| Entity Name: | SECURITIES & FINANCIAL CONSULTING ASSOCIATES, LLC. |
| Jurisdiction: | Connecticut |
| Legal type: | LLC |
| Citizenship: | Domestic |
| Status: | Forfeited |
| Date Formed: | 18 Dec 2001 |
| Business ALEI: | 0699494 |
| Annual report due: | 31 Mar 2012 |
| Business address: | 30 INDIAN MOUNTAIN ROAD, LAKEVILLE, CT, 06039 |
| Mailing address: | SECURITIES & FINANCIAL CONSULTING ASSOC. P.O. BOX 1994, LAKEVILLE, CT, 06039 |
| ZIP code: | 06039 |
| County: | Litchfield |
| Place of Formation: | CONNECTICUT |
| E-Mail: | kathleen.sherrill@sfcassociates.com |
| Type | Company Name | Company Number | State |
|---|---|---|---|
| Headquarter of | SECURITIES & FINANCIAL CONSULTING ASSOCIATES, LLC., NEW YORK | 3601499 | NEW YORK |
| CAGE number | Status | Type | Established | CAGE Update Date | CAGE Expiration | SAM Expiration | |||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 6S5X6 | Active | Non-Manufacturer | 2012-06-25 | 2024-03-09 | No data | No data | |||||||||||||||
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| POC | JEAN-BAPTISTE CARELUS |
| Phone | +1 212-201-1999 |
| Fax | +1 646-224-8325 |
| Address | 346 MAIN ST, LAKEVILLE, CT, 06039 1232, UNITED STATES |
Ownership of Offeror Information
| Highest Level Owner | Information not Available |
|---|
| Immediate Level Owner | Information not Available |
|---|
| List of Offerors (0) | Information not Available |
|---|
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| SFC ASSOCIATES LLC 401 K PROFIT SHARING PLAN TRUST | 2011 | 753072195 | 2012-05-22 | SFC ASSOCIATES LLC | 6 | |||||||||||||||||||||||||||||||
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| Administrator’s EIN | 753072195 |
| Plan administrator’s name | SFC ASSOCIATES LLC |
| Plan administrator’s address | P.O. BOX 1994, LAKEVILLE, CT, 06039 |
| Administrator’s telephone number | 8604358333 |
Signature of
| Role | Plan administrator |
| Date | 2012-05-22 |
| Name of individual signing | SFC ASSOCIATES LLC |
| Valid signature | Filed with authorized/valid electronic signature |
| Name | Role | Business address | Residence address | |
|---|---|---|---|---|
| MARTHA MILLER ESQ | Agent | 462 LIME ROCK ROAD, PO BOX 1997, LAKEVILLE, CT, 06039, United States | kathleen.sherrill@sfcassociates.com | 462 LIME ROCK ROAD, PO BOX 1997, LAKEVILLE, CT, 06039, United States |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| EZRA ZASK | Officer | 30 INDIAN MOUNTAIN ROAD, P.O. BOX 1994, LAKEVILLE, CT, 06039, United States | 9 OVERLOOK DR., LAKEVILLE, CT, 06039, United States |
| Type | Old value | New value | Date of change |
|---|---|---|---|
| Name change | SFC ASSOCIATES, LLC | SECURITIES & FINANCIAL CONSULTING ASSOCIATES, LLC. | 2011-12-19 |
| Name change | SECURITIES & FINANCIAL CONSULTING ASSOCIATES, L.L.C. | SFC ASSOCIATES, LLC | 2011-06-13 |
| Name change | EZA FINANCIAL CONSULTING, L.L.C. | SECURITIES & FINANCIAL CONSULTING ASSOCIATES, L.L.C. | 2010-10-15 |
| Name change | EZA CONSULTING, L.L.C. | EZA FINANCIAL CONSULTING, L.L.C. | 2010-09-10 |
| Name change | EZA ADVISORS, L.L.C. | EZA CONSULTING, L.L.C. | 2010-07-06 |
| Name change | EZRA ZASK ADVISORS, L.L.C. | EZA ADVISORS, L.L.C. | 2010-06-18 |
| Filing number | Filing date | Effective date | Filing category | Filing type | Report year |
|---|---|---|---|---|---|
| BF-0011001340 | 2022-09-12 | No data | Administrative Dissolution | Certificate of Dissolution/Revocation | No data |
| BF-0010623895 | 2022-06-06 | No data | Administrative Dissolution | Notice of Intent to Dissolve/Revoke | No data |
| 0004488635 | 2011-12-19 | No data | Amendment | Amend Name | No data |
| 0004662356 | 2011-12-19 | No data | Annual Report | Annual Report | 2011 |
| 0004392624 | 2011-06-13 | No data | Amendment | Amend Name | No data |
| 0004378738 | 2011-05-18 | No data | Change of Agent Address | Agent Address Change | No data |
| 0004315665 | 2010-12-16 | No data | Annual Report | Annual Report | 2010 |
| 0004259020 | 2010-10-15 | No data | Amendment | Amend Name | No data |
| 0004234410 | 2010-09-10 | No data | Amendment | Amend Name | No data |
| 0004194533 | 2010-07-06 | No data | Amendment | Amend Name | No data |
Date of last update: 25 Nov 2024
Sources: Connecticut's Official State Website
