Search icon

DOHERTY FINANCIAL SERVICES LLC

Company Details

Entity Name: DOHERTY FINANCIAL SERVICES LLC
Jurisdiction: Connecticut
Legal type: LLC
Citizenship: Domestic
Status: Active
Sub status: Annual report due
Date Formed: 09 Apr 2001 (Companies founded in April 2001)
Business ALEI: 0678585
Annual report due: 31 Mar 2025
NAICS code: 523940 - Portfolio Management and Investment Advice
Business address: 860 NORWICH-NEW LONDON TPKE, UNCASVILLE, CT, 06382, United States
Mailing address: P.O. BOX 508, UNCASVILLE, CT, United States, 06382
ZIP code: 06382 (Companies in New London, 06382)
County: New London
Place of Formation: CONNECTICUT
E-Mail: bbtn38@gmail.com

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
DOHERTY FINANCIAL SERVICES, LLC 401(K) PLAN 2022 061624388 2023-06-05 DOHERTY FINANCIAL SERVICES 7
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-01-01
Business code 523900
Sponsor’s telephone number 8608481881
Plan sponsor’s address P.O. BOX 508, UNCASVILLE, CT, 06382

Signature of

Role Plan administrator
Date 2023-06-05
Name of individual signing MICHAEL DOHERTY JR
Valid signature Filed with authorized/valid electronic signature
DOHERTY FINANCIAL SERVICES, LLC 401(K) PLAN 2021 061624388 2022-06-27 DOHERTY FINANCIAL SERVICES 7
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-01-01
Business code 523900
Sponsor’s telephone number 8608481881
Plan sponsor’s address P.O. BOX 508, UNCASVILLE, CT, 06382

Signature of

Role Plan administrator
Date 2022-06-23
Name of individual signing MICHAEL DOHERTY JR
Valid signature Filed with authorized/valid electronic signature
DOHERTY FINANCIAL SERVICES, LLC 401(K) PLAN 2020 061624388 2021-06-14 DOHERTY FINANCIAL SERVICES 8
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-01-01
Business code 523900
Sponsor’s telephone number 8608481881
Plan sponsor’s address P.O. BOX 508, UNCASVILLE, CT, 06382

Signature of

Role Plan administrator
Date 2021-06-10
Name of individual signing MICHAEL DOHERTY JR
Valid signature Filed with authorized/valid electronic signature
DOHERTY FINANCIAL SERVICES, LLC 401(K) PLAN 2019 061624388 2020-05-20 DOHERTY FINANCIAL SERVICES 6
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-01-01
Business code 523900
Sponsor’s telephone number 8608481881
Plan sponsor’s address P.O. BOX 508, UNCASVILLE, CT, 06382

Signature of

Role Plan administrator
Date 2020-05-20
Name of individual signing MICHAEL DOHERTY JR
Valid signature Filed with authorized/valid electronic signature
DOHERTY FINANCIAL SERVICES, LLC 401(K) PLAN 2018 061624388 2019-04-30 DOHERTY FINANCIAL SERVICES 6
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-01-01
Business code 523900
Sponsor’s telephone number 8608481881
Plan sponsor’s address P.O. BOX 508, UNCASVILLE, CT, 06382

Signature of

Role Plan administrator
Date 2019-04-30
Name of individual signing MICHAEL DOHERTY JR
Valid signature Filed with authorized/valid electronic signature
DOHERTY FINANCIAL SERVICES, LLC 401(K) PLAN 2017 061624388 2018-05-31 DOHERTY FINANCIAL SERVICES 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-01-01
Business code 523900
Sponsor’s telephone number 8608481881
Plan sponsor’s address P.O. BOX 508, UNCASVILLE, CT, 06382

Signature of

Role Plan administrator
Date 2018-05-31
Name of individual signing MICHAEL DOHERTY JR
Valid signature Filed with authorized/valid electronic signature
DOHERTY FINANCIAL SERVICES, LLC 401(K) PLAN 2016 061624388 2017-06-01 DOHERTY FINANCIAL SERVICES 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-01-01
Business code 523900
Sponsor’s telephone number 8608481881
Plan sponsor’s address P.O. BOX 508, UNCASVILLE, CT, 06382

Signature of

Role Plan administrator
Date 2017-06-01
Name of individual signing MICHAEL DOHERTY JR
Valid signature Filed with authorized/valid electronic signature
DOHERTY FINANCIAL SERVICES, LLC 401(K) PLAN 2015 061624388 2016-06-06 DOHERTY FINANCIAL SERVICES 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-01-01
Business code 523900
Sponsor’s telephone number 8608481881
Plan sponsor’s address P.O. BOX 508, UNCASVILLE, CT, 06382

Signature of

Role Plan administrator
Date 2016-06-06
Name of individual signing MICHAEL DOHERTY JR
Valid signature Filed with authorized/valid electronic signature
DOHERTY FINANCIAL SERVICES, LLC 401(K) PLAN 2014 061624388 2015-07-14 DOHERTY FINANCIAL SERVICES 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-01-01
Business code 523900
Sponsor’s telephone number 8608481881
Plan sponsor’s address P.O. BOX 508, UNCASVILLE, CT, 06382

Signature of

Role Plan administrator
Date 2015-07-14
Name of individual signing MICHAEL DOHERTY JR
Valid signature Filed with authorized/valid electronic signature
DOHERTY FINANCIAL SERVICES, LLC 401(K) PLAN 2013 061624388 2014-04-17 DOHERTY FINANCIAL SERVICES 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-01-01
Business code 523900
Sponsor’s telephone number 8608481881
Plan sponsor’s address P.O. BOX 508, UNCASVILLE, CT, 06382

Signature of

Role Plan administrator
Date 2014-04-17
Name of individual signing MICHAEL DOHERTY JR
Valid signature Filed with authorized/valid electronic signature

Agent

Name Role Business address Mailing address Phone E-Mail Residence address
MICHAEL C DOHERTY JR. Agent 860 NORWICH-NEW LONDON TPKE, UNCASVILLE, CT, 06382, United States P.O. Box 508, UNCASVILLE, CT, 06382, United States +1 860-608-4566 bbtn38@gmail.com CT, 247R Shore Rd, Waterford, CT, 06385-3445, United States

Officer

Name Role Business address Residence address
MICHAEL C. DOHERTY JR. Officer 860 NORWICH-NEW LONDON TPKE, UNCASVILLE, CT, 06382, United States 247R Shore Rd, Waterford, CT, 06385-3445, United States

Filing

Filing number Filing date Effective date Filing category Filing type Report year
BF-0012232237 2024-03-15 No data Annual Report Annual Report No data
BF-0011405951 2023-03-29 No data Annual Report Annual Report No data
BF-0010275062 2022-03-30 No data Annual Report Annual Report 2022
0007209906 2021-03-08 No data Annual Report Annual Report 2021
0006822163 2020-03-09 No data Annual Report Annual Report 2020
0006489175 2019-03-25 No data Annual Report Annual Report 2019
0006142517 2018-03-28 No data Annual Report Annual Report 2018
0005815907 2017-04-10 No data Annual Report Annual Report 2017
0005554754 2016-05-02 No data Annual Report Annual Report 2016
0005360228 2015-07-06 No data Annual Report Annual Report 2015

Date of last update: 11 Nov 2024

Sources: Connecticut's Official State Website