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ESSEX FINANCIAL SERVICES, INC.

Headquarter

Company Details

Entity Name: ESSEX FINANCIAL SERVICES, INC.
Jurisdiction: Connecticut
Legal type: Stock
Citizenship: Domestic
Status: Active
Sub status: Annual report due
Date Formed: 24 Apr 2003
Business ALEI: 0746818
Annual report due: 24 Apr 2025
NAICS code: 523940 - Portfolio Management and Investment Advice
Business address: 176 Westbrook Rd, Essex, CT, 06426-1511, United States
Mailing address: 176 WESTBROOK ROAD PO BOX 999, ESSEX, CT, United States, 06426
ZIP code: 06426
County: Middlesex
Place of Formation: CONNECTICUT
Total authorized shares: 5000
E-Mail: rnelson@essex.financial

Links between entities

Type Company Name Company Number State
Headquarter of ESSEX FINANCIAL SERVICES, INC. 3037689 NEW YORK

Central Index Key

CIK number Mailing Address Business Address Phone
1315785 P.O. BOX 999, 176 WESTBROOK RD, ESSEX, CT, 064260999 P.O. BOX 999, 176 WESTBROOK RD, ESSEX, CT, 064260999 860-767-4300

Filings since 2024-08-09

Form type 13F-HR/A
File number 028-11126
Filing date 2024-08-09
Reporting date 2024-06-30
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Form type N-PX
File number 028-11126
Filing date 2024-08-05
Reporting date 2024-06-30
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Filings since 2024-07-31

Form type 13F-HR
File number 028-11126
Filing date 2024-07-31
Reporting date 2024-06-30
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Filings since 2024-04-24

Form type 13F-HR
File number 028-11126
Filing date 2024-04-24
Reporting date 2024-03-31
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Filings since 2024-02-06

Form type 13F-HR
File number 028-11126
Filing date 2024-02-06
Reporting date 2023-12-31
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Filings since 2023-11-15

Form type 13F-HR
File number 028-11126
Filing date 2023-11-15
Reporting date 2023-09-30
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Filings since 2023-08-09

Form type 13F-HR
File number 028-11126
Filing date 2023-08-09
Reporting date 2023-06-30
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Filings since 2023-05-11

Form type 13F-HR
File number 028-11126
Filing date 2023-05-11
Reporting date 2023-03-31
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Filings since 2023-02-10

Form type 13F-HR
File number 028-11126
Filing date 2023-02-10
Reporting date 2022-12-31
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Filings since 2022-11-07

Form type 13F-HR
File number 028-11126
Filing date 2022-11-07
Reporting date 2022-09-30
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Filings since 2022-08-01

Form type 13F-HR
File number 028-11126
Filing date 2022-08-01
Reporting date 2022-06-30
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Form type 13F-HR/A
File number 028-11126
Filing date 2022-04-21
Reporting date 2022-03-31
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Form type 13F-HR
File number 028-11126
Filing date 2022-04-21
Reporting date 2022-03-31
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Filings since 2022-02-11

Form type 13F-HR
File number 028-11126
Filing date 2022-02-11
Reporting date 2021-12-31
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Filings since 2021-11-10

Form type 13F-HR
File number 028-11126
Filing date 2021-11-10
Reporting date 2021-09-30
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Filings since 2021-07-30

