| Entity Name: | HILLTOP SECURITIES INC. |
| Jurisdiction: | Connecticut |
| Legal type: | Stock |
| Citizenship: | Foreign |
| Status: | Active |
| Sub status: | Annual report due |
| Date Formed: | 20 Jan 2004 (Companies founded in January 2004) |
| Business ALEI: | 0771607 |
| Annual report due: | 20 Jan 2025 |
| NAICS code: | 523150 - Investment Banking and Securities Intermediation |
| Business address: | 717 N. Harwood Street, Suite 3400, DALLAS, TX, 75201, United States |
| Mailing address: | 717 N. Harwood Street, Suite 3400, DALLAS, TX, United States, 75201 |
| Place of Formation: | DELAWARE |
| E-Mail: | CLS-CTARMSevidence@wolterskluwer.com |
| Name | Role |
|---|---|
| C T CORPORATION SYSTEM | Agent |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| Laura Alexander | Director | 717 N. Harwood Street, Suite 3400, DALLAS, TX, 75201, United States | 717 N. Harwood Street, Suite 3400, DALLAS, TX, 75201, United States |
| M. Bradley Winges | Director | 717 N. Harwood Street, Suite 3400, DALLAS, TX, 75201, United States | 717 N. Harwood Street, Suite 3400, DALLAS, TX, 75201, United States |
| Jonathan S. Sobel | Director | 717 N. Harwood Street, Suite 3400, DALLAS, TX, 75201, United States | 717 N. Harwood Street, Suite 3400, DALLAS, TX, 75201, United States |
| David K. Medanich | Director | 717 N. Harwood Street, Suite 3400, DALLAS, TX, 75201, United States | 717 N. Harwood Street, Suite 3400, DALLAS, TX, 75201, United States |
| Laura Leventhal | Director | 717 N. Harwood Street, Suite 3400, DALLAS, TX, 75201, United States | 717 N. Harwood Street, Suite 3400, DALLAS, TX, 75201, United States |
| J. Michael Edge | Director | 717 N. Harwood Street, Suite 3400, DALLAS, TX, 75201, United States | 717 N. Harwood Street, Suite 3400, DALLAS, TX, 75201, United States |
| John R. Muschalek | Director | 717 N. Harwood Street, Suite 3400, DALLAS, TX, 75201, United States | 717 N. Harwood Street, Suite 3400, DALLAS, TX, 75201, United States |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| Brian L. Wittneben | Officer | 717 N. Harwood Street, Suite 3400, DALLAS, TX, 75201, United States | 717 N. Harwood Street, Suite 3400, DALLAS, TX, 75201, United States |
| M. Bradley Winges | Officer | 717 N. Harwood Street, Suite 3400, DALLAS, TX, 75201, United States | 717 N. Harwood Street, Suite 3400, DALLAS, TX, 75201, United States |
| laura leventhal | Officer | 717 N. Harwood Street, Suite 3400, DALLAS, TX, 75201, United States | 717 N. Harwood Street, Suite 3400, DALLAS, TX, 75201, United States |
| Type | Old value | New value | Date of change |
|---|---|---|---|
| Name change | SOUTHWEST SECURITIES INC. | HILLTOP SECURITIES INC. | 2015-10-06 |
| Filing number | Filing date | Effective date | Filing category | Filing type | Report year |
|---|---|---|---|---|---|
| BF-0012319918 | 2024-01-23 | No data | Annual Report | Annual Report | No data |
| BF-0011280839 | 2023-01-05 | No data | Annual Report | Annual Report | No data |
| BF-0010170814 | 2022-01-07 | No data | Annual Report | Annual Report | 2022 |
| 0007033447 | 2020-12-07 | No data | Annual Report | Annual Report | 2021 |
| 0006713105 | 2020-01-07 | No data | Annual Report | Annual Report | 2020 |
| 0006286801 | 2018-12-04 | No data | Annual Report | Annual Report | 2019 |
| 0006221665 | 2018-07-20 | 2018-07-20 | Change of Agent | Agent Change | No data |
| 0005985963 | 2017-12-14 | No data | Annual Report | Annual Report | 2018 |
| 0005734361 | 2017-01-10 | No data | Annual Report | Annual Report | 2017 |
| 0005451818 | 2015-12-22 | No data | Annual Report | Annual Report | 2016 |
Date of last update: 11 Nov 2024
Sources: Connecticut's Official State Website
