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SULLIVAN FINANCIAL, LLC

Company Details

Entity Name: SULLIVAN FINANCIAL, LLC
Jurisdiction: Connecticut
Legal type: LLC
Citizenship: Domestic
Status: Active
Sub status: Annual report due
Date Formed: 06 Jun 2002 (Companies founded in June 2002)
Business ALEI: 0717008
Annual report due: 31 Mar 2025
NAICS code: 523940 - Portfolio Management and Investment Advice
Business address: 15A MAIN ST, ESSEX, CT, 06426, United States
Mailing address: 15A MAIN ST, ESSEX, CT, United States, 06426
ZIP code: 06426 (Companies in Middlesex, 06426)
County: Middlesex
Place of Formation: CONNECTICUT
E-Mail: jsullivan@sullfin.com

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
SULLIVAN FINANCIAL, LLC 401(K) PLAN 2023 141893598 2024-10-15 SULLIVAN FINANCIAL, LLC 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2018-01-01
Business code 523900
Sponsor’s telephone number 8606574150
Plan sponsor’s address 15A MAIN ST., ESSEX, CT, 06426

Signature of

Role Plan administrator
Date 2024-10-15
Name of individual signing JANE SULLIVAN
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2024-10-15
Name of individual signing JANE SULLIVAN
Valid signature Filed with authorized/valid electronic signature
SULLIVAN FINANCIAL, LLC 401(K) PLAN 2022 141893598 2023-10-10 SULLIVAN FINANCIAL, LLC 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2018-01-01
Business code 523900
Sponsor’s telephone number 8606574150
Plan sponsor’s address 15A MAIN ST., ESSEX, CT, 06426

Signature of

Role Plan administrator
Date 2023-10-10
Name of individual signing JANE SULLIVAN
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2023-10-10
Name of individual signing JANE SULLIVAN
Valid signature Filed with authorized/valid electronic signature
SULLIVAN FINANCIAL, LLC 401(K) PLAN 2021 141893598 2022-10-03 SULLIVAN FINANCIAL, LLC 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2018-01-01
Business code 523900
Sponsor’s telephone number 8606574150
Plan sponsor’s address 15A MAIN ST., ESSEX, CT, 06426

Signature of

Role Plan administrator
Date 2022-08-16
Name of individual signing JANE SULLIVAN
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2022-08-16
Name of individual signing JANE SULLIVAN
Valid signature Filed with authorized/valid electronic signature
SULLIVAN FINANCIAL, LLC 401(K) PLAN 2020 141893598 2021-10-15 SULLIVAN FINANCIAL, LLC 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2018-01-01
Business code 523900
Sponsor’s telephone number 8606574150
Plan sponsor’s address 15A MAIN ST., PO BOX 557, ESSEX, CT, 06426

Signature of

Role Plan administrator
Date 2021-10-15
Name of individual signing MARY JANE SULLIVAN
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2021-10-15
Name of individual signing MARY JANE SULLIVAN
Valid signature Filed with authorized/valid electronic signature
SULLIVAN FINANCIAL, LLC 401(K) PLAN 2019 141893598 2020-09-04 SULLIVAN FINANCIAL, LLC 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2018-01-01
Business code 523900
Sponsor’s telephone number 8606574150
Plan sponsor’s address 7 WATER STREET, SOUTH GLASTONBURY, CT, 06073

Signature of

Role Plan administrator
Date 2020-09-04
Name of individual signing MARY JANE SULLIVAN
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2020-09-04
Name of individual signing MARY JANE SULLIVAN
Valid signature Filed with authorized/valid electronic signature
SULLIVAN FINANCIAL, LLC 401(K) PLAN 2018 141893598 2019-07-25 SULLIVAN FINANCIAL, LLC 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2018-01-01
Business code 523900
Sponsor’s telephone number 8606574150
Plan sponsor’s address 7 WATER STREET, SOUTH GLASTONBURY, CT, 06073

Signature of

Role Plan administrator
Date 2019-07-25
Name of individual signing MARY JANE SULLIVAN
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2019-07-25
Name of individual signing MARY JANE SULLIVAN
Valid signature Filed with authorized/valid electronic signature

Agent

Name Role Business address Mailing address Phone E-Mail Residence address
MARY JANE SULLIVAN Agent 15A MAIN ST., ESSEX, CT, 06426, United States 15A MAIN ST., ESSEX, CT, 06426, United States +1 860-982-4845 JSULLIVAN@SULLFIN.COM 55 CYPRESS RD., OLD SAYBROOK, CT, 06475, United States

Officer

Name Role Business address Phone E-Mail Residence address
MARY JANE SULLIVAN Officer 15A Main St., Essex, CT, 06426, United States +1 860-982-4845 JSULLIVAN@SULLFIN.COM 55 CYPRESS RD., OLD SAYBROOK, CT, 06475, United States

Filing

Filing number Filing date Effective date Filing category Filing type Report year
BF-0012087251 2024-03-14 No data Annual Report Annual Report No data
BF-0011408168 2023-01-09 No data Annual Report Annual Report No data
BF-0010295658 2022-02-09 No data Annual Report Annual Report 2022
0007162995 2021-02-16 No data Annual Report Annual Report 2021
0006729759 2020-01-16 No data Annual Report Annual Report 2020
0006308838 2019-01-05 No data Annual Report Annual Report 2018
0006308840 2019-01-05 No data Annual Report Annual Report 2019
0006036023 2018-01-26 No data Annual Report Annual Report 2017
0005748893 2017-01-24 No data Annual Report Annual Report 2016
0005748886 2017-01-24 No data Annual Report Annual Report 2015

Date of last update: 11 Nov 2024

Sources: Connecticut's Official State Website