Form type 13F-HR
File number 028-11126
Filing date 2021-07-30
Reporting date 2021-06-30
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Form type 13F-HR
File number 028-11126
Filing date 2021-05-11
Reporting date 2021-03-31
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Form type 13F-HR
File number 028-11126
Filing date 2021-02-05
Reporting date 2020-12-31
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Form type 13F-HR
File number 028-11126
Filing date 2020-11-10
Reporting date 2020-09-30
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Form type 13F-HR
File number 028-11126
Filing date 2020-08-06
Reporting date 2020-06-30
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Form type 13F-HR
File number 028-11126
Filing date 2020-05-15
Reporting date 2020-03-31
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Form type 13F-HR
File number 028-11126
Filing date 2020-01-30
Reporting date 2019-12-31
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Form type 13F-HR
File number 028-11126
Filing date 2019-11-04
Reporting date 2019-09-30
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Form type 13F-HR
File number 028-11126
Filing date 2019-07-30
Reporting date 2019-06-30
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Form type 13F-HR
File number 028-11126
Filing date 2019-05-02
Reporting date 2019-03-31
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Form type 13F-HR
File number 028-11126
Filing date 2019-02-07
Reporting date 2018-12-31
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Form type 13F-HR
File number 028-11126
Filing date 2018-11-05
Reporting date 2018-09-30
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Filings since 2018-08-07

Form type 13F-HR
File number 028-11126
Filing date 2018-08-07
Reporting date 2018-06-30
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Filings since 2018-05-03

Form type 13F-HR
File number 028-11126
Filing date 2018-05-03
Reporting date 2018-03-31
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Filings since 2018-02-07

Form type 13F-HR
File number 028-11126
Filing date 2018-02-07
Reporting date 2017-12-31
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Filings since 2017-11-03

Form type 13F-HR
File number 028-11126
Filing date 2017-11-03
Reporting date 2017-09-30
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Filings since 2017-11-01

Form type MA-W
File number 867-01618
Filing date 2017-11-01
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Form type MA-I/A
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Filing date 2017-11-01
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Form type MA-I/A
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Filing date 2017-11-01
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Form type MA-I/A
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Filing date 2017-09-13
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Form type MA-I/A
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Filing date 2017-09-13
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Filing date 2017-09-13
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Filing date 2017-09-13
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Form type MA-I/A
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Filing date 2017-09-13
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Form type MA-I/A
File number 868-04744
Filing date 2017-09-13
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Form type MA-I/A
File number 868-04744
Filing date 2017-09-13
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Form type MA-I/A
File number 868-04744
Filing date 2017-09-13
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Form type MA-I/A
File number 868-04744
Filing date 2017-09-13
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Form type MA-I/A
File number 868-04744
Filing date 2017-09-13
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Form type MA-I/A
File number 868-04744
Filing date 2017-09-13
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Form type MA-I/A
File number 868-04744
Filing date 2017-09-13
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Form type MA-I/A
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Filing date 2017-09-13
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Form type MA-I/A
File number 868-04744
Filing date 2017-09-13
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Filings since 2017-09-13

Form type MA-I/A
File number 868-04744
Filing date 2017-09-13
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Form type MA-I/A
File number 868-04744
Filing date 2017-09-13
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Form type MA-I/A
File number 868-04744
Filing date 2017-09-13
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Filings since 2017-09-13

Form type MA-I/A
File number 868-04744
Filing date 2017-09-13
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Form type 13F-HR
File number 028-11126
Filing date 2017-08-07
Reporting date 2017-06-30
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Filings since 2017-05-08

Form type 13F-HR
File number 028-11126
Filing date 2017-05-08
Reporting date 2017-03-31
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Form type 13F-HR
File number 028-11126
Filing date 2017-01-31
Reporting date 2016-12-31
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Form type 13F-HR
File number 028-11126
Filing date 2016-11-10
Reporting date 2016-09-30
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Filings since 2016-07-28

Form type 13F-HR
File number 028-11126
Filing date 2016-07-28
Reporting date 2016-06-30
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Form type 13F-HR
File number 028-11126
Filing date 2016-05-11
Reporting date 2016-03-31
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Form type 13F-HR
File number 028-11126
Filing date 2016-02-05
Reporting date 2015-12-31
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Filings since 2015-10-06

Form type 13F-HR
File number 028-11126
Filing date 2015-10-06
Reporting date 2015-09-30
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Filings since 2015-07-28

