| Entity Name: | WELLS FARGO SECURITIES, LLC |
| Jurisdiction: | Connecticut |
| Legal type: | LLC |
| Citizenship: | Foreign |
| Status: | Active |
| Date Formed: | 26 Jun 2003 (Companies founded in June 2003) |
| Business ALEI: | 0752860 |
| Annual report due: | 31 Mar 2025 |
| NAICS code: | 523150 - Investment Banking and Securities Intermediation |
| Business address: | 550 SOUTH TRYON STREET, CHARLOTTE, NC, 28202, United States |
| Mailing address: | 550 SOUTH TRYON STREET, CHARLOTTE, NC, United States, 28202 |
| Mailing jurisdiction address: | 251 Little Falls Dr, Wilmington, DE, 19808-1674, United States |
| Place of Formation: | DELAWARE |
| E-Mail: | Compliancemail@cscinfo.com |
| Name | Role |
|---|---|
| CORPORATION SERVICE COMPANY | Agent |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| MICHAEL FRANCIS RILEY | Officer | 500 W 33RD ST, NEW YORK, NY, 10001, United States | 500 W 33RD ST, NEW YORK, NY, 10001, United States |
| ASHLEY HAGER | Officer | 800 Walnut St, Des Moines, IA, 50309-3605, United States | 800 Walnut St, Des Moines, IA, 50309-3605, United States |
| JONATHAN G WEISS | Officer | 500 W 33RD ST, NEW YORK, NY, 10001, United States | 500 W 33RD ST, NEW YORK, NY, 10001, United States |
| MARY LOU PETERS | Officer | 500 W 33RD ST, NEW YORK, NY, 10001, United States | 500 W 33RD ST, NEW YORK, NY, 10001, United States |
| TIMOTHY O'HARA | Officer | 125 High St, Boston, MA, 02110, United States | 125 High St, Boston, MA, 02110, United States |
| DANIEL J THOMAS | Officer | 500 S Tryon St, Charlotte, NC, 28202-1811, United States | 500 S Tryon St, Charlotte, NC, 28202-1811, United States |
| EVEREN Capital Corporation | Officer | 401 S Tryon St, Charlotte, NC, 28202-1911, United States | No data |
| STEVEN KIKER | Officer | 550 S Tryon St, Charlotte, NC, 28202, United States | 550 S Tryon St, Charlotte, NC, 28202, United States |
| Type | Old value | New value | Date of change |
|---|---|---|---|
| Name change | WACHOVIA CAPITAL MARKETS, LLC | WELLS FARGO SECURITIES, LLC | 2009-07-08 |
| Filing number | Filing date | Effective date | Filing category | Filing type | Report year |
|---|---|---|---|---|---|
| BF-0012213300 | 2024-03-21 | No data | Annual Report | Annual Report | No data |
| BF-0011275990 | 2023-03-16 | No data | Annual Report | Annual Report | No data |
| BF-0010236719 | 2022-03-29 | No data | Annual Report | Annual Report | 2022 |
| BF-0010476376 | 2022-01-14 | 2022-01-14 | Mass Agent Change � Address | Agent Address Change | No data |
| 0007258245 | 2021-03-24 | No data | Annual Report | Annual Report | 2021 |
| 0006950703 | 2020-07-06 | 2020-07-06 | Change of Agent Address | Agent Address Change | No data |
| 0006943532 | 2020-07-06 | 2020-07-06 | Change of Agent Address | Agent Address Change | No data |
| 0006770827 | 2020-02-21 | No data | Annual Report | Annual Report | 2020 |
| 0006472865 | 2019-03-18 | No data | Annual Report | Annual Report | 2019 |
| 0006096910 | 2018-02-27 | No data | Annual Report | Annual Report | 2018 |
Date of last update: 04 Nov 2024
Sources: Connecticut's Official State Website
