| Entity Name: | AVANTAX INVESTMENT SERVICES, INC. |
| Jurisdiction: | Connecticut |
| Legal type: | Stock |
| Citizenship: | Foreign |
| Status: | Active |
| Date Formed: | 16 Aug 2000 (Companies founded in August 2000) |
| Business ALEI: | 0659097 |
| Annual report due: | 16 Aug 2025 |
| NAICS code: | 523210 - Securities and Commodity Exchanges |
| Business address: | 3200 OLYMPUS BLVD SUITE 100, DALLAS, TX, 75019, United States |
| Mailing address: | 3200 OLYMPUS BLVD SUITE 100, DALLAS, TX, United States, 75019 |
| Place of Formation: | TEXAS |
| E-Mail: | annualreports@cscglobal.com |
| Name | Role |
|---|---|
| CORPORATION SERVICE COMPANY | Agent |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| GARY L. CHAFFIN | Officer | 2301 Rosecrans Ave, Suite 5100, El Segundo, CA, 90245-4967, United States | 2301 Rosecrans Ave, Suite 5100, El Segundo, CA, 90245-4967, United States |
| WINNIE A. LEE | Officer | 3200 OLYMPUS BLVD SUITE 100, DALLAS, TX, 75019, United States | 3200 OLYMPUS BLVD SUITE 100, DALLAS, TX, 75019, United States |
| TODD C MACKAY | Officer | 3200 OLYMPUS BLVD STE 100, DALLAS, TX, 75019, United States | 3200 OLYMPUS BLVD STE 100, DALLAS, TX, 75019, United States |
| JOSEPH D. NEARY | Officer | 655 W BROADWAY, 12TH FLOOR, SAN DIEGO, CA, 92101, United States | 655 W BROADWAY, 12TH FLOOR, SAN DIEGO, CA, 92101, United States |
| LISA GOK | Officer | 3200 OLYMPUS BLVD SUITE 100, DALLAS, TX, 75019, United States | 3200 OLYMPUS BLVD SUITE 100, DALLAS, TX, 75019, United States |
| CHRISTOPHER ROD | Officer | 3200 OLYMPUS BLVD STE 100, DALLAS, TX, 75019, United States | 3200 OLYMPUS BLVD, SUITE 100, DALLAS, TX, 75019, United States |
| KEITH SHORES | Officer | 3200 OLYMPUS BLVD SUITE 100, DALLAS, TX, 75019, United States | 3200 OLYMPUS BLVD SUITE 100, DALLAS, TX, 75019, United States |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| TODD C MACKAY | Director | 3200 OLYMPUS BLVD STE 100, DALLAS, TX, 75019, United States | 3200 OLYMPUS BLVD STE 100, DALLAS, TX, 75019, United States |
| JOSEPH D. NEARY | Director | 655 W BROADWAY, 12TH FLOOR, SAN DIEGO, CA, 92101, United States | 655 W BROADWAY, 12TH FLOOR, SAN DIEGO, CA, 92101, United States |
| CHRISTOPHER ROD | Director | 3200 OLYMPUS BLVD STE 100, DALLAS, TX, 75019, United States | 3200 OLYMPUS BLVD, SUITE 100, DALLAS, TX, 75019, United States |
| Type | Old value | New value | Date of change |
|---|---|---|---|
| Name change | H.D. VEST INVESTMENT SECURITIES, INC. | AVANTAX INVESTMENT SERVICES, INC. | 2019-10-16 |
| Filing number | Filing date | Effective date | Filing category | Filing type | Report year |
|---|---|---|---|---|---|
| BF-0012150056 | 2024-08-02 | No data | Annual Report | Annual Report | No data |
| BF-0011397312 | 2023-07-17 | No data | Annual Report | Annual Report | No data |
| BF-0010295010 | 2022-07-18 | No data | Annual Report | Annual Report | 2022 |
| BF-0010471325 | 2022-01-14 | 2022-01-14 | Mass Agent Change � Address | Agent Address Change | No data |
| BF-0009808805 | 2021-07-20 | No data | Annual Report | Annual Report | No data |
| 0006950903 | 2020-07-22 | No data | Annual Report | Annual Report | 2020 |
| 0006950703 | 2020-07-06 | 2020-07-06 | Change of Agent Address | Agent Address Change | No data |
| 0006943532 | 2020-07-06 | 2020-07-06 | Change of Agent Address | Agent Address Change | No data |
| 0006661723 | 2019-10-16 | 2019-10-16 | Amendment | Amend Name | No data |
| 0006601386 | 2019-07-19 | No data | Name Reservation | Reservation of Name | No data |
Date of last update: 04 Nov 2024
Sources: Connecticut's Official State Website