Form type 13F-HR
File number 028-11126
Filing date 2015-07-28
Reporting date 2015-06-30
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Filings since 2015-05-07

Form type 13F-HR
File number 028-11126
Filing date 2015-05-07
Reporting date 2015-03-31
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Filings since 2015-02-06

Form type MA
File number 867-01618
Filing date 2015-02-06
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Filings since 2015-02-03

Form type MA-I
File number 868-04744
Filing date 2015-02-03
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Filings since 2015-02-03

Form type MA-I
File number 868-04744
Filing date 2015-02-03
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Filings since 2015-02-03

Form type MA-I
File number 868-04744
Filing date 2015-02-03
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Filings since 2015-02-03

Form type MA-I
File number 868-04744
Filing date 2015-02-03
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Filings since 2015-02-03

Form type MA-I
File number 868-04744
Filing date 2015-02-03
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Filings since 2015-02-03

Form type MA-I
File number 868-04744
Filing date 2015-02-03
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Filings since 2015-02-03

Form type MA-I
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Filing date 2015-02-03
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Filings since 2015-02-03

Form type MA-I
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Filing date 2015-02-03
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Filings since 2015-02-03

Form type MA-I
File number 868-04744
Filing date 2015-02-03
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Filings since 2015-02-03

Form type MA-I
File number 868-04744
Filing date 2015-02-03
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Filings since 2015-02-03

Form type MA-I
File number 868-04744
Filing date 2015-02-03
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Filings since 2015-02-03

Form type MA-I
File number 868-04744
Filing date 2015-02-03
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Filings since 2015-02-03

Form type MA-I
File number 868-04744
Filing date 2015-02-03
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Filings since 2015-02-03

Form type MA-I
File number 868-04744
Filing date 2015-02-03
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Filings since 2015-02-03

Form type MA-I
File number 868-04744
Filing date 2015-02-03
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Filings since 2015-02-03

Form type MA-I
File number 868-04744
Filing date 2015-02-03
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Filings since 2015-02-03

Form type MA-I
File number 868-04744
Filing date 2015-02-03
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Filings since 2015-02-02

Form type MA-I
File number 868-04744
Filing date 2015-02-02
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Filings since 2015-02-02

Form type MA-I
File number 868-04744
Filing date 2015-02-02
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Filings since 2015-02-02

Form type MA-I
File number 868-04744
Filing date 2015-02-02
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Filings since 2015-02-02

Form type MA-I
File number 868-04744
Filing date 2015-02-02
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Filings since 2015-01-07

Form type 13F-HR
File number 028-11126
Filing date 2015-01-07
Reporting date 2014-12-31
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Filings since 2014-10-31

Form type 13F-HR
File number 028-11126
Filing date 2014-10-31
Reporting date 2014-09-30
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Filings since 2014-07-29

Form type 13F-HR
File number 028-11126
Filing date 2014-07-29
Reporting date 2014-06-30
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Filings since 2014-05-08

Form type 13F-HR
File number 028-11126
Filing date 2014-05-08
Reporting date 2014-03-31
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Form type 13F-HR/A
File number 028-11126
Filing date 2014-02-12
Reporting date 2013-12-31
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Filings since 2014-02-11

Form type 13F-HR
File number 028-11126
Filing date 2014-02-11
Reporting date 2013-12-31
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Filings since 2013-11-14

Form type 13F-HR
File number 028-11126
Filing date 2013-11-14
Reporting date 2013-09-30
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Filings since 2013-08-14

Form type 13F-HR
File number 028-11126
Filing date 2013-08-14
Reporting date 2013-06-30
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Filings since 2013-05-08

Form type 13F-HR
File number 028-11126
Filing date 2013-05-08
Reporting date 2013-03-31
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Form type 13F-HR
File number 028-11126
Filing date 2013-01-23
Reporting date 2012-12-31
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Form type 13F-HR
File number 028-11126
Filing date 2012-10-09
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Filings since 2012-07-25

