role Business address Residence address
STEPHEN SCOTT ROTH Officer 41 W. PUTNAM AVE, SUITE 2B, GREENWICH, CT, 06830, United States 53 Woodside Dr, GREENWICH, CT, 06830, United States

Agent

Name Role Business address Mailing address Phone E-Mail Residence address
STEPHEN ROTH Agent 41 W PUTNAM AVE, STE 203, GREENWICH, CT, 06830, United States 41 W PUTNAM AVE, Ste 203, GREENWICH, CT, 06830, United States +1 203-570-2935 SCOTT.ROTH@SRCMLLC.COM 53 Woodside Drive, GREENWICH, CT, 06830, United States

Filing

Filing number Filing date Effective date Filing category Filing type Report year
BF-0012320459 2024-01-31 No data Annual Report Annual Report No data
BF-0011162183 2023-03-01 No data Annual Report Annual Report No data
BF-0010275108 2022-04-06 No data Annual Report Annual Report 2022
0007143390 2021-02-10 No data Annual Report Annual Report 2021
0006870691 2020-04-02 No data Annual Report Annual Report 2020
0006324764 2019-01-17 No data Annual Report Annual Report 2019
0006234454 2018-08-17 No data Annual Report Annual Report 2017
0006234455 2018-08-17 No data Annual Report Annual Report 2018
0005561753 2016-05-12 No data Annual Report Annual Report 2014
0005561755 2016-05-12 No data Annual Report Annual Report 2015

Related by officers

STEPHEN SCOTT ROTH

25 W ELM ST APT 56 OWNERS LLC 169 MILBANK AVENUE ASSOCIATION, INC. GREENRYE MANAGEMENT LLC 130 HAVEMEYER PLACE OWNERS LLC 129 HAVEMEYER PLACE OWNERS LLC 169 MILBANK AVENUE OWNERS LLC 169 MILBANK AVENUE MANAGERS LLC 156 OVERLOOK DRIVE OWNERS LLC

STEPHEN ROTH

GOPAP SYNTHESIS INC.

Related by address

COGENCY GLOBAL 850 NEW BURTON ROAD SUITE 201, DOVER, DE, 19904, United States

TONTINE ASSOCIATES, LLC

Date of last update: 25 Nov 2024

Sources: Connecticut's Official State Website

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