Form type 13F-HR
File number 028-11126
Filing date 2012-07-25
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Form type 13F-HR
File number 028-11126
Filing date 2012-04-09
Reporting date 2012-03-31
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Form type 13F-HR
File number 028-11126
Filing date 2012-01-11
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Form type 13F-HR
File number 028-11126
Filing date 2011-10-11
Reporting date 2011-09-30
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Form type 13F-HR
File number 028-11126
Filing date 2011-07-29
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Form type 13F-HR
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Form type 13F-HR
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Form type 13F-HR
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Form type 13F-HR
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Form type 13F-HR
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Form type 13F-HR
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Form type 13F-HR
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Form type 13F-HR
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Form type 13F-HR
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Form type 13F-HR
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Form type 13F-HR
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Form type 13F-HR
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Form type 13F-HR
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Form type 13F-HR
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Form type 13F-HR
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Form type 13F-HR
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Form type 13F-HR
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form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
ESSEX FINANCIAL SERVICES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2023 364529342 2024-07-18 ESSEX FINANCIAL SERVICES, INC. 54
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1981-10-01
Business code 523900
Sponsor’s telephone number 8607674300
Plan sponsor’s address PO BOX 999, ESSEX, CT, 064260999

Signature of

Role Plan administrator
Date 2024-07-18
Name of individual signing RON NELSON
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2024-07-18
Name of individual signing RON NELSON
Valid signature Filed with authorized/valid electronic signature
ESSEX FINANCIAL SERVICES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2022 364529342 2023-08-15 ESSEX FINANCIAL SERVICES, INC. 54
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1981-10-01
Business code 523900
Sponsor’s telephone number 8607674300
Plan sponsor’s address PO BOX 999, ESSEX, CT, 064260999

Signature of

Role Plan administrator
Date 2023-08-15
Name of individual signing RONALD C NELSON
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2023-08-15
Name of individual signing RONALD C NELSON
Valid signature Filed with authorized/valid electronic signature
ESSEX FINANCIAL SERVICES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2021 364529342 2022-06-09 ESSEX FINANCIAL SERVICES, INC. 50
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1981-10-01
Business code 523900
Sponsor’s telephone number 8607674300
Plan sponsor’s address PO BOX 999, ESSEX, CT, 064260999

Signature of

Role Plan administrator
Date 2022-06-08
Name of individual signing RONALD C NELSON
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2022-06-08
Name of individual signing RONALD C NELSON
Valid signature Filed with authorized/valid electronic signature
ESSEX FINANCIAL SERVICES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2020 364529342 2021-07-20 ESSEX FINANCIAL SERVICES, INC. 51
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1981-10-01
Business code 523900
Sponsor’s telephone number 8607674300
Plan sponsor’s address PO BOX 999, ESSEX, CT, 064260999

Signature of

Role Plan administrator
Date 2021-07-20
Name of individual signing RON NELSON
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2021-07-20
Name of individual signing RON NELSON
Valid signature Filed with authorized/valid electronic signature
ESSEX FINANCIAL SERVICES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2019 364529342 2020-08-31 ESSEX FINANCIAL SERVICES, INC. 56
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1981-10-01
Business code 523900
Sponsor’s telephone number 8607674300
Plan sponsor’s address PO BOX 999, ESSEX, CT, 064260999

Signature of

Role Plan administrator
Date 2020-08-31
Name of individual signing RONALD NELSON
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2020-08-31
Name of individual signing RONALD NELSON
Valid signature Filed with authorized/valid electronic signature
ESSEX FINANCIAL SERVICES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2018 364529342 2019-04-26 ESSEX FINANCIAL SERVICES, INC. 61
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1981-10-01
Business code 523900
Sponsor’s telephone number 8607674300
Plan sponsor’s address PO BOX 999, ESSEX, CT, 064260999

Signature of

Role Plan administrator
Date 2019-04-26
Name of individual signing RONALD NELSON
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2019-04-26
Name of individual signing RONALD NELSON
Valid signature Filed with authorized/valid electronic signature
ESSEX FINANCIAL SERVICES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2017 364529342 2018-07-27 ESSEX FINANCIAL SERVICES, INC. 60
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1981-10-01
Business code 523900
Sponsor’s telephone number 8607674300
Plan sponsor’s address PO BOX 999, ESSEX, CT, 064260999

Signature of

Role Plan administrator
Date 2018-07-27
Name of individual signing RON NELSON
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2018-07-27
Name of individual signing RON NELSON
Valid signature Filed with authorized/valid electronic signature
ESSEX FINANCIAL SERVICES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2016 364529342 2017-09-13 ESSEX FINANCIAL SERVICES, INC. 52
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1981-10-01
Business code 523900
Sponsor’s telephone number 8607674300
Plan sponsor’s address PO BOX 999, ESSEX, CT, 064260999

Signature of

Role Plan administrator
Date 2017-09-12
Name of individual signing RON NELSON
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2017-09-12
Name of individual signing RON NELSON
Valid signature Filed with authorized/valid electronic signature
ESSEX FINANCIAL SERVICES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2015 364529342 2016-06-13 ESSEX FINANCIAL SERVICES, INC. 53
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1981-10-01
Business code 523900
Sponsor’s telephone number 8607674300
Plan sponsor’s address PO BOX 999, ESSEX, CT, 064260999

Signature of

Role Plan administrator
Date 2016-06-13
Name of individual signing RON NELSON
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2016-06-13
Name of individual signing RON NELSON
Valid signature Filed with authorized/valid electronic signature
ESSEX FINANCIAL SERVICES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2014 364529342 2015-08-11 ESSEX FINANCIAL SERVICES, INC. 48
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1981-10-01
Business code 523900
Sponsor’s telephone number 8607674300
Plan sponsor’s address PO BOX 999, ESSEX, CT, 064260999

Signature of

Role Plan administrator
Date 2015-08-10
Name of individual signing RON NELSON
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2015-08-10
Name of individual signing RON NELSON
Valid signature Filed with authorized/valid electronic signature

Agent

Name Role Business address Mailing address Phone E-Mail Residence address
DAVID J. WIESE Agent 20 CHURCH ST, C/O HINCKLEY ALLEN, HARTFORD, CT, 06103, United States 20 CHURCH ST, C/O HINCKLEY ALLEN, HARTFORD, CT, 06103, United States +1 860-331-2714 dwiese@hinckleyallen.com 18 FERRY ROAD, OLD LYME, CT, 06371, United States

Officer

Name Role Business address Residence address
RONALD NELSON Officer 176 WESTBROOK ROAD, ESSEX, CT, 06426, United States 33 WINTHROP HILL ROAD, IVORYTON, CT, 06442, United States
CHARLES CUMELLO Officer 176 WESTBROOK ROAD, ESSEX, CT, 06426, United States 64 PLEASANT TERRACE, DURHAM, CT, 06422, United States

Filing

Filing number Filing date Effective date Filing category Filing type Report year
BF-0012066298 2024-04-17 No data Annual Report Annual Report No data
BF-0011272499 2023-04-05 No data Annual Report Annual Report No data
BF-0010201847 2022-03-25 No data Annual Report Annual Report 2022
0007282068 2021-04-05 No data Annual Report Annual Report 2021
0006993497 2020-09-29 No data Annual Report Annual Report 2020
0006531006 2019-04-11 No data Annual Report Annual Report 2019
0006141080 2018-03-27 No data Annual Report Annual Report 2018
0005828051 2017-04-27 No data Annual Report Annual Report 2017
0005551564 2016-04-28 No data Annual Report Annual Report 2016
0005317919 2015-04-17 No data Annual Report Annual Report 2015

Date of last update: 25 Nov 2024

Sources: Connecticut's Official State Website